13F-HR filed by Baird Financial Group, Inc.
Baird Financial Group, Inc. filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-14, with 1,425 holding rows worth $21,896,762,000.
- Accession
- 0001648711-20-000005
- Filer
- CIK 1648711
- Filed
- 2020-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A combination report, 2,074 entries on the cover page, a total value of $21,896,762,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $21,896,762,000 with VALUE read as thousands by filing date, 13F file number 028-16981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRiverFront Investment Group, LLC 028-13577
- included managerBAIRD ROBERT W & CO INC /WI/028-01911
- included managerBaird Financial Corporation
- included managerStrategas Asset Management, LLC
- included managerHilliard Lyons Trust Company, LLC028-13162
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 13,324 | $631,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 9,868 | $630,000 | thousands by filing date | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 17,599 | $629,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 55,894 | $622,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 17,283 | $621,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 8,159 | $618,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 5,198 | $609,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 5,728 | $609,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 31,313 | $609,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 13,083 | $606,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 34,615 | $605,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 13,087 | $604,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 9,224 | $600,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 18,867 | $597,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 19,142 | $591,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 19,930 | $586,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 5,081 | $583,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 9,739 | $578,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 2,626 | $578,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 37,527 | $575,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 78,903 | $573,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 5,512 | $568,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 38,042 | $567,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 5,318 | $566,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 6,199 | $566,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 13,465 | $564,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 9,379 | $562,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 38,781 | $559,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 17,718 | $555,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 1,267 | $553,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 7,945 | $552,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 5,911 | $546,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 24,980 | $544,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 12,549 | $543,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 20,248 | $542,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 19,742 | $542,000 | thousands by filing date | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 9,951 | $541,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 9,823 | $541,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 63,809 | $539,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 115,272 | $536,000 | thousands by filing date | |
| PHREESIA INC | 71944F106 | COM | 25,436 | $535,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 4,090 | $532,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 17,999 | $531,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 13,231 | $530,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 36,204 | $528,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 15,002 | $528,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 2,489 | $527,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 19,512 | $521,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 14,831 | $521,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 85,848 | $521,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 5,334 | $519,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 2,740 | $518,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 9,288 | $517,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 29,774 | $517,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 19,795 | $515,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 5,084 | $512,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 17,994 | $512,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 11,219 | $511,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 12,254 | $510,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 30,557 | $510,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 7,100 | $507,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 22,653 | $505,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 9,544 | $505,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 18,195 | $505,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 21,163 | $504,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 7,812 | $501,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 7,915 | $500,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 5,095 | $498,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 4,300 | $496,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 4,817 | $487,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 3,220 | $486,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 35,404 | $485,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 5,178 | $483,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 3,449 | $482,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 22,245 | $481,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 1,397 | $477,000 | thousands by filing date | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 11,539 | $475,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 58,499 | $475,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 10,957 | $470,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 198,801 | $469,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 6,320 | $465,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 6,481 | $464,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 8,519 | $464,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 26,118 | $462,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 6,912 | $461,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 25,734 | $461,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 54,999 | $460,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 86,026 | $458,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 79,862 | $458,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 99,096 | $457,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 30,000 | $457,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 15,046 | $456,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 9,195 | $453,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 10,706 | $452,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 4,284 | $443,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 11,096 | $442,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 33,535 | $442,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 45,660 | $442,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 18,130 | $439,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 8,271 | $438,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 6,930 | $436,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 6,531 | $435,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 36,782 | $434,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 9,596 | $434,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 12,232 | $432,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 14,685 | $431,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 11,214 | $431,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 60,882 | $429,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 8,854 | $425,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 67,471 | $422,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 34,585 | $421,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 15,750 | $418,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 16,775 | $414,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 3,943 | $412,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 23,959 | $412,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 12,123 | $412,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 7,709 | $410,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 15,268 | $410,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 7,379 | $410,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 32,494 | $408,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 5,577 | $406,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 53,864 | $403,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 5,371 | $401,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 15,930 | $395,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 19,724 | $394,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 1,913 | $393,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 3,824 | $393,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 5,133 | $391,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 61,220 | $391,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 3,609 | $390,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 9,166 | $387,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 7,919 | $386,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 25,776 | $384,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 30,772 | $384,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 11,361 | $383,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 21,132 | $382,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 6,452 | $381,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 11,949 | $380,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 448 | $379,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 19,688 | $376,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 17,715 | $375,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 15,638 | $373,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 3,717 | $372,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 14,680 | $372,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 5,098 | $371,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 53,504 | $370,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 3,989 | $368,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 22,797 | $367,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 13,005 | $366,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 7,410 | $364,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 96,080 | $364,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 24,738 | $363,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 8,875 | $361,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 3,895 | $360,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 24,921 | $358,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 9,660 | $357,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 13,297 | $357,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 5,047 | $356,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 17,356 | $356,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 13,277 | $354,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 23,022 | $351,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 5,427 | $350,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 3,679 | $349,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 6,980 | $349,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 36,881 | $349,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 7,552 | $349,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 10,286 | $347,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 27,137 | $347,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 8,522 | $346,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 2,164 | $345,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 8,342 | $345,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 1,755 | $344,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 33,469 | $343,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 4,959 | $340,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 7,547 | $340,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 33,026 | $338,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 10,201 | $338,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 2,363 | $337,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 3,925 | $336,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 358 | $333,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 3,707 | $333,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 20,964 | $331,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 11,045 | $331,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 5,232 | $330,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 1,860 | $330,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 17,267 | $330,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 8,270 | $327,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 4,957 | $327,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 2,665 | $326,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 11,083 | $325,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 26,102 | $325,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 7,773 | $325,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 19,362 | $325,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 6,479 | $324,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 6,827 | $323,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 12,680 | $323,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 11,117 | $319,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 31,272 | $314,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 10,200 | $313,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 9,018 | $313,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 3,608 | $309,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 5,419 | $308,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 11,122 | $307,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 25,409 | $307,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 9,947 | $306,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 13,007 | $305,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 14,847 | $305,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 9,471 | $305,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 10,299 | $305,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 7,095 | $301,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 5,702 | $298,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 2,675 | $296,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 32,167 | $295,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 955 | $294,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 5,799 | $292,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 6,974 | $292,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 19,655 | $291,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 6,080 | $291,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 10,768 | $289,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 52,981 | $287,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 6,545 | $286,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 2,853 | $285,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 3,048 | $285,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 17,061 | $280,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 4,350 | $279,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 8,434 | $279,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 6,454 | $277,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 10,322 | $277,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 34,365 | $277,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 4,566 | $276,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 4,753 | $276,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 1,366 | $274,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 3,490 | $273,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 8,246 | $270,000 | thousands by filing date | |
| IAA INC | 449253103 | COM | 8,930 | $268,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 53,512 | $268,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 6,570 | $267,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730509 | COMMON STOCK | 4,853 | $267,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 800 | $266,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 9,276 | $264,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 21,819 | $264,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 5,559 | $263,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 14,465 | $262,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 3,891 | $262,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 1,574 | $262,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 9,742 | $261,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 6,541 | $256,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 4,954 | $256,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 19,587 | $256,000 | thousands by filing date | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 33,464 | $256,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 8,966 | $255,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 13,425 | $255,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 6,533 | $254,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 7,021 | $253,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 2,454 | $251,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 6,263 | $251,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 23,716 | $251,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 4,873 | $250,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 8,000 | $250,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 12,760 | $249,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 12,942 | $249,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 18,948 | $248,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 4,520 | $247,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 4,762 | $247,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 3,374 | $247,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 12,738 | $246,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 19,643 | $246,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 4,458 | $244,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 3,794 | $244,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 828 | $243,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 10,920 | $243,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 9,978 | $242,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 18,683 | $242,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 13,185 | $242,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 49,081 | $242,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 9,592 | $242,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 3,291 | $241,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 3,887 | $240,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 20,443 | $240,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 6,062 | $240,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 23,259 | $240,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 5,959 | $239,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 6,022 | $239,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 6,955 | $239,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 6,511 | $238,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 5,700 | $237,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 8,978 | $236,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 3,696 | $236,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 56,494 | $236,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 4,000 | $235,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 9,498 | $235,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 1,111 | $234,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 1,789 | $233,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 2,788 | $233,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 3,254 | $233,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 16,018 | $231,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 1,843 | $231,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 6,525 | $231,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 6,738 | $230,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 44,437 | $229,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 6,348 | $229,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 1,536 | $229,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 4,200 | $229,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 1,487 | $227,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 15,973 | $226,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 8,270 | $225,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 8,983 | $225,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 17,996 | $224,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 34,897 | $222,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 3,874 | $221,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 3,003 | $221,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 9,045 | $220,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 6,620 | $219,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 1,139 | $215,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 19,126 | $215,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 3,843 | $214,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 13,020 | $214,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 18,019 | $214,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E205 | ST STR MSCI EMRG | 4,200 | $214,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 3,974 | $213,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 6,533 | $212,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 7,113 | $212,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 3,554 | $212,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 1,579 | $211,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 19,156 | $211,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 15,848 | $210,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 6,963 | $208,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 2,526 | $206,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 2,421 | $204,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 9,431 | $204,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 2,297 | $202,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 5,143 | $200,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 11,040 | $196,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 13,976 | $193,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 12,000 | $188,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 11,702 | $188,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 11,980 | $185,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 13,995 | $185,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 13,764 | $185,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 12,330 | $178,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 13,805 | $175,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 23,305 | $172,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 20,686 | $172,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 23,765 | $172,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 12,520 | $170,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 11,265 | $169,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 19,130 | $169,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 21,100 | $166,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 20,683 | $165,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 13,642 | $161,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 16,074 | $161,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 50,005 | $158,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 12,575 | $154,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 13,883 | $151,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 13,745 | $146,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 23,536 | $146,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 16,094 | $144,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 14,737 | $144,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 22,707 | $139,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 11,517 | $135,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 13,850 | $134,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 18,934 | $134,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 10,652 | $132,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 10,106 | $131,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 10,318 | $130,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 18,527 | $128,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 12,681 | $128,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 12,852 | $127,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 13,326 | $127,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 40,000 | $124,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 18,239 | $123,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 20,516 | $119,000 | thousands by filing date | |
| FFBW INC MD | 30260M103 | COM | 14,764 | $117,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 16,518 | $115,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 11,000 | $113,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 17,200 | $109,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 33,425 | $105,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 10,201 | $105,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 12,050 | $102,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 22,800 | $99,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 23,487 | $95,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 21,358 | $94,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 11,680 | $93,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 13,068 | $92,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 13,156 | $92,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 10,847 | $88,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 10,001 | $83,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 24,570 | $82,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 52,837 | $80,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 10,947 | $79,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 10,340 | $74,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 17,650 | $74,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 16,900 | $67,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 23,581 | $67,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 14,200 | $65,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 19,749 | $65,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 37,671 | $64,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 33,916 | $47,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 17,894 | $46,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 18,000 | $46,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 21,358 | $44,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 15,000 | $38,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 40,720 | $38,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 31,585 | $37,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 11,499 | $37,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 20,000 | $35,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 13,308 | $34,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 13,271 | $33,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 18,805 | $33,000 | thousands by filing date | |
| USIO INC | 917313108 | CMN | 25,000 | $28,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 39,000 | $28,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 45,766 | $25,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 50,000 | $23,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 12,700 | $22,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 56,559 | $20,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 10,000 | $18,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 15,000 | $16,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 50,000 | $13,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 30,600 | $12,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 13,600 | $12,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 38,707 | $10,000 | thousands by filing date | |
| CREATIVE REALITIES INC | 22530J200 | COM | 12,979 | $10,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 35,049 | $6,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 11,248 | $5,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 10,300 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001648711-20-000005 | this filing | 2020-05-14 | acceptance time not in the bulk data set |