13F-HR filed by Baird Financial Group, Inc.
Baird Financial Group, Inc. filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-13, with 1,680 holding rows worth $35,655,435,000.
- Accession
- 0001648711-21-000004
- Filer
- CIK 1648711
- Filed
- 2021-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A combination report, 2,355 entries on the cover page, a total value of $35,655,435,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $35,655,435,000 with VALUE read as thousands by filing date, 13F file number 028-16981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRiverFront Investment Group, LLC 028-13577
- included managerBAIRD ROBERT W & CO INC /WI/028-01911
- included managerBaird Financial Corporation
- included managerStrategas Asset Management, LLC
- included managerHilliard Lyons Trust Company, LLC028-13162
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 6,238 | $318,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 7,027 | $316,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 2,557 | $314,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 90,507 | $314,000 | thousands by filing date | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 6,347 | $313,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 3,881 | $313,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 23,620 | $312,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 3,975 | $309,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 2,168 | $308,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 2,978 | $308,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 11,548 | $308,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 6,016 | $307,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 4,000 | $307,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 11,735 | $307,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 3,550 | $304,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 3,005 | $304,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 17,529 | $302,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 6,006 | $302,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 6,818 | $302,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 7,834 | $301,000 | thousands by filing date | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 7,955 | $300,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 1,608 | $298,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 11,691 | $298,000 | thousands by filing date | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 27,949 | $298,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 20,250 | $297,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 576 | $296,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 8,475 | $294,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 7,313 | $294,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 16,717 | $293,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 22,989 | $292,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 8,329 | $291,000 | thousands by filing date | |
| O-I GLASS INC | 67098H104 | COM | 19,750 | $291,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 6,757 | $290,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 505 | $289,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 61 | $287,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 4,797 | $283,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 8,850 | $283,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y691 | CMN | 5,880 | $283,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 6,155 | $282,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 234 | $282,000 | thousands by filing date | |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 3,228 | $282,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 4,925 | $281,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 7,790 | $280,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 18,452 | $278,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 7,170 | $276,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 3,744 | $276,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 4,505 | $276,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 6,235 | $273,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 7,415 | $271,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 5,176 | $270,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 1,200 | $269,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 9,630 | $266,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 2,839 | $264,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 7,825 | $263,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 13,975 | $262,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 4,104 | $262,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 7,150 | $261,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 4,978 | $261,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 6,494 | $259,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 4,386 | $259,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 10,317 | $259,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 2,395 | $259,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 1,654 | $258,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 11,265 | $258,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 5,300 | $256,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 3,509 | $255,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 4,529 | $255,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 4,520 | $254,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 6,890 | $254,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 3,646 | $254,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 42,050 | $253,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 9,500 | $252,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 10,313 | $251,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 3,229 | $249,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 6,451 | $249,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 1,979 | $249,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 1,081 | $249,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 5,300 | $249,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 9,709 | $249,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 24,100 | $247,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 9,175 | $246,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 8,827 | $246,000 | thousands by filing date | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 6,394 | $245,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 3,501 | $245,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 1,000 | $244,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 11,212 | $242,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 3,751 | $240,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 39,038 | $238,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 9,272 | $238,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 23,200 | $237,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 2,835 | $237,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 7,731 | $237,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 13,012 | $236,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 16,906 | $235,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 5,948 | $232,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 7,325 | $232,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 2,527 | $232,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 38,230 | $232,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,056 | $230,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 9,240 | $229,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 9,781 | $229,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 1,814 | $228,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 2,963 | $228,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 12,951 | $228,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 1,977 | $227,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 14,461 | $227,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 3,590 | $227,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 5,044 | $226,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 4,149 | $224,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 3,103 | $222,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 33,259 | $222,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 4,529 | $222,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 3,012 | $222,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 2,784 | $221,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 1,908 | $221,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 2,005 | $220,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 20,308 | $219,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 30,186 | $219,000 | thousands by filing date | |
| SPROTT INC | 852066208 | COM NEW | 5,748 | $218,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 14,394 | $217,000 | thousands by filing date | |
| iShares Trust iShares USD Green Bond ETF | 46435U440 | SHS | 3,953 | $216,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 8,498 | $216,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 12,527 | $215,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 11,208 | $214,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 14,629 | $214,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 4,751 | $213,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 6,580 | $212,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 1,915 | $212,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 2,122 | $212,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 1,311 | $210,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 2,046 | $208,000 | thousands by filing date | |
| INMODE LTD SHS | M5425M103 | Stock | 2,863 | $207,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 11,200 | $206,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 6,841 | $205,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 9,392 | $204,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 15,104 | $204,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 596 | $203,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 3,070 | $202,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 16,321 | $201,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 20,622 | $201,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 8,004 | $200,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 25,428 | $199,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 13,526 | $195,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 10,900 | $194,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 15,324 | $193,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 11,008 | $191,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 11,740 | $184,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 13,000 | $180,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 25,963 | $179,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 17,324 | $176,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 12,605 | $175,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 16,685 | $168,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 12,169 | $165,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 29,000 | $165,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 15,618 | $164,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 13,900 | $164,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 23,400 | $156,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 16,046 | $153,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 12,944 | $152,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 12,750 | $151,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 12,525 | $148,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 10,652 | $148,000 | thousands by filing date | |
| RADIUS GLOBAL INFRASTRUCTURE INC | 750481103 | COMMON STOCK | 10,000 | $147,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 13,253 | $141,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 10,000 | $138,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 12,531 | $134,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 12,050 | $134,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 17,595 | $129,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 18,172 | $118,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 10,000 | $115,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 10,371 | $99,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 15,059 | $98,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 16,833 | $95,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 11,830 | $85,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 38,707 | $67,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 15,000 | $52,000 | thousands by filing date | |
| PORTMAN RIDGE FIN CORP | 73688F102 | COM | 22,125 | $48,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 10,040 | $25,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 30,600 | $19,000 | thousands by filing date | |
| GOLDMINING INC | 38149E101 | COM | 10,000 | $17,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001648711-21-000004 | this filing | 2021-05-13 | acceptance time not in the bulk data set |