13F-HR filed by Baird Financial Group, Inc.
Baird Financial Group, Inc. filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-15, with 1,694 holding rows worth $33,938,754,000.
- Accession
- 0001648711-22-000011
- Filer
- CIK 1648711
- Filed
- 2022-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A combination report, 3,716 entries on the cover page, a total value of $33,938,754,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $33,938,754,000 with VALUE read as thousands by filing date, 13F file number 028-16981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRiverfront Investment Group, LLC 028-13577
- reports for this filerGreenhouse Funds LLLP 028-17931
- included managerBAIRD ROBERT W & CO INC /WI/028-01911
- included managerBaird Financial Corporation
- included managerStrategas Asset Management, LLC
- included managerBAIRD TRUST Co028-13162
- included managerGamma Investing LLC
- included managerHefren-Tillotson, Inc.028-15556
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 21,966 | $269,000 | thousands by filing date | |
| UFP INDUSTRIES INC | 90278Q108 | COM | 3,724 | $269,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 3,638 | $268,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 7,020 | $266,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 4,600 | $266,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 3,200 | $263,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 9,162 | $261,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 2,040 | $261,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 4,175 | $260,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 4,168 | $260,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 3,288 | $259,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 26,897 | $257,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 6,043 | $256,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 3,639 | $256,000 | thousands by filing date | |
| ISHARES TR | 46436E866 | IBONDS 25 TRM TS | 11,000 | $256,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 9,500 | $256,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 3,285 | $255,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 10,347 | $255,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 4,247 | $255,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 13,134 | $254,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 77,281 | $254,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 4,801 | $253,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 21,065 | $252,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 65,691 | $251,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 9,321 | $250,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 3,721 | $249,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 16,053 | $248,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 13,193 | $247,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 7,442 | $246,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 10,569 | $246,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 9,267 | $246,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 1,887 | $246,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 20,677 | $246,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 7,252 | $245,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 9,946 | $244,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 9,615 | $243,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 2,307 | $242,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 3,918 | $241,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 2,988 | $241,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 6,006 | $241,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 9,417 | $241,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 13,601 | $241,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 60 | $239,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 1,995 | $239,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 2,951 | $239,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 6,348 | $238,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 3,625 | $238,000 | thousands by filing date | |
| FEDERAL RLTY INVT TR NEW | 313745101 | SH BEN INT NEW | 2,626 | $237,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 2,575 | $236,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V609 | US TARGETED VLU | 6,003 | $234,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 11,265 | $234,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 11,518 | $231,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 4,634 | $231,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 13,941 | $230,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 1,414 | $229,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 3,612 | $229,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 3,126 | $229,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 3,762 | $228,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 4,600 | $227,000 | thousands by filing date | |
| VONTIER CORPORATION | 928881101 | COM | 13,620 | $227,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 2,895 | $225,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 10,295 | $224,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 32,191 | $223,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 1,004 | $223,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 67,047 | $223,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 4,333 | $222,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 3,143 | $221,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 3,235 | $221,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 29,010 | $221,000 | thousands by filing date | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 18,143 | $221,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q361 | OSHS GBL INTER | 8,694 | $221,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 37,778 | $221,000 | thousands by filing date | |
| BROADSTONE NET LEASE INC COM | 11135E203 | REIT | 14,144 | $220,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 4,510 | $219,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 3,754 | $218,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 6,482 | $218,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 5,091 | $217,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 5,458 | $217,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 1,345 | $217,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 1,320 | $216,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 1,971 | $215,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 4,356 | $214,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 26,446 | $214,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 10,634 | $214,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 2,100 | $213,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 1,840 | $213,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 7,690 | $213,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 6,422 | $213,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 9,214 | $213,000 | thousands by filing date | |
| RADIUS GLOBAL INFRASTRUCTURE INC | 750481103 | COMMON STOCK | 22,502 | $212,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 2,523 | $211,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 11,285 | $211,000 | thousands by filing date | |
| REMITLY GLOBAL INC | 75960P104 | COM | 19,010 | $211,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 8,125 | $210,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 12,643 | $209,000 | thousands by filing date | |
| UNIFIED SER TR | 90470L550 | BALLAST SMLMD CP | 7,200 | $209,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 1,202 | $207,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 11,801 | $207,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 2,425 | $206,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 2,512 | $205,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 1,227 | $205,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 4,548 | $205,000 | thousands by filing date | |
| AVANTOR INC COM | 05352A100 | Stock | 10,369 | $204,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 3,480 | $204,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 3,597 | $204,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 3,726 | $204,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 4,397 | $203,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 3,163 | $202,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V880 | WORLD EX US CORE | 10,635 | $201,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 1,977 | $201,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 6,524 | $201,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 2,741 | $201,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E205 | ST STR MSCI EMRG | 3,797 | $201,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 10,829 | $199,000 | thousands by filing date | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 26,415 | $199,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 12,181 | $194,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 26,813 | $191,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 12,412 | $190,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 15,234 | $188,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 32,764 | $187,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 11,716 | $184,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 11,984 | $184,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 19,055 | $183,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 10,000 | $183,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 26,200 | $181,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 10,150 | $178,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 10,654 | $178,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 12,314 | $175,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 12,854 | $170,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 30,548 | $168,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 70,804 | $165,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 21,690 | $161,000 | thousands by filing date | |
| DIGITALBRIDGE GROUP INC | 25401T603 | CL A NEW | 12,500 | $156,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 43,450 | $156,000 | thousands by filing date | |
| NAVITAS SEMICONDUCTOR CORP COM | 63942X106 | Stock | 32,017 | $155,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 17,485 | $155,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 14,287 | $154,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 22,061 | $153,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 15,019 | $152,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 13,012 | $152,000 | thousands by filing date | |
| FRANKLIN BSP REALTY TRUST IN | 35243J101 | REIT | 14,000 | $151,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 25,931 | $150,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 11,354 | $150,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 16,227 | $149,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 36,163 | $142,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 16,270 | $140,000 | thousands by filing date | |
| ABSOLUTE SOFTWARE CORP | 00386B109 | COM | 11,702 | $136,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 19,150 | $135,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 10,872 | $133,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 13,723 | $131,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 20,000 | $129,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 12,786 | $128,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 10,175 | $127,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 49,070 | $126,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 10,566 | $122,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 14,642 | $120,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 13,114 | $120,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 25,355 | $120,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 19,257 | $119,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 11,652 | $117,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 10,806 | $116,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 10,343 | $115,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 17,200 | $112,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 10,664 | $110,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 22,254 | $108,000 | thousands by filing date | |
| HAYWARD HLDGS INC | 421298100 | COM | 11,775 | $104,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 11,186 | $103,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 14,105 | $102,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 18,191 | $99,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 25,000 | $98,000 | thousands by filing date | |
| EVGO INC | 30052F100 | CL A COM | 11,751 | $93,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 11,976 | $92,000 | thousands by filing date | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 53,886 | $92,000 | thousands by filing date | |
| KYNDRYL HLDGS INC | 50155Q100 | COMMON STOCK | 11,085 | $91,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 26,750 | $84,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 12,036 | $84,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 12,500 | $84,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 38,162 | $81,000 | thousands by filing date | |
| COGNITION THERAPEUTICS INC | 19243B102 | COM | 40,786 | $77,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 13,725 | $75,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 32,640 | $74,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 12,050 | $73,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 10,000 | $64,000 | thousands by filing date | |
| IHS HOLDING LIMITED | G4701H109 | ORD SHS | 10,000 | $56,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 30,029 | $46,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 10,825 | $39,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 15,000 | $33,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 12,023 | $28,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 13,085 | $22,000 | thousands by filing date | |
| WHEELS UP EXPERIENCE I F | 96328L106 | Com | 12,701 | $15,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 32,355 | $15,000 | thousands by filing date | |
| SES AI CORPORATION WT EXP 121026 | 78397Q117 | Stock | 10,000 | $9,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 30,600 | $7,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681113 | *W EXP 07/01/202 | 12,400 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001648711-22-000011 | this filing | 2022-11-15 | acceptance time not in the bulk data set |