13F-HR filed by KESTRA PRIVATE WEALTH SERVICES, LLC
KESTRA PRIVATE WEALTH SERVICES, LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-09, with 684 holding rows worth $1,152,340,000.
- Accession
- 0001649451-20-000002
- Filer
- CIK 1649451
- Filed
- 2020-11-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 684 entries on the cover page, a total value of $1,152,340,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,152,340,000 with VALUE read as dollars, detected, 13F file number 028-20365. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 3,490 | $281,000 | dollars, detected | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,270 | $280,000 | dollars, detected | |
| LOEWS CORP COM | 540424108 | Stock | 8,025 | $279,000 | dollars, detected | |
| Cyber Security ETF | 26924G201 | Common | 5,999 | $279,000 | dollars, detected | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 1,879 | $276,000 | dollars, detected | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 15,677 | $276,000 | dollars, detected | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 97,058 | $276,000 | dollars, detected | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 1,698 | $275,000 | dollars, detected | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 1,900 | $275,000 | dollars, detected | |
| BEYOND MEAT INC | 08862E109 | COM | 1,654 | $275,000 | dollars, detected | |
| LAM RESEARCH CORP | 512807108 | COM | 828 | $275,000 | dollars, detected | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 7,354 | $275,000 | dollars, detected | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 19,879 | $273,000 | dollars, detected | |
| Anglogold Ashanti Plc | 035128206 | Common | 10,359 | $273,000 | dollars, detected | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 2,665 | $272,000 | dollars, detected | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 13,803 | $272,000 | dollars, detected | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 2,771 | $270,000 | dollars, detected | |
| INPHI CORP | 45772F107 | COM | 2,409 | $270,000 | dollars, detected | |
| MERCURY GENL CORP NEW | 589400100 | COM | 6,491 | $269,000 | dollars, detected | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 2,573 | $267,000 | dollars, detected | |
| PRIMERICA INC | 74164M108 | COM | 2,359 | $267,000 | dollars, detected | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 57,616 | $267,000 | dollars, detected | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 10,941 | $266,000 | dollars, detected | |
| BANK HAWAII CORP | 062540109 | COM | 5,273 | $266,000 | dollars, detected | |
| MOMO INC | 60879B107 | ADR | 19,169 | $264,000 | dollars, detected | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 665 | $263,000 | dollars, detected | |
| FIRSTENERGY CORP | 337932107 | COM | 9,143 | $262,000 | dollars, detected | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 4,504 | $261,000 | dollars, detected | |
| ISHARES TR | 464287168 | COM | 3,180 | $259,000 | dollars, detected | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 10,000 | $259,000 | dollars, detected | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 22,434 | $257,000 | dollars, detected | |
| V F CORP COM | 918204108 | Stock | 3,624 | $255,000 | dollars, detected | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 3,939 | $255,000 | dollars, detected | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,086 | $253,000 | dollars, detected | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 2,396 | $253,000 | dollars, detected | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 62,786 | $253,000 | dollars, detected | |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 6,967 | $253,000 | dollars, detected | |
| Boston Scientific Corporation | 101137107 | COM | 6,607 | $252,000 | dollars, detected | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 250,000 | $252,000 | dollars, detected | |
| B & G FOODS INC | 05508R106 | COM | 9,018 | $250,000 | dollars, detected | |
| Charles Schwab Corp | 808513105 | COM | 6,874 | $249,000 | dollars, detected | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 2,984 | $249,000 | dollars, detected | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 14,379 | $247,000 | dollars, detected | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 2,019 | $247,000 | dollars, detected | |
| SNAP INC | 83304A106 | CL A | 9,470 | $247,000 | dollars, detected | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 1,967 | $246,000 | dollars, detected | |
| FIRST TR EXCHNG TRADED FD VI | 33740F847 | FT VEST US EQT | 7,550 | $246,000 | dollars, detected | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 3,847 | $245,000 | dollars, detected | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 1,556 | $244,000 | dollars, detected | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 2,407 | $243,000 | dollars, detected | |
| ALCON AG ORD SHS | H01301128 | Stock | 4,256 | $242,000 | dollars, detected | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 2,549 | $241,000 | dollars, detected | |
| ZSCALERINC | 98980G102 | STOK | 1,705 | $240,000 | dollars, detected | |
| PULTE GROUP INC COM | 745867101 | Stock | 5,183 | $240,000 | dollars, detected | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 2,970 | $240,000 | dollars, detected | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 9,000 | $237,000 | dollars, detected | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,713 | $236,000 | dollars, detected | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,858 | $235,000 | dollars, detected | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 1,241 | $234,000 | dollars, detected | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 2,136 | $233,000 | dollars, detected | |
| iShares U.S. Technology ETF | 464287721 | SHS | 763 | $230,000 | dollars, detected | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 7,842 | $230,000 | dollars, detected | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 16,057 | $230,000 | dollars, detected | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 20,272 | $229,000 | dollars, detected | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 6,681 | $229,000 | dollars, detected | |
| CENTER COAST BRKFLD MLP ENRGY SHS BEN INT | 151461209 | CEF | 30,764 | $229,000 | dollars, detected | |
| AXONENTERPRISEINC | 05464C101 | STOK | 2,500 | $227,000 | dollars, detected | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 5,536 | $227,000 | dollars, detected | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 1,744 | $227,000 | dollars, detected | |
| FORTINET INC COM | 34959E109 | Stock | 1,908 | $225,000 | dollars, detected | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 825 | $224,000 | dollars, detected | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 3,194 | $222,000 | dollars, detected | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 7,200 | $221,000 | dollars, detected | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 7,350 | $220,000 | dollars, detected | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 3,514 | $219,000 | dollars, detected | |
| ETSY INC | 29786A106 | COM | 1,800 | $219,000 | dollars, detected | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 10,588 | $219,000 | dollars, detected | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 3,731 | $218,000 | dollars, detected | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 2,785 | $217,000 | dollars, detected | |
| NUCOR CORP COM | 670346105 | Stock | 4,830 | $217,000 | dollars, detected | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 1,899 | $217,000 | dollars, detected | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 5,000 | $214,000 | dollars, detected | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 1,902 | $213,000 | dollars, detected | |
| S&P Global,Inc. | 78409V104 | COM | 588 | $212,000 | dollars, detected | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 2,745 | $211,000 | dollars, detected | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 3,120 | $211,000 | dollars, detected | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 6,440 | $210,000 | dollars, detected | |
| QUANTA SVCS INC | 74762E102 | COM | 3,975 | $210,000 | dollars, detected | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 894 | $210,000 | dollars, detected | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 3,932 | $209,000 | dollars, detected | |
| AMEREN CORP COM | 023608102 | Stock | 2,627 | $208,000 | dollars, detected | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 18,750 | $208,000 | dollars, detected | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 8,295 | $207,000 | dollars, detected | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 6,222 | $207,000 | dollars, detected | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 2,348 | $206,000 | dollars, detected | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 8,019 | $206,000 | dollars, detected | |
| DOLLAR TREE INC COM | 256746108 | Stock | 2,229 | $204,000 | dollars, detected | |
| STORE CAP CORP | 862121100 | COM | 7,435 | $204,000 | dollars, detected | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 4,592 | $203,000 | dollars, detected | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 5,868 | $202,000 | dollars, detected | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,358 | $202,000 | dollars, detected | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 23,272 | $201,000 | dollars, detected | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 36,660 | $201,000 | dollars, detected | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 10,655 | $196,000 | dollars, detected | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 13,247 | $195,000 | dollars, detected | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 14,103 | $195,000 | dollars, detected | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 22,482 | $192,000 | dollars, detected | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 17,675 | $191,000 | dollars, detected | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 16,500 | $185,000 | dollars, detected | |
| VEREIT INC | 92339V100 | COM | 28,516 | $185,000 | dollars, detected | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 11,707 | $183,000 | dollars, detected | |
| AZUL S A | 05501U106 | OPT | 13,902 | $183,000 | dollars, detected | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 16,939 | $182,000 | dollars, detected | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 25,450 | $180,000 | dollars, detected | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 18,964 | $171,000 | dollars, detected | |
| PCM FD INC | 69323T101 | COM | 16,677 | $169,000 | dollars, detected | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 10,976 | $167,000 | dollars, detected | |
| ROYCE VALUE TRUST | 780910105 | COM | 12,859 | $163,000 | dollars, detected | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 13,072 | $161,000 | dollars, detected | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 11,528 | $161,000 | dollars, detected | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 10,899 | $153,000 | dollars, detected | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 12,494 | $152,000 | dollars, detected | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 10,734 | $148,000 | dollars, detected | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 23,954 | $143,000 | dollars, detected | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 10,435 | $143,000 | dollars, detected | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 17,662 | $140,000 | dollars, detected | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 15,222 | $140,000 | dollars, detected | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 10,300 | $140,000 | dollars, detected | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 13,794 | $138,000 | dollars, detected | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 15,665 | $138,000 | dollars, detected | |
| Mid-Southern Bancorp | 59548Q107 | COM | 10,694 | $138,000 | dollars, detected | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 12,610 | $137,000 | dollars, detected | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 24,525 | $125,000 | dollars, detected | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 10,638 | $125,000 | dollars, detected | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 16,611 | $123,000 | dollars, detected | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 10,178 | $119,000 | dollars, detected | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 14,750 | $117,000 | dollars, detected | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 19,367 | $116,000 | dollars, detected | |
| FLUOR CORP | 343412102 | COM | 13,064 | $115,000 | dollars, detected | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 14,656 | $115,000 | dollars, detected | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 28,306 | $111,000 | dollars, detected | |
| CENTURYLINK INC | 156700106 | COM | 10,823 | $109,000 | dollars, detected | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 27,300 | $104,000 | dollars, detected | |
| UMPQUA HOLDINGS | 904214103 | COM | 10,462 | $103,000 | dollars, detected | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 13,000 | $98,000 | dollars, detected | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 27,731 | $95,000 | dollars, detected | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 14,692 | $94,000 | dollars, detected | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 20,955 | $93,000 | dollars, detected | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 12,097 | $90,000 | dollars, detected | |
| GABELLI UTIL TR | 36240A101 | COM | 11,889 | $90,000 | dollars, detected | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 35,105 | $90,000 | dollars, detected | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 19,164 | $88,000 | dollars, detected | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 17,338 | $86,000 | dollars, detected | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 13,000 | $86,000 | dollars, detected | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 10,966 | $80,000 | dollars, detected | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 13,550 | $80,000 | dollars, detected | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 13,904 | $78,000 | dollars, detected | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 11,843 | $76,000 | dollars, detected | |
| CRONOS GROUP INC | 22717L101 | COM | 15,265 | $76,000 | dollars, detected | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 14,156 | $67,000 | dollars, detected | |
| U S GLOBAL INVS INC | 902952100 | CL A | 27,287 | $65,000 | dollars, detected | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 13,074 | $65,000 | dollars, detected | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 17,692 | $62,000 | dollars, detected | |
| OPKO HEALTH INC | 68375N103 | COM | 16,800 | $62,000 | dollars, detected | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 10,000 | $62,000 | dollars, detected | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 11,000 | $61,000 | dollars, detected | |
| ORCHID IS CAP INC | 68571X103 | COM | 12,200 | $61,000 | dollars, detected | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 11,000 | $55,000 | dollars, detected | |
| YRC WORLDWIDE INC | 984249607 | COM | 14,000 | $55,000 | dollars, detected | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 13,309 | $53,000 | dollars, detected | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 12,693 | $51,000 | dollars, detected | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 11,914 | $48,000 | dollars, detected | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 19,000 | $46,000 | dollars, detected | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 15,300 | $38,000 | dollars, detected | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 20,976 | $34,000 | dollars, detected | |
| Fluent Co | 34380C102 | COM | 12,000 | $30,000 | dollars, detected | |
| MCEWEN MNG INC | 58039P107 | COM | 21,000 | $22,000 | dollars, detected | |
| TANZANIAN GOLD CORP | 87601A107 | COM | 27,200 | $19,000 | dollars, detected | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 15,500 | $18,000 | dollars, detected | |
| SCORPIUS HOLDINGS INC | 42237K300 | COMMON STOCK | 10,000 | $12,000 | dollars, detected | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 11,000 | $11,000 | dollars, detected | |
| CHICOS FAS INC | 168615102 | COM | 10,000 | $10,000 | dollars, detected | |
| GREAT PANTHER MINING | 39115V101 | COM | 10,000 | $9,000 | dollars, detected | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 10,000 | $4,000 | dollars, detected |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001649451-20-000002 | this filing | 2020-11-09 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001649451-22-000013 | base | 2022-07-28 | acceptance time not in the bulk data set |