13F-HR filed by Baird Financial Group, Inc.
Baird Financial Group, Inc. filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 1,506 holding rows worth $27,857,669,000.
- Accession
- 0001648711-20-000003
- Filer
- CIK 1648711
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A combination report, 2,146 entries on the cover page, a total value of $27,857,669,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $27,857,669,000 with VALUE read as thousands by filing date, 13F file number 028-16981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRiverFront Investment Group, LLC 028-13577
- included managerBAIRD ROBERT W & CO INC /WI/028-01911
- included managerBaird Financial Corporation
- included managerStrategas Asset Management, LLC
- included managerHilliard Lyons Trust Company, LLC028-13162
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CBRE GROUP INC CL A | 12504L109 | Stock | 14,134 | $866,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 35,390 | $865,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 3,566 | $864,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 12,230 | $864,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 64,083 | $860,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 5,380 | $855,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 7,795 | $854,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 56,210 | $854,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 22,660 | $852,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 33,234 | $848,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 4,116 | $847,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 9,657 | $846,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 6,690 | $840,000 | thousands by filing date | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 9,951 | $833,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 15,560 | $833,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 16,339 | $831,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 11,806 | $830,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 17,658 | $830,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 6,535 | $826,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 20,534 | $825,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 30,527 | $823,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 17,369 | $817,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 2,693 | $810,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y888 | SPECTRUM PFD | 8,033 | $809,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 44,183 | $808,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 171,740 | $807,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 5,322 | $806,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 8,002 | $802,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 48,999 | $800,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 33,360 | $799,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 6,410 | $794,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 7,772 | $793,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 98,255 | $790,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 38,586 | $783,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 31,456 | $782,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 11,924 | $780,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 4,907 | $776,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 14,374 | $776,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 25,514 | $772,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 21,627 | $770,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 919 | $769,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 12,117 | $766,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 8,545 | $764,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 15,270 | $764,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 34,905 | $763,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 15,133 | $763,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 52,127 | $763,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 14,589 | $762,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 25,648 | $761,000 | thousands by filing date | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 14,171 | $760,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 9,595 | $760,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 7,820 | $759,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 5,147 | $759,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 15,000 | $759,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 69,206 | $758,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 24,623 | $754,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 5,090 | $752,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 2,993 | $752,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 7,197 | $751,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 4,516 | $751,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 6,548 | $750,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 11,579 | $750,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 4,679 | $750,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 36,848 | $747,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 11,317 | $744,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 16,724 | $743,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 5,528 | $741,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 18,396 | $740,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 20,931 | $736,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 15,090 | $734,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 28,058 | $733,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 15,396 | $731,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 8,268 | $719,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 18,764 | $718,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 6,758 | $714,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 9,613 | $714,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 11,228 | $713,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 60,620 | $713,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 4,944 | $712,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 31,710 | $704,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 53,249 | $703,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 13,593 | $698,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 11,109 | $696,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 10,620 | $687,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 15,931 | $686,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 22,859 | $684,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 25,452 | $684,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 38,007 | $672,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 13,228 | $666,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 29,388 | $666,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 8,292 | $661,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 9,241 | $657,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 23,224 | $657,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 30,000 | $657,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 25,037 | $656,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 13,358 | $652,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 10,930 | $647,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 1,323 | $642,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 8,095 | $641,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 4,976 | $641,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 19,195 | $640,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 536 | $639,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 19,914 | $635,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 13,362 | $628,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 14,580 | $627,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 10,994 | $621,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 30,159 | $619,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 13,730 | $619,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 54,958 | $616,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 5,751 | $614,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 21,221 | $614,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 4,833 | $611,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 13,716 | $610,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 8,632 | $607,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 81,135 | $606,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 23,223 | $603,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 21,958 | $601,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 27,202 | $600,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 4,362 | $596,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 87,966 | $596,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 17,336 | $594,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 4,299 | $592,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 4,584 | $592,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 3,594 | $591,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 4,549 | $587,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 5,346 | $585,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 4,849 | $583,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 3,831 | $582,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 2,550 | $582,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 7,167 | $581,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 41,223 | $573,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 17,184 | $572,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 9,077 | $571,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 2,266 | $569,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 14,644 | $569,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 46,825 | $568,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 30,981 | $567,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 12,145 | $567,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 6,239 | $566,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 22,208 | $560,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 5,040 | $559,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 13,176 | $554,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 18,130 | $553,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 131,147 | $553,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 7,979 | $553,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 36,972 | $552,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 24,176 | $551,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 9,278 | $547,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 3,243 | $547,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 854 | $546,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 69,943 | $544,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 11,430 | $543,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 17,613 | $541,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 36,231 | $539,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 3,901 | $538,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 20,536 | $537,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 33,219 | $536,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 3,878 | $535,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 6,531 | $535,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 6,800 | $534,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 4,902 | $524,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 17,845 | $521,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 4,120 | $518,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 12,967 | $516,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 5,420 | $515,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 4,375 | $511,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 57,091 | $511,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 60,361 | $508,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 19,926 | $507,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 36,110 | $506,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 10,289 | $504,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 35,497 | $503,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 6,562 | $502,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 11,736 | $501,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 6,516 | $500,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 38,844 | $500,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 33,881 | $498,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 38,792 | $498,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 117,909 | $498,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 10,069 | $496,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 3,850 | $496,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 5,330 | $496,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 12,538 | $495,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 53,666 | $493,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 13,370 | $492,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 10,615 | $489,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 15,126 | $488,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 11,901 | $483,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 5,475 | $481,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 3,285 | $480,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 4,197 | $480,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 3,718 | $479,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 32,703 | $476,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 30,017 | $473,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 7,334 | $470,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 21,301 | $466,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 8,984 | $465,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 15,731 | $462,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 32,530 | $461,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 9,195 | $456,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 9,177 | $456,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 13,766 | $452,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 5,184 | $446,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 69,271 | $444,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 18,290 | $444,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 54,174 | $442,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 3,485 | $442,000 | thousands by filing date | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 9,151 | $440,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 15,008 | $438,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 8,497 | $437,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 18,146 | $431,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 11,357 | $431,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 7,658 | $430,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 7,583 | $429,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 2,164 | $429,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 24,937 | $428,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 800 | $426,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 4,569 | $425,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 11,472 | $425,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 8,483 | $423,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 12,366 | $423,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 4,541 | $422,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 16,524 | $422,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 10,002 | $419,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 2,082 | $418,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 19,455 | $417,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 12,853 | $416,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 15,048 | $415,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 13,405 | $413,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 23,002 | $412,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 12,064 | $410,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 8,717 | $408,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 5,615 | $407,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 16,810 | $405,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 10,435 | $404,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 35,373 | $404,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 2,363 | $404,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 5,178 | $403,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 4,035 | $402,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 2,467 | $399,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 8,342 | $399,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 20,975 | $398,000 | thousands by filing date | |
| JP MORGAN EXCHANGE TRADED FD | 46641Q803 | DIVERSIFIED ET | 16,777 | $396,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 11,156 | $394,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 11,287 | $393,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 6,333 | $391,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 23,867 | $388,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 28,306 | $386,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 9,957 | $385,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 4,006 | $384,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 5,968 | $383,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 5,780 | $381,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 5,846 | $381,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 13,884 | $378,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 12,318 | $376,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 8,000 | $376,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 51,867 | $371,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 3,490 | $368,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 3,877 | $367,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 24,680 | $367,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 5,740 | $366,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 5,840 | $366,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 5,908 | $366,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 7,216 | $365,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 13,341 | $364,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 6,228 | $363,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 1,755 | $363,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 2,995 | $362,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 5,824 | $360,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 53,254 | $359,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 3,074 | $355,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 5,423 | $354,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 9,051 | $352,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 13,646 | $352,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 13,545 | $350,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 7,461 | $348,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 5,254 | $348,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 24,400 | $347,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 6,800 | $344,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 6,168 | $344,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 38,251 | $342,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 113,598 | $342,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 4,511 | $341,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 6,150 | $341,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 4,600 | $340,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 6,896 | $339,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 7,851 | $336,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 6,194 | $330,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 6,910 | $330,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 2,542 | $329,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 2,620 | $329,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 3,728 | $328,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 10,200 | $328,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 5,414 | $327,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 3,210 | $326,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 11,158 | $326,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 14,168 | $326,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 16,923 | $325,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 21,834 | $325,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 1,305 | $325,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 4,032 | $325,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 4,134 | $324,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 22,069 | $324,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 2,802 | $322,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 5,804 | $318,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 7,375 | $318,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 6,956 | $318,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 21,823 | $318,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 11,012 | $316,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730509 | COMMON STOCK | 4,363 | $316,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 833 | $314,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 1,839 | $312,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 27,375 | $312,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 22,573 | $310,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 7,263 | $308,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 5,957 | $308,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 3,788 | $307,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 6,233 | $307,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 813 | $305,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 4,293 | $305,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 6,506 | $305,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 5,945 | $304,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 2,650 | $302,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 62,573 | $302,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 5,288 | $301,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 3,811 | $300,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 19,316 | $300,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 1,514 | $297,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 15,275 | $297,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 3,970 | $296,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 23,305 | $296,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 6,606 | $295,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 13,809 | $295,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 24,705 | $295,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 5,996 | $293,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 6,524 | $288,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 45,303 | $287,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 4,223 | $285,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 9,431 | $285,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 1,750 | $284,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 4,000 | $284,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 10,380 | $284,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 8,384 | $282,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 2,296 | $282,000 | thousands by filing date | |
| APERGY CORP | 03755L104 | COM | 8,344 | $282,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 1,006 | $281,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 11,024 | $281,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 8,200 | $280,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 15,547 | $279,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 3,286 | $278,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 5,603 | $277,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 83,464 | $276,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 1,420 | $276,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 3,374 | $276,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 19,464 | $275,000 | thousands by filing date | |
| IAA INC | 449253103 | COM | 5,809 | $273,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 5,267 | $272,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 5,898 | $271,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 2,898 | $271,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 13,227 | $271,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 4,387 | $271,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 3,332 | $270,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 10,665 | $270,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 2,455 | $269,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 1,999 | $268,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 12,000 | $268,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 3,925 | $267,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 2,945 | $267,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 6,533 | $265,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 2,812 | $264,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 2,268 | $262,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 6,713 | $262,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 6,585 | $261,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 5,377 | $261,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 3,555 | $261,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 19,731 | $259,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 1,105 | $258,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 6,594 | $258,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 7,198 | $257,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 3,393 | $256,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 4,840 | $256,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 5,700 | $256,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 1,904 | $255,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 4,482 | $255,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 6,963 | $255,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 13,326 | $255,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 14,126 | $254,000 | thousands by filing date | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 2,527 | $253,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 3,264 | $251,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 9,548 | $251,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 2,500 | $250,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 15,264 | $250,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 1,504 | $249,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 4,520 | $249,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 13,009 | $249,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 3,561 | $249,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 6,806 | $247,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 23,348 | $247,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 4,873 | $247,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 2,833 | $246,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 3,106 | $246,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 2,050 | $246,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 9,370 | $245,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 3,369 | $244,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 8,000 | $244,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 4,458 | $244,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 30,925 | $244,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 2,619 | $243,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 35,295 | $243,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 17,131 | $243,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 5,656 | $242,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 10,087 | $242,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 13,673 | $242,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 3,695 | $241,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 2,055 | $241,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 6,080 | $240,000 | thousands by filing date | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 6,394 | $240,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 9,498 | $240,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 15,113 | $239,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 5,632 | $239,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 17,935 | $238,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 25,135 | $235,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 10,785 | $235,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 4,956 | $234,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 9,100 | $233,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 13,102 | $232,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 4,937 | $232,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 3,171 | $231,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 6,310 | $229,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 6,975 | $229,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 47,250 | $227,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 10,373 | $226,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 7,125 | $225,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 20,707 | $225,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 2,762 | $224,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 6,218 | $222,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 1,200 | $221,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 17,250 | $221,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 9,377 | $220,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 5,851 | $219,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 3,885 | $219,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 4,507 | $218,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 5,550 | $217,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 6,140 | $217,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 3,654 | $216,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 9,701 | $216,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 2,546 | $215,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 8,925 | $214,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 11,000 | $213,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 9,748 | $211,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 3,749 | $210,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 11,009 | $209,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 1,873 | $206,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 1,426 | $205,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 6,948 | $204,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 1,678 | $203,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 12,479 | $203,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 12,314 | $202,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 19,170 | $202,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 3,613 | $202,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 10,895 | $198,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 12,926 | $197,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 13,764 | $195,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 11,897 | $194,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 10,635 | $192,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 46,105 | $186,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 19,010 | $186,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 16,642 | $183,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 14,200 | $182,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 16,518 | $182,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 28,994 | $177,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 12,200 | $172,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 26,411 | $172,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 12,575 | $168,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 12,050 | $167,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 10,956 | $164,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 10,303 | $161,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 10,697 | $159,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 13,968 | $159,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 13,445 | $153,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 40,000 | $150,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 11,838 | $149,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 10,128 | $142,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 12,937 | $140,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 12,818 | $139,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 10,175 | $138,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 10,652 | $138,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 15,960 | $134,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 16,675 | $133,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 11,360 | $128,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 11,702 | $116,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 13,737 | $109,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 12,600 | $92,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 10,000 | $91,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 18,120 | $88,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 13,054 | $74,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 56,559 | $63,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 12,700 | $55,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 10,000 | $52,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 10,400 | $45,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001648711-20-000003 | this filing | 2020-02-14 | acceptance time not in the bulk data set |