13F-HR filed by Baird Financial Group, Inc.
Baird Financial Group, Inc. filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-12, with 1,482 holding rows worth $29,187,718,000.
- Accession
- 0001648711-20-000011
- Filer
- CIK 1648711
- Filed
- 2020-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A combination report, 2,098 entries on the cover page, a total value of $29,187,718,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $29,187,718,000 with VALUE read as thousands by filing date, 13F file number 028-16981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRiverFront Investment Group, LLC 028-13577
- included managerBAIRD ROBERT W & CO INC /WI/028-01911
- included managerBaird Financial Corporation
- included managerStrategas Asset Management, LLC
- included managerHilliard Lyons Trust Company, LLC028-13162
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO | 46138J841 | EXCHANGE TRADED | 37,848 | $839,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 6,749 | $838,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 12,149 | $837,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 25,050 | $833,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 45,420 | $829,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 29,600 | $828,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 9,862 | $827,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 7,578 | $823,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 46,454 | $818,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 8,940 | $816,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 28,468 | $811,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 7,913 | $806,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 1,286 | $803,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 60,054 | $802,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 14,519 | $801,000 | thousands by filing date | |
| IAA INC | 449253103 | COM | 15,330 | $798,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 37,503 | $796,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 16,515 | $795,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 14,046 | $791,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 19,150 | $790,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 17,409 | $789,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 9,108 | $788,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 19,931 | $787,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 4,867 | $786,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 8,288 | $776,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 19,847 | $769,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 6,911 | $769,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 19,356 | $768,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R795 | NASDAQ TRANSN | 32,894 | $768,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 34,796 | $765,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 27,527 | $763,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 17,892 | $763,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 51,318 | $761,000 | thousands by filing date | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 14,723 | $761,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 36,471 | $760,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 11,693 | $760,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 13,223 | $752,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 268,326 | $751,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 12,455 | $745,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 22,148 | $745,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 11,414 | $744,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 21,969 | $741,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 6,639 | $736,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 5,321 | $728,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 13,789 | $724,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 2,323 | $718,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 49,902 | $715,000 | thousands by filing date | |
| SHOCKWAVE MED INC | 82489T104 | COM | 9,431 | $715,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 6,294 | $714,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 5,178 | $713,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 17,320 | $711,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 8,921 | $711,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 17,730 | $710,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 5,963 | $709,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 13,578 | $702,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 13,835 | $702,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 4,418 | $700,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 10,611 | $700,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 16,059 | $700,000 | thousands by filing date | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 34,076 | $698,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 24,778 | $694,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 10,849 | $694,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 24,298 | $692,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 8,850 | $690,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 27,029 | $686,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 14,415 | $673,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 76,122 | $671,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 12,175 | $669,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 10,682 | $668,000 | thousands by filing date | |
| MATCH GROUP INC NEW | 57667L107 | COM | 6,031 | $667,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 20,273 | $667,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 4,735 | $665,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 59,524 | $660,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 30,280 | $659,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 5,133 | $657,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 112,003 | $657,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 21,778 | $657,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 9,000 | $654,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 58,765 | $653,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N667 | VICSHS DV AC ETF | 17,969 | $652,000 | thousands by filing date | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 9,523 | $645,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 42,642 | $643,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 7,612 | $639,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 21,588 | $637,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 1,573 | $636,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 4,676 | $636,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 6,299 | $635,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 11,851 | $632,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 18,400 | $629,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 6,182 | $628,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 49,509 | $625,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 72,128 | $625,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 8,505 | $624,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 12,521 | $620,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 5,670 | $618,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 4,600 | $617,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 21,299 | $617,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 2,593 | $611,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 8,912 | $608,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 11,241 | $605,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 24,768 | $602,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 9,050 | $599,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 44,452 | $598,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 27,926 | $597,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 12,236 | $597,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 20,000 | $597,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 5,123 | $595,000 | thousands by filing date | |
| STATE STREET SPDR RUSSELL YIELD F | 78468R770 | ETF | 9,800 | $594,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 22,781 | $592,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 4,590 | $592,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 14,334 | $591,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 11,726 | $590,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 12,532 | $588,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 14,186 | $586,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 8,991 | $582,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 13,122 | $581,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 16,235 | $580,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 57,432 | $575,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 6,090 | $575,000 | thousands by filing date | |
| WARNER MUSIC GROUP CORP | 934550203 | COM CL A | 20,010 | $575,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 4,815 | $572,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 38,928 | $567,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 16,208 | $557,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 4,215 | $557,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 10,364 | $554,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 15,232 | $551,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 66,297 | $549,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 202,801 | $548,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 9,581 | $546,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 19,824 | $546,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 17,678 | $541,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 20,915 | $541,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 6,407 | $530,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 14,055 | $530,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 4,268 | $528,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 18,373 | $526,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 30,823 | $526,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 11,337 | $525,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 4,684 | $523,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 14,119 | $521,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 2,733 | $520,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 59,978 | $520,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 2,569 | $516,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 3,644 | $516,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 8,562 | $514,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 8,071 | $514,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 14,012 | $512,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 4,910 | $505,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 23,779 | $505,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 11,987 | $503,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 4,516 | $500,000 | thousands by filing date | |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 9,692 | $499,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 11,959 | $496,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 17,729 | $492,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 29,538 | $490,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 140,015 | $490,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 66,015 | $489,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 9,330 | $487,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 22,094 | $486,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 2,992 | $485,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 25,159 | $485,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 12,225 | $484,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 19,244 | $484,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 11,500 | $483,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 12,268 | $481,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 34,534 | $481,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 6,713 | $480,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 4,527 | $477,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 17,596 | $477,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 71,440 | $476,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 15,785 | $475,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 16,685 | $474,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 19,421 | $473,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 8,459 | $472,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 18,088 | $472,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 24,754 | $470,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 4,929 | $470,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 50,638 | $467,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 7,830 | $465,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 14,194 | $464,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 8,892 | $464,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 2,363 | $462,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 18,375 | $461,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 34,271 | $460,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 15,338 | $459,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 1,673 | $459,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 7,761 | $458,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 2,164 | $456,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 38,042 | $456,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 6,699 | $453,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 23,572 | $453,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 13,565 | $452,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 37,365 | $451,000 | thousands by filing date | |
| PROSHARES TR | 74347B235 | PSHS SHORT DOW30 | 10,302 | $451,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 10,675 | $450,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 4,201 | $448,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 10,413 | $446,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 9,551 | $446,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 11,002 | $445,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 14,161 | $443,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 1,382 | $440,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 11,405 | $438,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 19,597 | $437,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 20,161 | $437,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 6,139 | $435,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 17,559 | $434,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 13,452 | $434,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 1,895 | $431,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 6,721 | $430,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 4,900 | $428,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 7,511 | $425,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 2,753 | $423,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 4,044 | $422,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 33,535 | $421,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 15,633 | $420,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 7,617 | $418,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E205 | ST STR MSCI EMRG | 6,326 | $418,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 20,565 | $417,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 11,629 | $414,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 21,235 | $411,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 22,466 | $408,000 | thousands by filing date | |
| AZEK CO INC | 05478C105 | CL A | 11,727 | $408,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 52,366 | $406,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 4,396 | $405,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 54,992 | $401,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 3,905 | $400,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 9,901 | $399,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 62,303 | $399,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 9,163 | $398,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 3,461 | $396,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 9,477 | $392,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 6,043 | $391,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 14,413 | $390,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 9,279 | $384,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 2,057 | $379,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 3,489 | $377,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 19,958 | $377,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 6,531 | $376,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 3,662 | $374,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 6,698 | $373,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 2,656 | $372,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 22,100 | $372,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 4,711 | $372,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 2,083 | $369,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 7,303 | $369,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 4,056 | $368,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 13,901 | $368,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 26,282 | $366,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 11,412 | $363,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 22,705 | $358,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 4,515 | $357,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 30,000 | $357,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 5,057 | $356,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 26,933 | $355,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 3,491 | $354,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 47,226 | $354,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 6,203 | $350,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 22,896 | $349,000 | thousands by filing date | |
| PING IDENTITY HOLDING CORP | 72341T103 | COMMON STOCK | 11,148 | $348,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 2,546 | $345,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 12,438 | $343,000 | thousands by filing date | |
| WILLSCOT HLDGS CORP | 971378104 | COM CL A | 20,559 | $343,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 6,770 | $342,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 5,182 | $337,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 11,949 | $337,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 5,440 | $335,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 8,771 | $335,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 2,355 | $334,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 9,323 | $333,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 17,460 | $332,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 36,172 | $330,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 3,969 | $329,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 3,490 | $328,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 6,238 | $327,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 6,783 | $326,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 4,405 | $324,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 2,466 | $323,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 3,685 | $323,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 21,203 | $322,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 17,318 | $321,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 11,379 | $321,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 17,715 | $319,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 28,066 | $319,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 15,410 | $319,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 46,525 | $318,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 43,300 | $317,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 3,866 | $316,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730509 | COMMON STOCK | 4,853 | $316,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 15,531 | $313,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 34,450 | $313,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 1,552 | $313,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 5,324 | $313,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 37,671 | $312,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 7,911 | $310,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 7,395 | $307,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 3,839 | $307,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 3,981 | $307,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 2,131 | $304,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 3,975 | $302,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 42,264 | $298,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 4,961 | $297,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 5,124 | $296,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 7,792 | $296,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 8,599 | $295,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 21,615 | $292,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 2,450 | $292,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 53,805 | $291,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 2,388 | $289,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 10,028 | $288,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 6,072 | $286,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 5,178 | $286,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 15,074 | $285,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 292 | $284,000 | thousands by filing date | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 5,495 | $284,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 1,494 | $283,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 4,567 | $281,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 6,663 | $281,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 7,616 | $280,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 9,116 | $278,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 2,331 | $277,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 4,836 | $277,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 3,561 | $275,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 3,240 | $275,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 21,085 | $275,000 | thousands by filing date | |
| API GROUP CORP COM STK | 00187Y100 | Stock | 19,240 | $274,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 800 | $272,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 8,661 | $271,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 66 | $269,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 13,976 | $269,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 6,963 | $269,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 6,030 | $265,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 23,520 | $265,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 6,251 | $264,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 6,071 | $264,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 29,634 | $263,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 7,790 | $263,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 4,344 | $263,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 3,048 | $262,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 27,270 | $261,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 9,472 | $260,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 7,407 | $259,000 | thousands by filing date | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 7,238 | $257,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 800 | $255,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 4,520 | $254,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 13,012 | $253,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 40,300 | $252,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 17,715 | $251,000 | thousands by filing date | |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 3,000 | $250,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 6,241 | $250,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 14,146 | $249,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 9,650 | $249,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 256 | $247,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 8,009 | $246,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 8,749 | $245,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 2,305 | $244,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 45,483 | $244,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 5,000 | $243,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 2,998 | $241,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 3,999 | $239,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 7,923 | $238,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 1,201 | $234,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 5,034 | $233,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 4,350 | $233,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 13,643 | $232,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 9,631 | $231,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 24,969 | $230,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 5,264 | $229,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 28,000 | $229,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 7,800 | $228,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 11,986 | $228,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 9,563 | $228,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 3,002 | $226,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 3,622 | $225,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 8,778 | $225,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 21,596 | $224,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 6,146 | $223,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 7,655 | $223,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 5,377 | $223,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 4,484 | $222,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 6,250 | $222,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 4,419 | $222,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 1,807 | $221,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 3,181 | $220,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 2,157 | $220,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 2,710 | $219,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 4,000 | $218,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 2,963 | $218,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 3,019 | $217,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 8,990 | $217,000 | thousands by filing date | |
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| CSG SYSTEMS | 126349109 | COM | 5,262 | $216,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 6,562 | $214,000 | thousands by filing date | |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 1,717 | $214,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 4,018 | $214,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 18,474 | $213,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 8,214 | $213,000 | thousands by filing date | |
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| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 15,559 | $211,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 676 | $210,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 1,225 | $208,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 11,212 | $207,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 13,030 | $206,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 3,570 | $206,000 | thousands by filing date | |
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| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 9,747 | $204,000 | thousands by filing date | |
| CINCINNATI BANCORP INC | 17187C102 | COM | 21,000 | $203,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 2,023 | $200,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 19,256 | $200,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 86,630 | $195,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 34,565 | $194,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 21,901 | $193,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 55,389 | $189,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 40,000 | $188,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 13,328 | $185,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 13,050 | $185,000 | thousands by filing date | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 10,661 | $178,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 25,556 | $178,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 16,525 | $174,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 11,026 | $173,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 10,867 | $172,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 11,650 | $166,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 12,575 | $163,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 10,855 | $161,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 20,662 | $159,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 13,946 | $158,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 23,305 | $158,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 15,004 | $157,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 14,040 | $156,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 14,573 | $155,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 10,517 | $151,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 13,900 | $151,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 10,652 | $147,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 12,012 | $147,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 13,472 | $145,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 12,885 | $142,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 87,000 | $142,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 11,265 | $141,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 10,652 | $139,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 13,100 | $132,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 10,700 | $132,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 13,888 | $130,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 11,310 | $128,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 19,700 | $126,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 17,443 | $119,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D508 | Common Stock | 24,500 | $117,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 10,318 | $113,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 12,250 | $112,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 10,000 | $112,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 18,137 | $110,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 10,902 | $102,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 12,750 | $101,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 49,181 | $101,000 | thousands by filing date | |
| POLAR PWR INC | 73102V105 | COM | 31,500 | $100,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 23,802 | $96,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 10,000 | $96,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 37,036 | $93,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 17,899 | $92,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 18,813 | $87,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 12,394 | $86,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 16,518 | $84,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 91,543 | $83,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 10,031 | $82,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 27,500 | $81,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 31,200 | $78,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 12,050 | $75,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 12,108 | $73,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 11,194 | $68,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 16,144 | $68,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 29,000 | $66,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 19,149 | $61,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 13,597 | $56,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 18,900 | $55,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 16,833 | $54,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 11,533 | $45,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 38,707 | $41,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 35,000 | $35,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 15,000 | $32,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 12,500 | $31,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 30,600 | $30,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 13,100 | $10,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 11,248 | $8,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001648711-20-000011 | this filing | 2020-11-12 | acceptance time not in the bulk data set |