13F-HR/A filed by Kestra Advisory Services, LLC
Kestra Advisory Services, LLC filed this 13F-HR/A for the quarter ended 2020-12-31, filed 2022-07-28, with 1,845 holding rows worth $8,625,829,000.
- Accession
- 0001649451-22-000014
- Filer
- CIK 1830819
- Filed
- 2022-07-28
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, amendment of type restatement, 1,845 entries on the cover page, a total value of $8,625,829,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $8,625,829,000 with VALUE read as thousands by filing date, 13F file number 028-20379. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 9,439 | $284,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 26,626 | $283,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 10,115 | $283,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 3,635 | $282,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 3,569 | $282,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 17,054 | $282,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 6,418 | $281,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 3,522 | $279,000 | thousands by filing date | |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 8,794 | $279,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 5,161 | $279,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C821 | US EQTY ULTRA B | 10,366 | $279,000 | thousands by filing date | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 9,320 | $278,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 6,037 | $278,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 1,024 | $277,000 | thousands by filing date | |
| ISHARES TR | 46434V514 | MSCI CHINA A | 6,568 | $276,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 5,775 | $275,000 | thousands by filing date | |
| ISHARES TR | 46435U176 | IBONDS 22 TRM HG | 11,325 | $275,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 14,677 | $274,000 | thousands by filing date | |
| VONTIER CORPORATION | 928881101 | COM | 8,352 | $274,000 | thousands by filing date | |
| ISHARES TR | 46436E502 | US TECH BRKTHR | 7,748 | $272,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 8,487 | $271,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 3,281 | $270,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 6,266 | $270,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 11,791 | $270,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 5,704 | $269,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 5,786 | $269,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 27,640 | $269,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 125,155 | $268,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 47,039 | $267,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 2,803 | $265,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 234 | $265,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 3,959 | $264,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 10,072 | $264,000 | thousands by filing date | |
| U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF | 26922A719 | ETF | 13,238 | $264,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 1,271 | $263,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 9,459 | $263,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 5,905 | $262,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 9,202 | $261,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 14,280 | $261,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 4,690 | $260,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 5,414 | $260,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 46,520 | $260,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 1,658 | $259,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 15,010 | $258,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 3,818 | $257,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 9,081 | $257,000 | thousands by filing date | |
| TELOS CORP MD | 87969B101 | COM | 8,025 | $257,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 9,320 | $257,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 3,419 | $256,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 2,132 | $256,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 7,936 | $256,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 3,971 | $256,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 1,953 | $255,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 21,631 | $255,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 21,905 | $255,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 6,667 | $255,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 20,710 | $254,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 5,655 | $254,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 3,919 | $254,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G773 | WORK FROM HOME | 3,760 | $254,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 22,877 | $253,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 1,223 | $253,000 | thousands by filing date | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 2,567 | $252,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 8,956 | $252,000 | thousands by filing date | |
| ISHARES TR | 46435U697 | IBONDS DEC | 9,292 | $252,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 17,053 | $251,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 16,973 | $251,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092527 | SML MID MLTFCT | 8,714 | $250,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 3,257 | $250,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 5,667 | $250,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 1,464 | $250,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 10,589 | $250,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 20,255 | $250,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 14,717 | $249,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 1,000 | $249,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 14,345 | $248,000 | thousands by filing date | |
| SEAGEN INC | 81181C104 | COM | 1,352 | $248,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 6,530 | $247,000 | thousands by filing date | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 1,118 | $247,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 11,889 | $246,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P884 | US MID CP MLTFCT | 6,522 | $246,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 6,345 | $246,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 20,540 | $245,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 1,529 | $245,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 869 | $244,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 8,604 | $244,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 5,219 | $244,000 | thousands by filing date | |
| AMERICAN WELL CORP | 03044L105 | CL A | 9,062 | $244,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 614 | $243,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 40,324 | $243,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 8,412 | $243,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 2,992 | $243,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 14,016 | $243,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 5,054 | $243,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 2,573 | $242,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 10,319 | $242,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C474 | US SML CP PWR B | 8,336 | $242,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 7,040 | $241,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A594 | AAM S&P 500 | 9,858 | $241,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 10,084 | $240,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 3,053 | $239,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 21,077 | $239,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 7,267 | $238,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 7,300 | $238,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 8,761 | $238,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 7,210 | $238,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 25,000 | $238,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 16,309 | $238,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 35,700 | $238,000 | thousands by filing date | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 2,821 | $237,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 5,627 | $237,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 53,639 | $237,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 6,475 | $236,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 6,089 | $236,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 6,257 | $235,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 17,529 | $235,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 60,083 | $234,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 7,626 | $234,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 1,468 | $233,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 1,651 | $233,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 3,550 | $233,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 8,271 | $232,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 3,547 | $232,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 3,179 | $232,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 27,159 | $232,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 12,730 | $231,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 8,809 | $231,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 6,317 | $230,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 6,757 | $230,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 4,623 | $229,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 2,709 | $229,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 2,808 | $229,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 6,117 | $228,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 13,195 | $228,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 57,958 | $228,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 5,037 | $228,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 18,516 | $228,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 4,606 | $227,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y888 | SPECTRUM PFD | 10,975 | $227,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 1,466 | $226,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 19,139 | $225,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 6,069 | $225,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 2,926 | $225,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 2,621 | $225,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 7,597 | $224,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 27,583 | $224,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 9,726 | $224,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D382 | ETRACS ALER MLP | 18,902 | $224,000 | thousands by filing date | |
| DBX ETF TR | 233051143 | XTRACKRS S&P 500 | 6,811 | $223,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 5,555 | $223,000 | thousands by filing date | |
| INNOVATOR U.S. EQUITY BUFFER ETF - MAY | 45782C326 | ETF | 7,504 | $222,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 1,595 | $222,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 1,373 | $221,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 4,663 | $221,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 21,799 | $221,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 15,728 | $221,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 5,234 | $220,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 15,287 | $220,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 5,635 | $218,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 49,040 | $218,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 3,019 | $217,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 21,486 | $217,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 4,837 | $216,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 4,018 | $216,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 12,477 | $216,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C276 | GRWT100 PWR BUF | 4,834 | $216,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 14,294 | $216,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F770 | CONV | 4,300 | $216,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 551 | $215,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 1,873 | $215,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R795 | NASDAQ TRANSN | 7,670 | $215,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 11,897 | $214,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 1,745 | $213,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 9,086 | $213,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 16,121 | $213,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 1,775 | $213,000 | thousands by filing date | |
| INNOVATOR ETFS TR ETF S&P 500 BUFFER SEPTEMBER | 45782C664 | ETF | 7,336 | $213,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 13,823 | $213,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 2,400 | $212,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 11,667 | $212,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 3,266 | $212,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 2,033 | $211,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 1,312 | $211,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 3,887 | $211,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 16,148 | $211,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 1,100 | $210,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 1,530 | $210,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 25,383 | $210,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 6,642 | $210,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 3,561 | $209,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 14,853 | $209,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 14,819 | $209,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 13,263 | $209,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 1,470 | $208,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 11,508 | $208,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 2,571 | $208,000 | thousands by filing date | |
| PACER INDUSTRIAL REAL ESTATE ETF | 69374H766 | ETF | 5,709 | $208,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 1,780 | $207,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 8,372 | $207,000 | thousands by filing date | |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 11,654 | $207,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 2,389 | $207,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 2,896 | $207,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 3,115 | $206,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 1,587 | $206,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 2,650 | $206,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 2,164 | $206,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 7,965 | $206,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 2,906 | $206,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 5,276 | $205,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G806 | VIRTUS REAVES UT | 5,169 | $205,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 11,158 | $204,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 10,574 | $204,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 6,652 | $204,000 | thousands by filing date | |
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 7,588 | $204,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 1,651 | $203,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 13,699 | $203,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 16,601 | $203,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 5,847 | $203,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 3,618 | $202,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 2,895 | $202,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 2,118 | $202,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 1,473 | $201,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 5,857 | $200,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 13,517 | $199,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 14,004 | $197,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 14,495 | $196,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 19,936 | $196,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 12,842 | $192,000 | thousands by filing date | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 19,694 | $192,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 12,817 | $191,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 16,581 | $188,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 33,497 | $184,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 11,998 | $180,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 13,679 | $180,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 14,423 | $178,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 15,352 | $177,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 14,625 | $176,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 13,382 | $175,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 14,093 | $173,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 18,311 | $171,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 18,784 | $170,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 16,421 | $167,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 13,765 | $166,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 12,936 | $165,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 17,000 | $165,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 12,500 | $163,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 10,081 | $160,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 39,411 | $159,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 23,044 | $157,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 14,548 | $156,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 13,570 | $153,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 11,745 | $152,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 12,163 | $150,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 23,997 | $149,000 | thousands by filing date | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 11,900 | $148,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 11,397 | $148,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 10,246 | $146,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 16,381 | $145,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 16,153 | $141,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP | G23726105 | COM CL A | 13,500 | $141,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 15,252 | $138,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 20,198 | $136,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 19,767 | $135,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 21,356 | $132,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 18,085 | $131,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 15,824 | $128,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 15,412 | $126,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 42,198 | $126,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 53,196 | $121,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 14,483 | $121,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 52,567 | $120,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 14,748 | $118,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 11,533 | $116,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 11,220 | $114,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 29,042 | $110,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 16,538 | $110,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 13,277 | $110,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 20,757 | $108,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 10,540 | $108,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 10,611 | $104,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 10,708 | $103,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 22,934 | $103,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 20,000 | $102,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 75,641 | $101,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 25,614 | $100,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 24,350 | $100,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 11,173 | $99,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 10,721 | $97,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 14,000 | $91,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 18,357 | $90,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 14,916 | $85,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 12,226 | $84,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 26,232 | $84,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 12,984 | $82,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 29,761 | $82,000 | thousands by filing date | |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 20,198 | $79,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 17,107 | $78,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 22,000 | $75,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 10,605 | $73,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 14,675 | $72,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 12,600 | $72,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 12,200 | $70,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 47,350 | $70,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 11,800 | $69,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 18,129 | $69,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 10,000 | $69,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 10,017 | $67,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 12,500 | $61,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 12,100 | $61,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 29,495 | $58,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 14,250 | $57,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 18,107 | $55,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 11,828 | $55,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 25,000 | $53,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 15,069 | $51,000 | thousands by filing date | |
| SRAX INC | 78472M106 | CL A | 18,170 | $50,000 | thousands by filing date | |
| ZOVIO INC | 98979V102 | COMMON STOCK | 11,000 | $49,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 11,000 | $47,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 14,387 | $45,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 16,500 | $45,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 10,000 | $42,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 40,063 | $40,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 11,307 | $38,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 11,436 | $37,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 21,827 | $37,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 36,950 | $37,000 | thousands by filing date | |
| VERB TECHNOLOGY CO INC | 92337U104 | COM | 21,334 | $37,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 13,543 | $36,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 27,740 | $36,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 15,791 | $35,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 10,776 | $33,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 30,000 | $33,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 19,202 | $32,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 15,144 | $32,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 11,532 | $29,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 26,969 | $28,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 10,000 | $27,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 11,500 | $25,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 15,804 | $24,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 32,200 | $23,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 14,542 | $21,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 14,489 | $20,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 12,800 | $16,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 10,100 | $7,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 12,901 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001830819-21-000001 | superseded | 2021-01-20 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001649451-22-000014 | this filing | 2022-07-28 | acceptance time not in the bulk data set |