13F-HR/A filed by Kestra Advisory Services, LLC
Kestra Advisory Services, LLC filed this 13F-HR/A for the quarter ended 2020-09-30, filed 2022-07-29, with 1,411 holding rows worth $5,357,523,000.
- Accession
- 0001649451-22-000015
- Filer
- CIK 1830819
- Filed
- 2022-07-29
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, amendment of type restatement, 1,411 entries on the cover page, a total value of $5,357,523,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,357,523,000 with VALUE read as dollars, detected, 13F file number 028-20379. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TR EXCH TRADED FD III | 33739P830 | SHRT DUR MNG MUN | 18,333 | $378,000 | dollars, detected | |
| SEATTLE GENETICS INC | 812578102 | COM | 24 | $377,000 | dollars, detected | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 19,625 | $376,000 | dollars, detected | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 114 | $375,000 | dollars, detected | |
| INNOVATOR ETFS TRUST | 45782C573 | US EQTY PWR BUF | 13,816 | $375,000 | dollars, detected | |
| HERSHEY CO COM | 427866108 | Stock | 35 | $372,000 | dollars, detected | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 81 | $372,000 | dollars, detected | |
| AMPHENOL CORP NEW | 032095101 | COM | 53 | $371,000 | dollars, detected | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 102 | $371,000 | dollars, detected | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 18,546 | $371,000 | dollars, detected | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 10,272 | $371,000 | dollars, detected | |
| GLOBE LIFE INC | 37959E102 | COM | 70 | $370,000 | dollars, detected | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 141 | $368,000 | dollars, detected | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 13,671 | $367,000 | dollars, detected | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 100 | $367,000 | dollars, detected | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 57 | $367,000 | dollars, detected | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 150 | $367,000 | dollars, detected | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 11,686 | $366,000 | dollars, detected | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 100 | $366,000 | dollars, detected | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 14,795 | $363,000 | dollars, detected | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 150 | $361,000 | dollars, detected | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 16,770 | $361,000 | dollars, detected | |
| MURPHY USA INC COM | 626755102 | Stock | 39 | $359,000 | dollars, detected | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 16 | $358,000 | dollars, detected | |
| SMUCKER J M CO | 832696405 | COM NEW | 47 | $358,000 | dollars, detected | |
| GOLDMAN SACHS PHYSICAL GOLD ETF | 715426102 | UNIT | 18,970 | $357,000 | dollars, detected | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 84,717 | $356,000 | dollars, detected | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 54 | $354,000 | dollars, detected | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 17,182 | $354,000 | dollars, detected | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 30,202 | $353,000 | dollars, detected | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 20,442 | $351,000 | dollars, detected | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 45 | $351,000 | dollars, detected | |
| EXELIXIS INC COM | 30161Q104 | Stock | 14,324 | $350,000 | dollars, detected | |
| PLEXUS CORP COM | 729132100 | Stock | 76 | $349,000 | dollars, detected | |
| FIRST TR EXCHNG TRADED FD VI | 33740F847 | FT VEST US EQT | 11,875 | $347,000 | dollars, detected | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 97 | $346,000 | dollars, detected | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 38 | $346,000 | dollars, detected | |
| TARGA RES CORP COM | 87612G101 | Stock | 24,696 | $346,000 | dollars, detected | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 29 | $346,000 | dollars, detected | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 73 | $345,000 | dollars, detected | |
| F5 INC COM | 315616102 | Stock | 42 | $345,000 | dollars, detected | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 21,595 | $345,000 | dollars, detected | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 97 | $343,000 | dollars, detected | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 100 | $343,000 | dollars, detected | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 78 | $341,000 | dollars, detected | |
| SCHEIN HENRY INC | 806407102 | COM | 95 | $341,000 | dollars, detected | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 53,042 | $341,000 | dollars, detected | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 12,697 | $341,000 | dollars, detected | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 13,396 | $340,000 | dollars, detected | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 13 | $339,000 | dollars, detected | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 29 | $338,000 | dollars, detected | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 19,301 | $338,000 | dollars, detected | |
| RPM INTL INC COM | 749685103 | Stock | 63 | $337,000 | dollars, detected | |
| BIO RAD LABS INC | 090572207 | CL A | 4 | $337,000 | dollars, detected | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 10,311 | $335,000 | dollars, detected | |
| PC CONNECTION INC | 69318J100 | COM | 118 | $334,000 | dollars, detected | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 0 | $332,000 | dollars, detected | Amount filed as zero, left out of ratios. |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 15,355 | $332,000 | dollars, detected | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 150 | $331,000 | dollars, detected | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 75 | $331,000 | dollars, detected | |
| SPDR SER TR | 78468R713 | DORSEY WRGT FI | 13,660 | $331,000 | dollars, detected | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 26 | $330,000 | dollars, detected | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 30,540 | $328,000 | dollars, detected | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 99 | $328,000 | dollars, detected | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 142 | $327,000 | dollars, detected | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 100 | $327,000 | dollars, detected | |
| TEXTRON INC COM | 883203101 | Stock | 141 | $327,000 | dollars, detected | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 36,210 | $327,000 | dollars, detected | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 8 | $326,000 | dollars, detected | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 94 | $326,000 | dollars, detected | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 24,249 | $326,000 | dollars, detected | |
| UBIQUITI INC | 90353W103 | COM | 23 | $324,000 | dollars, detected | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 64,421 | $324,000 | dollars, detected | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 24,017 | $324,000 | dollars, detected | |
| TAPESTRY INC COM | 876030107 | Stock | 20,323 | $323,000 | dollars, detected | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 60 | $323,000 | dollars, detected | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 16,889 | $322,000 | dollars, detected | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 80 | $322,000 | dollars, detected | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 29,632 | $322,000 | dollars, detected | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 101 | $321,000 | dollars, detected | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 12,371 | $321,000 | dollars, detected | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 120 | $320,000 | dollars, detected | |
| EPAM SYS INC COM | 29414B104 | Stock | 10 | $320,000 | dollars, detected | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 65 | $319,000 | dollars, detected | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 43,490 | $319,000 | dollars, detected | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 28,966 | $319,000 | dollars, detected | |
| PACCAR INC COM | 693718108 | Stock | 57 | $318,000 | dollars, detected | |
| HECLA MNG CO | 422704106 | COM | 62,536 | $318,000 | dollars, detected | |
| ISHARES TR | 46435U697 | IBONDS DEC | 11,685 | $317,000 | dollars, detected | |
| OGE ENERGY CORP | 670837103 | COM | 11,548 | $316,000 | dollars, detected | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 50 | $315,000 | dollars, detected | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 14,640 | $315,000 | dollars, detected | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 121 | $313,000 | dollars, detected | |
| VULCAN MATLS CO COM | 929160109 | Stock | 28 | $312,000 | dollars, detected | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 105 | $310,000 | dollars, detected | |
| RINGCENTRAL INC | 76680R206 | CL A | 13 | $309,000 | dollars, detected | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| VANECK ETF TRUST | 92189F437 | COM | 10,360 | $308,000 | dollars, detected | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 14,695 | $308,000 | dollars, detected | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 100 | $307,000 | dollars, detected | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 60,222 | $307,000 | dollars, detected | |
| WPX ENERGY INC | 98212B103 | COM | 62,694 | $307,000 | dollars, detected | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 50 | $306,000 | dollars, detected | |
| RESMED INC COM | 761152107 | Stock | 21 | $306,000 | dollars, detected | |
| Schwab US REIT ETF | 808524847 | SHS | 135 | $305,000 | dollars, detected | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 30 | $304,000 | dollars, detected | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 100 | $304,000 | dollars, detected | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 16,526 | $304,000 | dollars, detected | |
| VMWARE, INC. | 928563402 | CL A COM | 24 | $303,000 | dollars, detected | |
| BOYDGAMINGCORP | 103304101 | STOK | 150 | $302,000 | dollars, detected | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 17 | $302,000 | dollars, detected | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 19 | $302,000 | dollars, detected | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 100 | $302,000 | dollars, detected | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 100 | $302,000 | dollars, detected | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 20,978 | $301,000 | dollars, detected | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 12,113 | $299,000 | dollars, detected | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 85 | $296,000 | dollars, detected | |
| U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF | 26922A719 | ETF | 13,238 | $296,000 | dollars, detected | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 13,749 | $295,000 | dollars, detected | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 24,183 | $295,000 | dollars, detected | |
| TIFFANY & CO NEW | 886547108 | COM | 33 | $295,000 | dollars, detected | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 27,415 | $295,000 | dollars, detected | |
| GARMIN LTD SHS | H2906T109 | Stock | 50 | $294,000 | dollars, detected | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 15 | $294,000 | dollars, detected | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 12,468 | $294,000 | dollars, detected | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 25,599 | $294,000 | dollars, detected | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 100 | $293,000 | dollars, detected | |
| MASCO CORP | 574599106 | COM | 80 | $293,000 | dollars, detected | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 45,602 | $293,000 | dollars, detected | |
| NUCOR CORP COM | 670346105 | Stock | 100 | $292,000 | dollars, detected | |
| GLOBAL X FDS | 37954Y285 | FUND | 17,279 | $292,000 | dollars, detected | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 103 | $291,000 | dollars, detected | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 100 | $291,000 | dollars, detected | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 35 | $290,000 | dollars, detected | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 86 | $290,000 | dollars, detected | |
| FIRST TR EXCHNG TRADED FD VI | 33740F854 | FT VEST U.S. | 142 | $290,000 | dollars, detected | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 32 | $289,000 | dollars, detected | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 19 | $288,000 | dollars, detected | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 9 | $288,000 | dollars, detected | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 50 | $288,000 | dollars, detected | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 59 | $287,000 | dollars, detected | |
| BROWN FORMAN CORP | 115637100 | CL A | 64 | $287,000 | dollars, detected | |
| NBT BANCORP INC COM | 628778102 | Stock | 10,675 | $286,000 | dollars, detected | |
| SERVICE CORP INTL COM | 817565104 | Stock | 100 | $285,000 | dollars, detected | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 20,671 | $285,000 | dollars, detected | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 10,158 | $285,000 | dollars, detected | |
| FMC CORP COM NEW | 302491303 | Stock | 37 | $283,000 | dollars, detected | |
| FIRST TR EXCHNG TRADED FD VI | 33740F888 | TCW UNCONSTRAI | 10,740 | $282,000 | dollars, detected | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 150 | $281,000 | dollars, detected | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 102 | $280,000 | dollars, detected | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 75 | $278,000 | dollars, detected | |
| UNDER ARMOUR INC | 904311107 | CL A | 24,747 | $277,000 | dollars, detected | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 25 | $273,000 | dollars, detected | |
| ALBEMARLE CORP | 012653101 | COM | 50 | $272,000 | dollars, detected | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 117 | $270,000 | dollars, detected | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 54 | $270,000 | dollars, detected | |
| ARISTA NETWORKS INC | 040413106 | COM | 17 | $270,000 | dollars, detected | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 85 | $269,000 | dollars, detected | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 20,117 | $269,000 | dollars, detected | |
| ONESPAN INC | 68287N100 | COM | 12,777 | $268,000 | dollars, detected | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 15,243 | $268,000 | dollars, detected | |
| QORVO INC COM | 74736K101 | Stock | 23 | $267,000 | dollars, detected | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 74 | $267,000 | dollars, detected | |
| INVESCO BD FD | 46132L107 | COM | 13,311 | $266,000 | dollars, detected | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 48 | $265,000 | dollars, detected | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 28,903 | $265,000 | dollars, detected | |
| LEGG MASON ETF INVT | 524682200 | CMN | 95 | $265,000 | dollars, detected | |
| HCA Healthcare Inc | 40412C101 | COM | 24 | $262,000 | dollars, detected | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 80 | $262,000 | dollars, detected | |
| Prologis,Inc. | 74340W103 | COM | 35 | $262,000 | dollars, detected | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 70 | $262,000 | dollars, detected | |
| XPENG INC ADS | 98422D105 | ADR | 12,983 | $261,000 | dollars, detected | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 36,269 | $261,000 | dollars, detected | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 38 | $261,000 | dollars, detected | |
| CRONOS GROUP INC | 22717L101 | COM | 51,980 | $260,000 | dollars, detected | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 19,903 | $260,000 | dollars, detected | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 23,918 | $260,000 | dollars, detected | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 65 | $259,000 | dollars, detected | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 17,512 | $258,000 | dollars, detected | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 10,771 | $258,000 | dollars, detected | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 30,913 | $256,000 | dollars, detected | |
| EQUITABLE HLDGS INC COM | 29452E101 | Stock | 13,981 | $255,000 | dollars, detected | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 14,449 | $254,000 | dollars, detected | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 63,304 | $253,000 | dollars, detected | |
| ALPS ETF TR | 00162Q460 | CMN | 68 | $253,000 | dollars, detected | |
| EVERI HLDGS INC | 30034T103 | COM | 30,676 | $253,000 | dollars, detected | |
| Charles Schwab Corp | 808513105 | COM | 100 | $252,000 | dollars, detected | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 29,745 | $252,000 | dollars, detected | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 148 | $252,000 | dollars, detected | |
| HALLIBURTON CO COM | 406216101 | Stock | 20,875 | $251,000 | dollars, detected | |
| LEGGETT & PLATT INC | 524660107 | COM | 100 | $251,000 | dollars, detected | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 24,858 | $251,000 | dollars, detected | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 144 | $251,000 | dollars, detected | |
| NUVEEN NY | 670706100 | COM | 16,973 | $251,000 | dollars, detected | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 80 | $250,000 | dollars, detected | |
| MCKESSON CORP COM | 58155Q103 | Stock | 20 | $250,000 | dollars, detected | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 120 | $248,000 | dollars, detected | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 26,973 | $248,000 | dollars, detected | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 120 | $247,000 | dollars, detected | |
| FERRARI N V | N3167Y103 | COM | 18 | $246,000 | dollars, detected | |
| BOSTON BEER INC CL A | 100557107 | Stock | 0 | $246,000 | dollars, detected | Amount filed as zero, left out of ratios. |
| CALAMOS DY COM NPV | 12811V105 | COM | 10,753 | $246,000 | dollars, detected | |
| ISHARES TR | 46434V886 | CMN | 112 | $243,000 | dollars, detected | |
| INSPIRE SMALL/MID CAP ETF | 66538H641 | ETF | 10,651 | $242,000 | dollars, detected | |
| LISTED FDS TR | 53656F789 | ROUN SPOR BE ETF | 11,281 | $242,000 | dollars, detected | |
| WINMARK CORP | 974250102 | COM | 19 | $241,000 | dollars, detected | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 13,937 | $240,000 | dollars, detected | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 21 | $240,000 | dollars, detected | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 28,450 | $240,000 | dollars, detected | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 25,473 | $239,000 | dollars, detected | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 18,770 | $239,000 | dollars, detected | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 15,358 | $238,000 | dollars, detected | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 26,950 | $238,000 | dollars, detected | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 0 | $237,000 | dollars, detected | Amount filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 131 | $236,000 | dollars, detected | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 60 | $236,000 | dollars, detected | |
| BORGWARNER INC COM | 099724106 | Stock | 100 | $235,000 | dollars, detected | |
| EDISON INTL COM | 281020107 | Stock | 70 | $234,000 | dollars, detected | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 30 | $234,000 | dollars, detected | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 89 | $234,000 | dollars, detected | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 17 | $233,000 | dollars, detected | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 11 | $233,000 | dollars, detected | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 16,520 | $232,000 | dollars, detected | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 8 | $231,000 | dollars, detected | |
| RH | 74967X103 | COM | 4 | $231,000 | dollars, detected | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 68 | $230,000 | dollars, detected | |
| BRINKS CO | 109696104 | COM | 89 | $230,000 | dollars, detected | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 133 | $230,000 | dollars, detected | |
| VERISIGN INC COM | 92343E102 | Stock | 14 | $229,000 | dollars, detected | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 18,476 | $229,000 | dollars, detected | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 41,615 | $228,000 | dollars, detected | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 100 | $227,000 | dollars, detected | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 21,952 | $227,000 | dollars, detected | |
| VECTOR GROUP LTD | 92240M108 | COM | 23,457 | $227,000 | dollars, detected | |
| FIDELITY COVINGTON TRUST | 316092725 | INT HG DIV ETF | 14,333 | $227,000 | dollars, detected | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 131 | $227,000 | dollars, detected | |
| CENCORA INC COM | 03073E105 | Stock | 28 | $226,000 | dollars, detected | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 103 | $226,000 | dollars, detected | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 16,002 | $226,000 | dollars, detected | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 30 | $225,000 | dollars, detected | |
| NASDAQ INC COM | 631103108 | Stock | 21 | $225,000 | dollars, detected | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 82 | $225,000 | dollars, detected | |
| UBS GROUP AG SHS | H42097107 | Stock | 20,067 | $224,000 | dollars, detected | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 0 | $224,000 | dollars, detected | Amount filed as zero, left out of ratios. |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 66 | $224,000 | dollars, detected | |
| ASHLAND INC | 044186104 | COM | 50 | $224,000 | dollars, detected | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 14,805 | $224,000 | dollars, detected | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 16 | $223,000 | dollars, detected | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 10,163 | $223,000 | dollars, detected | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 11,532 | $222,000 | dollars, detected | |
| DIREXION SHS ETF TR | 25460G773 | WORK FROM HOME | 63 | $222,000 | dollars, detected | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 0 | $221,000 | dollars, detected | Amount filed as zero, left out of ratios. |
| TRITON INTL LTD | G9078F107 | CL A | 83 | $221,000 | dollars, detected | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 60 | $221,000 | dollars, detected | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 50 | $220,000 | dollars, detected | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 28,598 | $219,000 | dollars, detected | |
| iShares Global REIT ETF | 46434V647 | SHS | 10,386 | $218,000 | dollars, detected | |
| Progressive Corporation | 743315103 | COM | 28 | $217,000 | dollars, detected | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 20 | $217,000 | dollars, detected | |
| DORMAN PRODS INC | 258278100 | COM | 30 | $217,000 | dollars, detected | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 21,410 | $216,000 | dollars, detected | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 54 | $215,000 | dollars, detected | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 19,684 | $215,000 | dollars, detected | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 21,254 | $215,000 | dollars, detected | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 30 | $214,000 | dollars, detected | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 24,804 | $213,000 | dollars, detected | |
| HERCULES CAPITAL INC | 427096508 | COM | 18,415 | $213,000 | dollars, detected | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 14,968 | $213,000 | dollars, detected | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 24,857 | $211,000 | dollars, detected | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 58 | $211,000 | dollars, detected | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 21,901 | $211,000 | dollars, detected | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 15,266 | $211,000 | dollars, detected | |
| SYNAPTICS INC COM | 87157D109 | Stock | 34 | $210,000 | dollars, detected | |
| INNOVATOR ETFS TRUST | 45782C698 | US EQUT BUFR AUG | 112 | $210,000 | dollars, detected | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 13,524 | $210,000 | dollars, detected | |
| MOHAWK INDS INC | 608190104 | COM | 26 | $210,000 | dollars, detected | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 50 | $209,000 | dollars, detected | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 15,548 | $209,000 | dollars, detected | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 57 | $208,000 | dollars, detected | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 14,936 | $208,000 | dollars, detected | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 15,272 | $208,000 | dollars, detected | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 25,450 | $208,000 | dollars, detected | |
| MANULIFE FINL CORP | 56501R106 | COM | 14,884 | $207,000 | dollars, detected | |
| INVESCO SR INCOME TR | 46131H107 | COM | 56,440 | $207,000 | dollars, detected | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 75 | $207,000 | dollars, detected | |
| SSGA ACTIVE ETF TR | 78467V806 | MFS SYS COR EQ | 27 | $207,000 | dollars, detected | |
| KEYCORP COM | 493267108 | Stock | 17,024 | $206,000 | dollars, detected | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 27 | $206,000 | dollars, detected | |
| API GROUP CORP COM STK | 00187Y100 | Stock | 14,450 | $206,000 | dollars, detected | |
| MACYS INC COM | 55616P104 | Stock | 35,437 | $202,000 | dollars, detected | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 51 | $202,000 | dollars, detected | |
| CERNER CORP | 156782104 | COM | 39 | $202,000 | dollars, detected | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 64 | $200,000 | dollars, detected | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 14,217 | $200,000 | dollars, detected | |
| TC ENERGY CORP | 87807B107 | COM | 73 | $200,000 | dollars, detected | |
| UPWORK INC | 91688F104 | COM | 11,450 | $200,000 | dollars, detected | |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 100 | $200,000 | dollars, detected | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 18,518 | $200,000 | dollars, detected | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 30 | $200,000 | dollars, detected | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 26,743 | $197,000 | dollars, detected | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 27,444 | $193,000 | dollars, detected | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 13,789 | $189,000 | dollars, detected | |
| AMCOR PLC | G0250X107 | ORD | 16,842 | $186,000 | dollars, detected | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 14,895 | $184,000 | dollars, detected | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 25,082 | $183,000 | dollars, detected | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 25,037 | $183,000 | dollars, detected | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 70,007 | $179,000 | dollars, detected | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 15,666 | $177,000 | dollars, detected | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 16,987 | $176,000 | dollars, detected | |
| ALCOA CORP COM | 013872106 | Stock | 15,041 | $175,000 | dollars, detected | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 43,718 | $173,000 | dollars, detected | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 12,841 | $173,000 | dollars, detected | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 21,878 | $173,000 | dollars, detected | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 15,325 | $168,000 | dollars, detected | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 15,868 | $167,000 | dollars, detected | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 41,598 | $165,000 | dollars, detected | |
| UNDER ARMOUR INC | 904311206 | CL C | 16,730 | $164,000 | dollars, detected | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 10,368 | $164,000 | dollars, detected | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 14,775 | $164,000 | dollars, detected | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 11,262 | $163,000 | dollars, detected | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 13,631 | $162,000 | dollars, detected | |
| APHRIA INC | 03765K104 | COM | 36,673 | $162,000 | dollars, detected | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 17,808 | $159,000 | dollars, detected | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 34,472 | $158,000 | dollars, detected | |
| HANESBRANDS INC | 410345102 | COM | 10,021 | $157,000 | dollars, detected | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 20,153 | $155,000 | dollars, detected | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 13,210 | $154,000 | dollars, detected | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 10,534 | $153,000 | dollars, detected | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 12,659 | $153,000 | dollars, detected | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 11,428 | $152,000 | dollars, detected | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 11,261 | $152,000 | dollars, detected | |
| SURO CAP CORP | 86887Q109 | COM NEW | 14,003 | $152,000 | dollars, detected | |
| GLOBALSTAR INC | 378973408 | COM | 491,774 | $151,000 | dollars, detected | |
| FIREEYE INC | 31816Q101 | COM | 12,125 | $150,000 | dollars, detected | |
| CARA THERAPEUTICS INC | 140755109 | COM | 11,729 | $149,000 | dollars, detected | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 10,683 | $146,000 | dollars, detected | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 13,457 | $145,000 | dollars, detected | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 17,050 | $145,000 | dollars, detected | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 10,025 | $144,000 | dollars, detected | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 15,466 | $143,000 | dollars, detected | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 12,802 | $140,000 | dollars, detected | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 24,774 | $139,000 | dollars, detected | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 10,061 | $138,000 | dollars, detected | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 16,568 | $138,000 | dollars, detected | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 12,513 | $138,000 | dollars, detected | |
| FLUOR CORP | 343412102 | COM | 15,558 | $137,000 | dollars, detected | |
| CHAMPIONX CORPORATION | 15872M104 | COM | 17,152 | $137,000 | dollars, detected | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 12,076 | $137,000 | dollars, detected | |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 133,000 | $134,000 | dollars, detected | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 10,350 | $133,000 | dollars, detected | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 10,453 | $126,000 | dollars, detected | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 15,252 | $126,000 | dollars, detected | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 16,000 | $126,000 | dollars, detected | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 17,592 | $125,000 | dollars, detected | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 23,617 | $124,000 | dollars, detected | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 10,714 | $123,000 | dollars, detected | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 18,788 | $120,000 | dollars, detected | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 11,549 | $119,000 | dollars, detected | |
| GABELLI UTIL TR | 36240A101 | COM | 15,276 | $115,000 | dollars, detected | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 11,573 | $108,000 | dollars, detected | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 12,382 | $108,000 | dollars, detected | |
| ZYNGA INC. | 98986T108 | CL A | 11,099 | $101,000 | dollars, detected | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 16,896 | $99,000 | dollars, detected | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 47,031 | $99,000 | dollars, detected | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 18,928 | $99,000 | dollars, detected | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 11,969 | $98,000 | dollars, detected | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 20,493 | $97,000 | dollars, detected | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 11,356 | $94,000 | dollars, detected | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 11,661 | $92,000 | dollars, detected | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 11,860 | $85,000 | dollars, detected | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 23,016 | $80,000 | dollars, detected | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 12,700 | $74,000 | dollars, detected | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 12,282 | $74,000 | dollars, detected | |
| TELLURIAN INC NEW | 87968A104 | COM | 89,449 | $74,000 | dollars, detected | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 12,072 | $72,000 | dollars, detected | |
| FORTUNA MNG CORP F | 349915108 | COM | 10,002 | $64,000 | dollars, detected | |
| OPKO HEALTH INC | 68375N103 | COM | 17,150 | $63,000 | dollars, detected | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 34,370 | $62,000 | dollars, detected | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 11,364 | $61,000 | dollars, detected | |
| DAUCH CORP | 024061103 | COM | 10,251 | $59,000 | dollars, detected | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 10,000 | $59,000 | dollars, detected | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 13,144 | $58,000 | dollars, detected | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 20,697 | $56,000 | dollars, detected | |
| GREENLANE HLDGS INC | 395330103 | CL A | 24,350 | $55,000 | dollars, detected | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 17,129 | $52,000 | dollars, detected | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 10,000 | $50,000 | dollars, detected | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 11,200 | $48,000 | dollars, detected | |
| ENERPLUS CORP | 292766102 | COM | 25,584 | $48,000 | dollars, detected | |
| NEWAGE INC | 650194103 | COMMON STOCK | 26,635 | $46,000 | dollars, detected | |
| ZOVIO INC | 98979V102 | COMMON STOCK | 11,000 | $43,000 | dollars, detected | |
| MCEWEN MNG INC | 58039P107 | COM | 38,549 | $41,000 | dollars, detected | |
| ROCKWELL MED INC | 774374102 | COM | 36,950 | $40,000 | dollars, detected | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 14,000 | $36,000 | dollars, detected | |
| SRAX INC | 78472M106 | CL A | 11,670 | $35,000 | dollars, detected | |
| BGC PARTNERS INC | 05541T101 | CL A | 13,013 | $31,000 | dollars, detected | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 12,443 | $31,000 | dollars, detected | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 11,532 | $28,000 | dollars, detected | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 11,219 | $27,000 | dollars, detected | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 44,762 | $26,000 | dollars, detected | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 10,000 | $25,000 | dollars, detected | |
| ELECTROCORE INC | 28531P103 | COM | 14,542 | $25,000 | dollars, detected | |
| VERB TECHNOLOGY CO INC | 92337U104 | COM | 20,834 | $23,000 | dollars, detected | |
| FUELCELL ENERGY INC | 35952H601 | COM | 10,036 | $21,000 | dollars, detected | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 13,603 | $18,000 | dollars, detected | |
| VEON LTD | 91822M106 | SPONSORED ADR | 13,804 | $17,000 | dollars, detected | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 11,700 | $17,000 | dollars, detected | |
| TITAN MED INC | 88830X819 | COM | 19,831 | $15,000 | dollars, detected | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 13,696 | $13,000 | dollars, detected | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 26,700 | $13,000 | dollars, detected | |
| NOVAN INC | 66988N106 | COM | 26,969 | $13,000 | dollars, detected | |
| Ampio Pharmaceuticals | 03209T109 | COM | 10,600 | $10,000 | dollars, detected | |
| HEXO CORP | 428304109 | COM | 10,678 | $7,000 | dollars, detected |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001830819-20-000001 | superseded | 2020-11-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001649451-22-000015 | this filing | 2022-07-29 | acceptance time not in the bulk data set |