13F-HR/A filed by KESTRA PRIVATE WEALTH SERVICES, LLC
KESTRA PRIVATE WEALTH SERVICES, LLC filed this 13F-HR/A for the quarter ended 2020-12-31, filed 2022-07-28, with 737 holding rows worth $1,357,679,000.
- Accession
- 0001649451-22-000012
- Filer
- CIK 1649451
- Filed
- 2022-07-28
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, amendment of type restatement, 737 entries on the cover page, a total value of $1,357,679,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,357,679,000 with VALUE read as thousands by filing date, 13F file number 028-20365. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 2,545 | $378,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 2,062 | $378,000 | thousands by filing date | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 5,646 | $377,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 2,343 | $376,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 9,962 | $374,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 6,501 | $374,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 3,711 | $370,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 22,198 | $370,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 28,568 | $370,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 2,600 | $369,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 98,158 | $369,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 70,105 | $368,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 5,665 | $368,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 7,709 | $367,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 3,926 | $365,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 20,178 | $365,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 7,084 | $364,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 1,778 | $363,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 3,742 | $363,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 9,534 | $360,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 8,094 | $360,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 11,967 | $360,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 2,939 | $358,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 2,600 | $357,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 3,499 | $355,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 12,852 | $355,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 8,132 | $351,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 15,402 | $351,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 5,652 | $350,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 14,826 | $348,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 1,720 | $346,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 4,003 | $345,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A172 | NATIONWIDE NASDQ | 12,544 | $345,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 2,811 | $344,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 1,185 | $343,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 1,703 | $343,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 22,534 | $343,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 696 | $341,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 2,038 | $340,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 2,429 | $339,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 9,770 | $339,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 2,920 | $339,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 2,278 | $337,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 14,366 | $334,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 36,397 | $334,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 57,597 | $332,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 2,446 | $327,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 5,198 | $320,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 3,734 | $319,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 2,568 | $318,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 2,079 | $318,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 17,817 | $316,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 10,729 | $312,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 4,036 | $311,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 2,085 | $311,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 4,358 | $310,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 4,657 | $310,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 20,583 | $308,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 2,956 | $307,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 3,941 | $306,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 7,289 | $304,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1,576 | $302,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 8,491 | $299,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 2,082 | $296,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 3,423 | $295,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 699 | $295,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 2,511 | $295,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 808 | $294,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 1,080 | $292,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733A201 | DOW 30 EQL WGT | 10,788 | $292,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 18,750 | $292,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 3,786 | $291,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 884 | $290,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 3,246 | $286,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 2,182 | $285,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 7,810 | $278,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 3,164 | $277,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 1,828 | $275,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 3,837 | $275,000 | thousands by filing date | |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 7,222 | $274,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J875 | MLTFCTR CONSMR | 8,515 | $274,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 2,549 | $273,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 1,750 | $273,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 10,000 | $272,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 5,241 | $270,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 2,483 | $270,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 2,674 | $269,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 10,545 | $267,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 1,032 | $267,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRGY SHS BEN INT | 151461209 | CEF | 28,103 | $266,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 3,045 | $265,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y731 | CONSCIOUS COS | 9,738 | $265,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 4,175 | $262,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 2,188 | $260,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 20,388 | $260,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 9,222 | $260,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,863 | $259,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 12,344 | $256,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 10,502 | $255,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 886 | $255,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 2,513 | $253,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 4,769 | $252,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 3,253 | $252,000 | thousands by filing date | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 5,950 | $252,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 2,926 | $251,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 11,500 | $251,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 11,900 | $251,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 2,131 | $250,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 145 | $248,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 12,365 | $248,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 6,532 | $246,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 906 | $245,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F870 | LOW DUR STRTGC | 11,955 | $244,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 4,885 | $242,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 38,285 | $242,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 2,748 | $242,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 2,155 | $240,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 9,115 | $239,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 6,540 | $236,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 9,000 | $236,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 2,084 | $235,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 23,269 | $235,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 2,140 | $235,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 13,600 | $235,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 3,491 | $234,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 1,746 | $233,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 5,290 | $233,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 10,666 | $233,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 18,089 | $233,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 7,659 | $231,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 10,749 | $231,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 2,546 | $231,000 | thousands by filing date | |
| VEREIT INC | 92339V308 | COM | 6,110 | $229,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 2,376 | $228,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 5,162 | $227,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 3,651 | $226,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 1,458 | $225,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 3,114 | $222,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 39,483 | $222,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 6,572 | $219,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 683 | $218,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 13,184 | $218,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 48,339 | $217,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 5,323 | $215,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 7,527 | $215,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 2,249 | $215,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 3,084 | $215,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 749 | $214,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 3,648 | $214,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 8,200 | $214,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 16,964 | $213,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 22,239 | $213,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 13,064 | $213,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 2,292 | $213,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 5,346 | $212,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 6,376 | $211,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 3,202 | $211,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 1,843 | $211,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 12,928 | $209,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 21,212 | $206,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 21,880 | $205,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 1,182 | $204,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 628 | $203,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 11,310 | $203,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 3,846 | $203,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 33,660 | $203,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 3,251 | $202,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 13,643 | $198,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 11,245 | $198,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 12,942 | $197,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 16,500 | $195,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 18,071 | $189,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 25,086 | $189,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 13,083 | $189,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 11,172 | $187,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 11,382 | $184,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 13,215 | $183,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 16,677 | $179,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 14,825 | $179,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 10,222 | $173,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 12,535 | $170,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 10,806 | $165,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 18,811 | $165,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 11,356 | $164,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 11,528 | $163,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 41,109 | $160,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 10,435 | $160,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 18,015 | $157,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 20,722 | $156,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 12,613 | $155,000 | thousands by filing date | |
| Mid-Southern Bancorp | 59548Q107 | COM | 10,702 | $155,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 13,143 | $154,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 28,186 | $146,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 13,279 | $145,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 17,100 | $140,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 18,640 | $135,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 24,476 | $132,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 12,358 | $127,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 25,287 | $126,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 11,840 | $115,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 11,000 | $109,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 10,000 | $107,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 18,411 | $104,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 14,692 | $102,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 13,449 | $101,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 19,164 | $101,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 12,486 | $100,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 10,300 | $100,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 14,730 | $98,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 12,010 | $97,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 12,170 | $95,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 10,474 | $92,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 13,074 | $91,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 10,966 | $89,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 17,338 | $88,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637113 | SHS | 35,174 | $88,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 18,361 | $84,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 13,500 | $77,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 10,000 | $72,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 17,600 | $71,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 10,049 | $69,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 11,000 | $69,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 12,000 | $68,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 12,550 | $64,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 18,000 | $60,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 25,000 | $57,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 21,388 | $56,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 12,309 | $54,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 10,270 | $52,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 25,312 | $25,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 17,300 | $24,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 11,000 | $20,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 11,000 | $18,000 | thousands by filing date | |
| TANZANIAN GOLD CORP | 87601A107 | COM | 27,200 | $18,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 14,000 | $12,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 10,000 | $6,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 11,000 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001649451-21-000001 | superseded | 2021-01-21 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001649451-22-000012 | this filing | 2022-07-28 | acceptance time not in the bulk data set |