13F-HR filed by Baird Financial Group, Inc.
Baird Financial Group, Inc. filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-14, with 1,597 holding rows worth $27,148,319,000.
- Accession
- 0001648711-20-000007
- Filer
- CIK 1648711
- Filed
- 2020-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A combination report, 2,237 entries on the cover page, a total value of $27,148,319,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $27,148,319,000 with VALUE read as thousands by filing date, 13F file number 028-16981. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerRiverFront Investment Group, LLC 028-13577
- included managerBAIRD ROBERT W & CO INC /WI/028-01911
- included managerBaird Financial Corporation
- included managerStrategas Asset Management, LLC
- included managerHilliard Lyons Trust Company, LLC028-13162
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HERON THERAPEUTICS INC | 427746102 | COM | 9,377 | $220,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 12,099 | $219,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 5,398 | $218,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 16,078 | $216,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 3,654 | $216,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 1,953 | $215,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 2,546 | $215,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 19,795 | $215,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 9,912 | $215,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 8,498 | $215,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 5,333 | $213,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 3,052 | $213,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 5,146 | $212,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 6,334 | $212,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 2,478 | $212,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 4,969 | $211,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 3,741 | $210,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 5,597 | $210,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 3,397 | $210,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 3,255 | $209,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 32,053 | $209,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 7,149 | $208,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 7,039 | $208,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 1,750 | $207,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 8,650 | $207,000 | thousands by filing date | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 3,844 | $206,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 51,105 | $206,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 5,000 | $205,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 1,678 | $203,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 4,218 | $203,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 17,821 | $203,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 12,314 | $202,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 3,613 | $202,000 | thousands by filing date | |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 5,972 | $200,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 12,926 | $197,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 11,971 | $195,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 13,764 | $195,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 21,226 | $194,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 18,407 | $193,000 | thousands by filing date | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 24,718 | $192,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 17,653 | $191,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 15,640 | $191,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 12,875 | $188,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 11,472 | $187,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 16,916 | $186,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 19,010 | $186,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 16,779 | $185,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 22,475 | $180,000 | thousands by filing date | |
| ENERPAC TOOL GROUP CORP CL A COM | 292765104 | Stock | 10,000 | $176,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 25,000 | $175,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 18,272 | $172,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 12,200 | $172,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 12,575 | $168,000 | thousands by filing date | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 16,954 | $167,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 12,050 | $167,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 29,691 | $166,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 17,364 | $165,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 17,271 | $165,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 11,000 | $161,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 10,315 | $161,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 13,326 | $161,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 54,346 | $159,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 13,968 | $159,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 19,328 | $158,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 40,000 | $150,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 11,838 | $149,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 23,933 | $146,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 10,128 | $142,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 14,169 | $141,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 10,652 | $138,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 50,220 | $119,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 211,266 | $118,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 13,883 | $117,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 12,211 | $105,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 13,600 | $99,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 13,245 | $94,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 10,000 | $91,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 23,248 | $86,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 21,581 | $85,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 10,879 | $84,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 12,776 | $81,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 12,259 | $79,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 10,912 | $70,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 12,700 | $55,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 11,000 | $53,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 12,300 | $47,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 15,000 | $46,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 32,400 | $45,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 54,000 | $41,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 50,000 | $33,000 | thousands by filing date | |
| CREATIVE REALITIES INC | 22530J200 | COM | 12,979 | $32,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 10,080 | $28,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 15,463 | $27,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 38,707 | $19,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 77,617 | $15,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 13,585 | $14,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 39,804 | $4,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001648711-20-000007 | this filing | 2020-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001648711-20-000009 | base | 2020-10-22 | acceptance time not in the bulk data set |