13F-HR filed by KESTRA PRIVATE WEALTH SERVICES, LLC
KESTRA PRIVATE WEALTH SERVICES, LLC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-01-21, with 737 holding rows worth $1,357,679,000.
- Accession
- 0001649451-21-000001
- Filer
- CIK 1649451
- Filed
- 2021-01-21
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 737 entries on the cover page, a total value of $1,357,679,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,357,679,000 with VALUE read as dollars, detected, 13F file number 028-20365. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 2,545 | $378,000 | dollars, detected | |
| ETSY INC | 29786A106 | COM | 2,062 | $378,000 | dollars, detected | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 5,646 | $377,000 | dollars, detected | |
| INPHI CORP | 45772F107 | COM | 2,343 | $376,000 | dollars, detected | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 9,962 | $374,000 | dollars, detected | |
| Cyber Security ETF | 26924G201 | Common | 6,501 | $374,000 | dollars, detected | |
| GENUINE PARTS CO COM | 372460105 | Stock | 3,711 | $370,000 | dollars, detected | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 22,198 | $370,000 | dollars, detected | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 28,568 | $370,000 | dollars, detected | |
| XILINX INC | 983919101 | COM | 2,600 | $369,000 | dollars, detected | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 98,158 | $369,000 | dollars, detected | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 70,105 | $368,000 | dollars, detected | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 5,665 | $368,000 | dollars, detected | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 7,709 | $367,000 | dollars, detected | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 3,926 | $365,000 | dollars, detected | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 20,178 | $365,000 | dollars, detected | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 7,084 | $364,000 | dollars, detected | |
| Cigna Corporation | 125523100 | COM | 1,778 | $363,000 | dollars, detected | |
| CENCORA INC COM | 03073E105 | Stock | 3,742 | $363,000 | dollars, detected | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 9,534 | $360,000 | dollars, detected | |
| LOEWS CORP COM | 540424108 | Stock | 8,094 | $360,000 | dollars, detected | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 11,967 | $360,000 | dollars, detected | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 2,939 | $358,000 | dollars, detected | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 2,600 | $357,000 | dollars, detected | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 3,499 | $355,000 | dollars, detected | |
| PPL CORP COM | 69351T106 | Stock | 12,852 | $355,000 | dollars, detected | |
| ZIONS BANCORPORATION | 989701107 | COM | 8,132 | $351,000 | dollars, detected | |
| AZUL S A | 05501U106 | OPT | 15,402 | $351,000 | dollars, detected | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 5,652 | $350,000 | dollars, detected | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 14,826 | $348,000 | dollars, detected | |
| ZSCALERINC | 98980G102 | STOK | 1,720 | $346,000 | dollars, detected | |
| V F CORP COM | 918204108 | Stock | 4,003 | $345,000 | dollars, detected | |
| ETF SER SOLUTIONS | 26922A172 | NATIONWIDE NASDQ | 12,544 | $345,000 | dollars, detected | |
| ROSS STORES INC COM | 778296103 | Stock | 2,811 | $344,000 | dollars, detected | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 1,185 | $343,000 | dollars, detected | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 1,703 | $343,000 | dollars, detected | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 22,534 | $343,000 | dollars, detected | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 696 | $341,000 | dollars, detected | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 2,038 | $340,000 | dollars, detected | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 2,429 | $339,000 | dollars, detected | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 9,770 | $339,000 | dollars, detected | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 2,920 | $339,000 | dollars, detected | |
| FORTINET INC COM | 34959E109 | Stock | 2,278 | $337,000 | dollars, detected | |
| BARRICK GOLD CORP | 067901108 | COM | 14,366 | $334,000 | dollars, detected | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 36,397 | $334,000 | dollars, detected | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 57,597 | $332,000 | dollars, detected | |
| PRIMERICA INC | 74164M108 | COM | 2,446 | $327,000 | dollars, detected | |
| KELLANOVA | 487836108 | COM | 5,198 | $320,000 | dollars, detected | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 3,734 | $319,000 | dollars, detected | |
| AXONENTERPRISEINC | 05464C101 | STOK | 2,568 | $318,000 | dollars, detected | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 2,079 | $318,000 | dollars, detected | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 17,817 | $316,000 | dollars, detected | |
| FOX CORP CL A COM | 35137L105 | Stock | 10,729 | $312,000 | dollars, detected | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 4,036 | $311,000 | dollars, detected | |
| ALBEMARLE CORP | 012653101 | COM | 2,085 | $311,000 | dollars, detected | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 4,358 | $310,000 | dollars, detected | |
| ALCON AG ORD SHS | H01301128 | Stock | 4,657 | $310,000 | dollars, detected | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 20,583 | $308,000 | dollars, detected | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 2,956 | $307,000 | dollars, detected | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 3,941 | $306,000 | dollars, detected | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 7,289 | $304,000 | dollars, detected | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1,576 | $302,000 | dollars, detected | |
| ADIENT PLC | G0084W101 | ORD SHS | 8,491 | $299,000 | dollars, detected | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 2,082 | $296,000 | dollars, detected | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 3,423 | $295,000 | dollars, detected | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 699 | $295,000 | dollars, detected | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 2,511 | $295,000 | dollars, detected | |
| ILLUMINA INC | 452327109 | COM | 808 | $294,000 | dollars, detected | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 1,080 | $292,000 | dollars, detected | |
| FIRST TR EXCHANGE-TRADED FD | 33733A201 | DOW 30 EQL WGT | 10,788 | $292,000 | dollars, detected | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 18,750 | $292,000 | dollars, detected | |
| AMEREN CORP COM | 023608102 | Stock | 3,786 | $291,000 | dollars, detected | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 884 | $290,000 | dollars, detected | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 3,246 | $286,000 | dollars, detected | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 2,182 | $285,000 | dollars, detected | |
| Boston Scientific Corporation | 101137107 | COM | 7,810 | $278,000 | dollars, detected | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 3,164 | $277,000 | dollars, detected | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 1,828 | $275,000 | dollars, detected | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 3,837 | $275,000 | dollars, detected | |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 7,222 | $274,000 | dollars, detected | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J875 | MLTFCTR CONSMR | 8,515 | $274,000 | dollars, detected | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 2,549 | $273,000 | dollars, detected | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 1,750 | $273,000 | dollars, detected | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 10,000 | $272,000 | dollars, detected | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 5,241 | $270,000 | dollars, detected | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 2,483 | $270,000 | dollars, detected | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 2,674 | $269,000 | dollars, detected | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 10,545 | $267,000 | dollars, detected | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 1,032 | $267,000 | dollars, detected | |
| CENTER COAST BRKFLD MLP ENRGY SHS BEN INT | 151461209 | CEF | 28,103 | $266,000 | dollars, detected | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 3,045 | $265,000 | dollars, detected | |
| GLOBAL X FDS | 37954Y731 | CONSCIOUS COS | 9,738 | $265,000 | dollars, detected | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 4,175 | $262,000 | dollars, detected | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 2,188 | $260,000 | dollars, detected | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 20,388 | $260,000 | dollars, detected | |
| B & G FOODS INC | 05508R106 | COM | 9,222 | $260,000 | dollars, detected | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,863 | $259,000 | dollars, detected | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 12,344 | $256,000 | dollars, detected | |
| HP INC COM | 40434L105 | Stock | 10,502 | $255,000 | dollars, detected | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 886 | $255,000 | dollars, detected | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 2,513 | $253,000 | dollars, detected | |
| NUCOR CORP COM | 670346105 | Stock | 4,769 | $252,000 | dollars, detected | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 3,253 | $252,000 | dollars, detected | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 5,950 | $252,000 | dollars, detected | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 2,926 | $251,000 | dollars, detected | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 11,500 | $251,000 | dollars, detected | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 11,900 | $251,000 | dollars, detected | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 2,131 | $250,000 | dollars, detected | |
| MERCADOLIBREINC | 58733R102 | STOK | 145 | $248,000 | dollars, detected | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 12,365 | $248,000 | dollars, detected | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 6,532 | $246,000 | dollars, detected | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 906 | $245,000 | dollars, detected | |
| FIRST TR EXCHNG TRADED FD VI | 33740F870 | LOW DUR STRTGC | 11,955 | $244,000 | dollars, detected | |
| WESTERN DIGITAL CORP | 958102105 | COM | 4,885 | $242,000 | dollars, detected | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 38,285 | $242,000 | dollars, detected | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 2,748 | $242,000 | dollars, detected | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 2,155 | $240,000 | dollars, detected | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 9,115 | $239,000 | dollars, detected | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 6,540 | $236,000 | dollars, detected | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 9,000 | $236,000 | dollars, detected | |
| FISERV INC | 337738108 | COM | 2,084 | $235,000 | dollars, detected | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 23,269 | $235,000 | dollars, detected | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 2,140 | $235,000 | dollars, detected | |
| RIOT PLATFORMS INC | 767292105 | COM | 13,600 | $235,000 | dollars, detected | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 3,491 | $234,000 | dollars, detected | |
| T-Mobile US,Inc. | 872590104 | COM | 1,746 | $233,000 | dollars, detected | |
| PULTE GROUP INC COM | 745867101 | Stock | 5,290 | $233,000 | dollars, detected | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 10,666 | $233,000 | dollars, detected | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 18,089 | $233,000 | dollars, detected | |
| FIRSTENERGY CORP | 337932107 | COM | 7,659 | $231,000 | dollars, detected | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 10,749 | $231,000 | dollars, detected | |
| CHEGG INC | 163092109 | COM | 2,546 | $231,000 | dollars, detected | |
| VEREIT INC | 92339V308 | COM | 6,110 | $229,000 | dollars, detected | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 2,376 | $228,000 | dollars, detected | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 5,162 | $227,000 | dollars, detected | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 3,651 | $226,000 | dollars, detected | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 1,458 | $225,000 | dollars, detected | |
| QUANTA SVCS INC | 74762E102 | COM | 3,114 | $222,000 | dollars, detected | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 39,483 | $222,000 | dollars, detected | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 6,572 | $219,000 | dollars, detected | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 683 | $218,000 | dollars, detected | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 13,184 | $218,000 | dollars, detected | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 48,339 | $217,000 | dollars, detected | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 5,323 | $215,000 | dollars, detected | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 7,527 | $215,000 | dollars, detected | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 2,249 | $215,000 | dollars, detected | |
| FORTIVE CORP COM | 34959J108 | Stock | 3,084 | $215,000 | dollars, detected | |
| MOODYS CORP COM | 615369105 | Stock | 749 | $214,000 | dollars, detected | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 3,648 | $214,000 | dollars, detected | |
| HOLLYFRONTIER CORP | 436106108 | COM | 8,200 | $214,000 | dollars, detected | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 16,964 | $213,000 | dollars, detected | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 22,239 | $213,000 | dollars, detected | |
| FLUOR CORP | 343412102 | COM | 13,064 | $213,000 | dollars, detected | |
| BALL CORP | 058498106 | COM | 2,292 | $213,000 | dollars, detected | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 5,346 | $212,000 | dollars, detected | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 6,376 | $211,000 | dollars, detected | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 3,202 | $211,000 | dollars, detected | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 1,843 | $211,000 | dollars, detected | |
| ROYCE VALUE TRUST | 780910105 | COM | 12,928 | $209,000 | dollars, detected | |
| ZYNGA INC. | 98986T108 | CL A | 21,212 | $206,000 | dollars, detected | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 21,880 | $205,000 | dollars, detected | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 1,182 | $204,000 | dollars, detected | |
| S&P Global,Inc. | 78409V104 | COM | 628 | $203,000 | dollars, detected | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 11,310 | $203,000 | dollars, detected | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 3,846 | $203,000 | dollars, detected | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 33,660 | $203,000 | dollars, detected | |
| ROBERT HALF INC. COM | 770323103 | Stock | 3,251 | $202,000 | dollars, detected | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 13,643 | $198,000 | dollars, detected | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 11,245 | $198,000 | dollars, detected | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 12,942 | $197,000 | dollars, detected | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 16,500 | $195,000 | dollars, detected | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 18,071 | $189,000 | dollars, detected | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 25,086 | $189,000 | dollars, detected | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 13,083 | $189,000 | dollars, detected | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 11,172 | $187,000 | dollars, detected | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 11,382 | $184,000 | dollars, detected | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 13,215 | $183,000 | dollars, detected | |
| PCM FD INC | 69323T101 | COM | 16,677 | $179,000 | dollars, detected | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 14,825 | $179,000 | dollars, detected | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 10,222 | $173,000 | dollars, detected | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 12,535 | $170,000 | dollars, detected | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 10,806 | $165,000 | dollars, detected | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 18,811 | $165,000 | dollars, detected | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 11,356 | $164,000 | dollars, detected | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 11,528 | $163,000 | dollars, detected | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 41,109 | $160,000 | dollars, detected | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 10,435 | $160,000 | dollars, detected | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 18,015 | $157,000 | dollars, detected | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 20,722 | $156,000 | dollars, detected | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 12,613 | $155,000 | dollars, detected | |
| Mid-Southern Bancorp | 59548Q107 | COM | 10,702 | $155,000 | dollars, detected | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 13,143 | $154,000 | dollars, detected | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 28,186 | $146,000 | dollars, detected | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 13,279 | $145,000 | dollars, detected | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 17,100 | $140,000 | dollars, detected | |
| CRONOS GROUP INC | 22717L101 | COM | 18,640 | $135,000 | dollars, detected | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 24,476 | $132,000 | dollars, detected | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 12,358 | $127,000 | dollars, detected | |
| U S GLOBAL INVS INC | 902952100 | CL A | 25,287 | $126,000 | dollars, detected | |
| CENTURYLINK INC | 156700106 | COM | 11,840 | $115,000 | dollars, detected | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 11,000 | $109,000 | dollars, detected | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 10,000 | $107,000 | dollars, detected | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 18,411 | $104,000 | dollars, detected | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 14,692 | $102,000 | dollars, detected | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 13,449 | $101,000 | dollars, detected | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 19,164 | $101,000 | dollars, detected | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 12,486 | $100,000 | dollars, detected | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 10,300 | $100,000 | dollars, detected | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 14,730 | $98,000 | dollars, detected | |
| GABELLI UTIL TR | 36240A101 | COM | 12,010 | $97,000 | dollars, detected | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 12,170 | $95,000 | dollars, detected | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 10,474 | $92,000 | dollars, detected | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 13,074 | $91,000 | dollars, detected | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 10,966 | $89,000 | dollars, detected | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 17,338 | $88,000 | dollars, detected | |
| NABRIVA THERAPEUTICS PLC | G63637113 | SHS | 35,174 | $88,000 | dollars, detected | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 18,361 | $84,000 | dollars, detected | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 13,500 | $77,000 | dollars, detected | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 10,000 | $72,000 | dollars, detected | |
| OPKO HEALTH INC | 68375N103 | COM | 17,600 | $71,000 | dollars, detected | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 10,049 | $69,000 | dollars, detected | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 11,000 | $69,000 | dollars, detected | |
| Fluent Co | 34380C102 | COM | 12,000 | $68,000 | dollars, detected | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 12,550 | $64,000 | dollars, detected | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 18,000 | $60,000 | dollars, detected | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 25,000 | $57,000 | dollars, detected | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 21,388 | $56,000 | dollars, detected | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 12,309 | $54,000 | dollars, detected | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 10,270 | $52,000 | dollars, detected | |
| MCEWEN MNG INC | 58039P107 | COM | 25,312 | $25,000 | dollars, detected | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 17,300 | $24,000 | dollars, detected | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 11,000 | $20,000 | dollars, detected | |
| CHICOS FAS INC | 168615102 | COM | 11,000 | $18,000 | dollars, detected | |
| TANZANIAN GOLD CORP | 87601A107 | COM | 27,200 | $18,000 | dollars, detected | |
| GREAT PANTHER MINING | 39115V101 | COM | 14,000 | $12,000 | dollars, detected | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 10,000 | $6,000 | dollars, detected | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 11,000 | $4,000 | dollars, detected |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001649451-21-000001 | this filing | 2021-01-21 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001649451-22-000012 | base | 2022-07-28 | acceptance time not in the bulk data set |