13F-HR filed by Baird Financial Group, Inc.
Baird Financial Group, Inc. filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-12, with 1,850 holding rows worth $39,099,062,000.
- Accession
- 0001648711-21-000009
- Filer
- CIK 1648711
- Filed
- 2021-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A combination report, 2,602 entries on the cover page, a total value of $39,099,062,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $39,099,062,000 with VALUE read as thousands by filing date, 13F file number 028-16981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRiverFront Investment Group, LLC 028-13577
- included managerBAIRD ROBERT W & CO INC /WI/028-01911
- included managerBaird Financial Corporation
- included managerStrategas Asset Management, LLC
- included managerBAIRD TRUST Co028-13162
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 8,081 | $459,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V880 | WORLD EX US CORE | 17,707 | $458,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 7,514 | $458,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 10,866 | $458,000 | thousands by filing date | |
| DFP HEALTHCARE ACQUISITNS CO | 23343Q100 | COM CL A | 46,000 | $457,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 44,650 | $453,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 11,244 | $453,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 11,740 | $452,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 9,429 | $452,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 13,487 | $451,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 10,371 | $450,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 58,482 | $449,000 | thousands by filing date | |
| UFP INDUSTRIES INC | 90278Q108 | COM | 6,611 | $449,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 9,997 | $446,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 35,054 | $445,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 9,672 | $445,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 11,726 | $445,000 | thousands by filing date | |
| CONCENTRIX CORP | 20602D101 | COM | 2,514 | $445,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 11,932 | $443,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 14,822 | $442,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 5,795 | $440,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 12,014 | $439,000 | thousands by filing date | |
| SPROUT SOCIAL INC COM CL A | 85209W109 | Stock | 3,566 | $435,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 3,703 | $435,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 2,772 | $434,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 57,545 | $433,000 | thousands by filing date | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 5,270 | $433,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 29,801 | $432,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 2,314 | $428,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 8,988 | $427,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 10,922 | $426,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 7,109 | $425,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 19,624 | $424,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 14,390 | $424,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 11,986 | $423,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 10,756 | $423,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 12,268 | $422,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E205 | ST STR MSCI EMRG | 5,636 | $421,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 31,354 | $420,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 18,646 | $418,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 1,013 | $418,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V401 | US EQUI MARK ETF | 8,868 | $418,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 5,573 | $415,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 3,520 | $415,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 14,664 | $415,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 19,952 | $414,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 2,672 | $413,000 | thousands by filing date | |
| PARSONS CORP DEL COM | 70202L102 | Stock | 12,190 | $412,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 6,712 | $412,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 6,657 | $411,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 8,541 | $411,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 4,019 | $409,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 604 | $408,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 341 | $408,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 1,078 | $406,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 12,153 | $406,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 29,734 | $405,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 7,332 | $403,000 | thousands by filing date | |
| FUTU HLDGS LTD SPON ADS CL A | 36118L106 | ADR | 4,413 | $402,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 3,930 | $402,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 4,023 | $402,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 2,234 | $400,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 23,741 | $400,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 12,998 | $399,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 12,063 | $395,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 10,482 | $395,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 5,824 | $393,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 64,668 | $392,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 1,909 | $391,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 8,471 | $391,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 10,679 | $390,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 10,928 | $389,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 6,510 | $388,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 6,029 | $388,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 9,400 | $387,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 5,837 | $386,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 1,508 | $386,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 5,773 | $384,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 4,610 | $384,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 1,268 | $383,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 15,560 | $383,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 8,729 | $383,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 2,204 | $382,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 10,416 | $382,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 9,140 | $381,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 3,350 | $380,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 5,314 | $379,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 14,025 | $378,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 5,236 | $377,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 2,852 | $374,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 8,402 | $373,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 7,670 | $373,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 30,443 | $371,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 7,364 | $369,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 1,447 | $369,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 4,823 | $368,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 5,320 | $367,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 31,515 | $366,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 10,880 | $364,000 | thousands by filing date | |
| BRIDGETOWN HOLDINGS LTD | G1355U113 | COM | 37,000 | $363,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 6,514 | $361,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V708 | US CORE EQUITY 2 | 13,525 | $359,000 | thousands by filing date | |
| SCHRODINGER INC COM | 80810D103 | Stock | 6,539 | $358,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 4,360 | $358,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 196 | $355,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 30,530 | $355,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 57,130 | $353,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 5,836 | $352,000 | thousands by filing date | |
| BROADSTONE NET LEASE INC COM | 11135E203 | REIT | 14,144 | $351,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 13,581 | $349,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 14,017 | $347,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 7,118 | $346,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y691 | CMN | 5,984 | $345,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 3,029 | $344,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 22,724 | $344,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 4,091 | $343,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 2,013 | $343,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 22,321 | $340,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 7,182 | $340,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 8,043 | $340,000 | thousands by filing date | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 10,855 | $338,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 1,903 | $338,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 1,064 | $337,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 2,105 | $337,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 6,703 | $336,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 8,778 | $335,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 10,428 | $334,000 | thousands by filing date | |
| AZEK CO INC | 05478C105 | CL A | 9,137 | $334,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 6,288 | $333,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 3,460 | $332,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 6,977 | $332,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 12,683 | $332,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 3,199 | $331,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 4,314 | $326,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 25,742 | $326,000 | thousands by filing date | |
| CAZOO GROUP LTD | G2007L105 | COM | 42,000 | $326,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 11,875 | $325,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 6,000 | $325,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 4,144 | $324,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 4,035 | $324,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 13,054 | $324,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 2,222 | $322,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 5,853 | $322,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 1,429 | $321,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 4,473 | $321,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 8,210 | $320,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 4,607 | $320,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 15,380 | $319,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 3,990 | $317,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 4,793 | $317,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 681 | $317,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 15,617 | $316,000 | thousands by filing date | |
| DUTCH BROS INC | 26701L100 | CL A | 7,238 | $314,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 17,529 | $311,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 63,989 | $310,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 12,081 | $310,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 4,374 | $310,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 2,393 | $308,000 | thousands by filing date | |
| API GROUP CORP COM STK | 00187Y100 | Stock | 15,000 | $305,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 7,513 | $303,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 1,620 | $302,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 3,554 | $302,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 6,420 | $302,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 2,234 | $301,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 8,949 | $300,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 13,488 | $300,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 13,527 | $299,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 2,154 | $299,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 4,529 | $296,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 5,029 | $296,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 3,273 | $296,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 5,232 | $295,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 11,512 | $294,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 2,663 | $294,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 11,706 | $294,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 5,191 | $293,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 5,684 | $292,000 | thousands by filing date | |
| COUPANG INC | 22266T109 | CL A | 10,473 | $292,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 15,168 | $292,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 10,013 | $291,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 4,800 | $291,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 9,650 | $291,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 23,431 | $290,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 4,232 | $290,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 1,500 | $290,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 3,357 | $289,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 3,700 | $287,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 18,900 | $286,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 9,809 | $285,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 6,006 | $285,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 2,808 | $284,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 11,737 | $284,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 2,538 | $284,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 24,380 | $283,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 11,257 | $283,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 3,318 | $281,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 4,484 | $280,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 6,171 | $279,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 5,800 | $278,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 7,314 | $275,000 | thousands by filing date | |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 13,568 | $275,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 6,894 | $274,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 16,022 | $274,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 4,927 | $274,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 20,598 | $271,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 44,450 | $271,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 41,068 | $269,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 1,711 | $267,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 9,240 | $265,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 11,548 | $263,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 11,265 | $262,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 10,133 | $261,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 4,922 | $261,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 11,447 | $260,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 11,212 | $260,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 415 | $259,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 20,687 | $259,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 1,717 | $259,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 3,126 | $258,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 3,380 | $257,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 3,276 | $257,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 5,158 | $256,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 41,819 | $255,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 2,828 | $254,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 4,722 | $253,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 2,112 | $252,000 | thousands by filing date | |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 1,732 | $252,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 5,062 | $252,000 | thousands by filing date | |
| O-I GLASS INC | 67098H104 | COM | 17,575 | $251,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 6,932 | $250,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 3,940 | $250,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 4,867 | $250,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 14,012 | $248,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 5,496 | $247,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 4,059 | $247,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 11,471 | $246,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 8,308 | $246,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 50,525 | $246,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 2,858 | $244,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 6,362 | $242,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 2,817 | $242,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 7,468 | $242,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 1,504 | $242,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 4,797 | $241,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 6,734 | $240,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 16,855 | $240,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 3,235 | $240,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 2,511 | $239,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 3,881 | $239,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 1,000 | $238,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 1,684 | $235,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 4,149 | $234,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 4,742 | $233,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 9,315 | $233,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 2,108 | $233,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 1,944 | $233,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 9,500 | $233,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 1,572 | $232,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 1,507 | $232,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 3,909 | $232,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 2,563 | $231,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 1,484 | $227,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 3,089 | $227,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 4,807 | $226,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 4,803 | $226,000 | thousands by filing date | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 10,964 | $225,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 3,000 | $225,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 7,561 | $225,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 3,081 | $225,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 501 | $223,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 5,262 | $223,000 | thousands by filing date | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 6,063 | $223,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 4,002 | $223,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 6,333 | $223,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 16,100 | $222,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 8,867 | $221,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 1,169 | $221,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 1,457 | $220,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 22,185 | $220,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 26,646 | $220,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 12,500 | $220,000 | thousands by filing date | |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 9,296 | $217,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 3,632 | $216,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 14,629 | $215,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 14,284 | $214,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 13,609 | $214,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 6,040 | $214,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 4,386 | $212,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 7,651 | $211,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 9,290 | $210,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 11,203 | $209,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 13,198 | $208,000 | thousands by filing date | |
| ASANA INC | 04342Y104 | CL A | 2,000 | $208,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 11,472 | $208,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 5,300 | $206,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 7,474 | $205,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 13,012 | $204,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 1,028 | $203,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 30,548 | $203,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 3,761 | $203,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 54,273 | $202,000 | thousands by filing date | |
| SPROTT INC | 852066208 | COM NEW | 5,462 | $200,000 | thousands by filing date | |
| HILLMAN SOLUTIONS CORP | 431636109 | COM | 16,735 | $200,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 13,774 | $197,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 26,850 | $195,000 | thousands by filing date | |
| ARRIVAL GROUP | L0423Q108 | SHS | 14,550 | $191,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 12,433 | $190,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 25,545 | $184,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 10,519 | $184,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 25,313 | $182,000 | thousands by filing date | |
| DIGITALBRIDGE GROUP INC | 25401T108 | CL A COM | 30,185 | $182,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 13,291 | $181,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 13,164 | $180,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 22,545 | $179,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 13,000 | $176,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 21,823 | $175,000 | thousands by filing date | |
| ATI PHYSICAL THERAPY INC | 00216W109 | COM CL A | 46,000 | $175,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 12,201 | $174,000 | thousands by filing date | |
| QNITY ELECTRONICS INC | 817323207 | COM | 39,355 | $173,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 14,500 | $170,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 11,652 | $168,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 23,884 | $167,000 | thousands by filing date | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 15,741 | $166,000 | thousands by filing date | |
| RADIUS GLOBAL INFRASTRUCTURE INC | 750481103 | COMMON STOCK | 10,000 | $163,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 15,567 | $162,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 13,025 | $160,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 24,185 | $153,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 31,030 | $150,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 17,100 | $137,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 13,454 | $129,000 | thousands by filing date | |
| ENOVIX CORPORATION | 293594115 | *W EXP 11/30/202 | 14,724 | $129,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 23,792 | $128,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 13,988 | $128,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 13,027 | $128,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 38,162 | $123,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 12,050 | $122,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 15,570 | $121,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 17,258 | $112,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 10,400 | $111,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 10,000 | $111,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 19,569 | $103,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 17,680 | $103,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 14,822 | $93,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 29,000 | $58,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 15,000 | $53,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 10,000 | $23,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 30,600 | $14,000 | thousands by filing date | |
| GOLDMINING INC | 38149E101 | COM | 10,000 | $12,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 11,000 | $11,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y158 | RIGHT 11/05/2022 | 62,835 | $11,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001648711-21-000009 | this filing | 2021-11-12 | acceptance time not in the bulk data set |