13F-HR filed by Baird Financial Group, Inc.
Baird Financial Group, Inc. filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-13, with 1,324 holding rows worth $15,960,372,000.
- Accession
- 0001648711-18-000007
- Filer
- CIK 1648711
- Filed
- 2018-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A combination report, 1,840 entries on the cover page, a total value of $15,960,372,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $15,960,372,000 with VALUE read as thousands by filing date, 13F file number 028-16981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRiverFront Investment Group, LLC 028-13577
- included managerBAIRD ROBERT W & CO INC /WI/028-01911
- included managerBaird Financial Corporation
- included managerStrategas Asset Management, LLC
- included managerM. GRIFFITH INVESTMENT SERVICES, INC.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BGC PARTNERS INC | 05541T101 | CL A | 50,204 | $585,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 46,233 | $584,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 6,203 | $579,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 3,413 | $579,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 177,351 | $578,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 5,101 | $572,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 14,400 | $571,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 24,426 | $570,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 45,529 | $569,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 29,992 | $567,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 10,782 | $566,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 8,355 | $565,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 13,403 | $563,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 13,236 | $561,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 7,606 | $560,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 22,104 | $560,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 643 | $558,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 35,176 | $558,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 90,421 | $557,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 9,806 | $552,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 1,656 | $551,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 35,000 | $551,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 21,429 | $550,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 38,748 | $547,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 46,060 | $546,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 29,208 | $542,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 10,306 | $535,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 4,764 | $535,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 10,937 | $535,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 33,152 | $535,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 4,984 | $534,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 11,681 | $534,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 5,485 | $531,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 20,457 | $527,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 4,335 | $525,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 3,465 | $523,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 40,096 | $523,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 21,520 | $522,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 78,873 | $522,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 29,667 | $514,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 17,980 | $511,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 21,175 | $511,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 13,131 | $509,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 6,816 | $506,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 8,636 | $505,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 7,325 | $503,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 4,081 | $496,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 20,767 | $496,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 15,176 | $496,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 8,616 | $495,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 16,437 | $494,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 15,760 | $488,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 17,045 | $488,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 4,816 | $483,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 13,145 | $482,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 10,830 | $481,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 2,560 | $476,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 8,358 | $471,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 6,913 | $470,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 74,637 | $470,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 2,854 | $469,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 17,946 | $466,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 15,399 | $466,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 18,225 | $459,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 9,339 | $456,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 5,726 | $455,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 9,923 | $455,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 3,978 | $453,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 35,473 | $453,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 14,803 | $451,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 4,254 | $451,000 | thousands by filing date | |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 14,352 | $451,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 4,558 | $450,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 16,882 | $449,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 2,848 | $448,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 15,546 | $447,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 7,476 | $447,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 79,386 | $445,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 5,958 | $444,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 13,151 | $442,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 12,508 | $440,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 4,222 | $439,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 60,955 | $436,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 15,779 | $435,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 1,994 | $433,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 8,515 | $430,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 11,553 | $428,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 16,901 | $428,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 2,750 | $423,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 18,973 | $421,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 11,107 | $417,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 5,935 | $415,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 10,339 | $414,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 5,248 | $414,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 2,942 | $414,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 10,060 | $413,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 15,715 | $412,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 6,494 | $412,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 6,715 | $411,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 3,197 | $410,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 8,313 | $406,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 9,126 | $401,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 8,219 | $397,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 31,290 | $396,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 3,832 | $395,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 1,510 | $392,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 10,195 | $391,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 2,251 | $391,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 3,323 | $391,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 12,729 | $388,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 7,196 | $388,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 10,555 | $387,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 29,815 | $385,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 8,681 | $384,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 7,494 | $384,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 5,442 | $384,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 323 | $383,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 16,360 | $380,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 27,834 | $377,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 12,363 | $375,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 14,511 | $374,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 5,313 | $373,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 40,964 | $373,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 3,938 | $373,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 8,007 | $372,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 3,899 | $370,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 7,114 | $367,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 22,232 | $367,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 6,539 | $366,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 5,071 | $364,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 15,600 | $361,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 57,236 | $360,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 7,405 | $358,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 3,865 | $358,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 9,827 | $353,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 2,964 | $352,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 2,084 | $350,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 2,619 | $347,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 9,022 | $346,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 3,290 | $343,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 7,528 | $343,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 18,580 | $342,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 4,240 | $341,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 8,734 | $341,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 500 | $340,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 15,809 | $337,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 14,091 | $337,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 2,749 | $334,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 2,756 | $334,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 2,149 | $333,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 5,610 | $331,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 6,864 | $331,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 10,290 | $331,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 47,250 | $331,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 5,847 | $330,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 6,263 | $329,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J106 | BULSHS2018 COR | 15,551 | $329,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 6,856 | $328,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 16,394 | $326,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 4,973 | $326,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 6,800 | $325,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 3,273 | $325,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 5,389 | $320,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 4,333 | $318,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 3,301 | $317,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 9,185 | $316,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 7,160 | $316,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 19,422 | $314,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 2,363 | $313,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 13,552 | $310,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 23,875 | $308,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 28,950 | $308,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 5,028 | $307,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 6,663 | $306,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 5,600 | $305,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 4,725 | $300,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 4,510 | $299,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 4,025 | $299,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 2,485 | $299,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 20,000 | $299,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 8,989 | $298,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 11,179 | $297,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 16,335 | $296,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 11,412 | $292,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 5,056 | $290,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 6,920 | $289,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 8,613 | $288,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 6,031 | $288,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 7,568 | $288,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 2,636 | $287,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 15,800 | $286,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 6,218 | $284,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 5,702 | $283,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 7,877 | $282,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 7,152 | $281,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 7,139 | $281,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 8,016 | $280,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 11,842 | $278,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 6,758 | $277,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 11,187 | $275,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 4,421 | $274,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 15,001 | $273,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 1,753 | $272,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 20,583 | $270,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 2,915 | $269,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 4,205 | $269,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 3,207 | $268,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 2,405 | $268,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 7,927 | $267,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 3,260 | $266,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 8,094 | $266,000 | thousands by filing date | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 13,371 | $265,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 3,265 | $264,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 4,541 | $264,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 5,410 | $264,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 5,308 | $262,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 11,459 | $262,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 5,197 | $261,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 5,103 | $260,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 3,676 | $259,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 14,421 | $258,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 3,002 | $256,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 10,737 | $256,000 | thousands by filing date | |
| NUVEEN HIGH INCOME DECMBR 20 | 67076E107 | COM | 25,860 | $255,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 11,474 | $254,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 8,850 | $251,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 20,491 | $249,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 11,039 | $247,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 1,417 | $246,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 9,901 | $246,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 12,003 | $245,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 10,087 | $245,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 2,814 | $243,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 9,750 | $243,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 6,585 | $242,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 22,710 | $241,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 3,763 | $240,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 2,500 | $240,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 18,643 | $238,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 9,430 | $238,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 3,327 | $237,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 33,233 | $236,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 4,520 | $236,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 10,136 | $236,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 6,195 | $236,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 3,944 | $235,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 13,629 | $234,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 4,432 | $233,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 4,618 | $233,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 14,631 | $233,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 8,508 | $232,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 5,858 | $232,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 5,429 | $230,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 9,527 | $229,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 11,116 | $229,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 9,446 | $229,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 7,701 | $228,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 1,383 | $225,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 4,145 | $225,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 3,399 | $224,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 1,983 | $222,000 | thousands by filing date | |
| Vaneck Vectors AMT-Free Inter | 92189F544 | ETF | 9,530 | $222,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 5,236 | $221,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 2,849 | $221,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 10,831 | $218,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 2,156 | $217,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 3,438 | $216,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 635 | $215,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 5,685 | $215,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 3,826 | $215,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 1,100 | $214,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 2,301 | $213,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 88,187 | $213,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 3,506 | $212,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 3,116 | $211,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 3,501 | $210,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 9,972 | $209,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 13,670 | $209,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 2,945 | $208,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 7,050 | $208,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 48,917 | $204,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 1,839 | $203,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 4,975 | $203,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 1,200 | $203,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 10,796 | $201,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 6,087 | $201,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 11,748 | $190,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 18,255 | $188,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 16,912 | $188,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 29,276 | $187,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 13,701 | $185,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 13,385 | $183,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 11,924 | $174,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 19,957 | $167,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 13,500 | $167,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 19,550 | $165,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 18,761 | $163,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 21,602 | $162,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 21,194 | $162,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 23,890 | $154,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 12,335 | $153,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 15,723 | $153,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 10,951 | $146,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 12,392 | $143,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 12,203 | $141,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 11,302 | $140,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 11,000 | $135,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 11,300 | $135,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 15,502 | $128,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 10,100 | $125,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 10,000 | $107,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 12,511 | $106,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 20,000 | $105,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 10,700 | $103,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 10,750 | $101,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 56,583 | $96,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 12,857 | $96,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 14,901 | $92,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 21,621 | $49,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 46,928 | $48,000 | thousands by filing date | |
| CLEARSIGN COMBUSTION CORP | 185064110 | *W EXP 01/25/201 | 80,539 | $32,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 38,707 | $31,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 12,000 | $25,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 12,219 | $22,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001648711-18-000007 | this filing | 2018-11-13 | acceptance time not in the bulk data set |