13F-HR filed by Baird Financial Group, Inc.
Baird Financial Group, Inc. filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-14, with 1,247 holding rows worth $14,202,436,000.
- Accession
- 0001648711-18-000004
- Filer
- CIK 1648711
- Filed
- 2018-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A combination report, 1,374 entries on the cover page, a total value of $14,202,436,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $14,202,436,000 with VALUE read as thousands by filing date, 13F file number 028-16981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRiverFront Investment Group, LLC 028-13577
- included managerBAIRD ROBERT W & CO INC /WI/028-01911
- included managerBaird Financial Corporation
- included managerStrategas Asset Management, LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 3,864 | $535,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 13,901 | $532,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 89,144 | $530,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 31,352 | $525,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 85,736 | $522,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 17,911 | $520,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 30,613 | $517,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 8,641 | $515,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 9,699 | $514,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 21,621 | $513,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 8,515 | $510,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 20,973 | $510,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 13,018 | $504,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 13,427 | $502,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 4,473 | $500,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 11,492 | $500,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 4,008 | $499,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 19,556 | $499,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 14,290 | $490,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 36,186 | $487,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 3,768 | $486,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 18,325 | $485,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 10,099 | $484,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 53,814 | $478,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 7,819 | $477,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 3,184 | $477,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 7,408 | $472,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 3,686 | $469,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 18,507 | $468,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 31,707 | $467,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 3,860 | $466,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 9,034 | $461,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 4,371 | $456,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 19,254 | $456,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 37,103 | $455,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 9,008 | $454,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 4,072 | $454,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 7,317 | $452,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 34,683 | $451,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 20,224 | $450,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 16,752 | $447,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 5,164 | $447,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 15,296 | $447,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 30,750 | $446,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 7,167 | $444,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 25,079 | $440,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 7,995 | $440,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 4,693 | $438,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 44,678 | $435,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 7,610 | $434,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 18,280 | $432,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 71,470 | $430,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 39,756 | $429,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 2,765 | $426,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 42,918 | $425,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 15,002 | $424,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 16,732 | $424,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 2,897 | $423,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 17,027 | $420,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 1,016 | $419,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 19,801 | $418,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 5,248 | $414,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 10,325 | $413,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 11,610 | $409,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 13,000 | $409,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 9,281 | $408,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 22,232 | $405,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 26,270 | $396,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 3,846 | $387,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 8,427 | $386,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 2,752 | $383,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 16,050 | $380,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 751 | $380,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 171,310 | $377,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 9,698 | $376,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 3,100 | $375,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 6,203 | $375,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 3,543 | $374,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 17,197 | $370,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 5,062 | $368,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 11,442 | $366,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 22,495 | $363,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 28,797 | $363,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 1,992 | $363,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 3,350 | $360,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 15,382 | $355,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 6,775 | $355,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 28,602 | $352,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 2,616 | $349,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 5,921 | $349,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 23,053 | $348,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 7,113 | $347,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 550 | $347,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 3,104 | $345,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 8,675 | $345,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 1,351 | $345,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 55,261 | $345,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 2,665 | $344,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 45,738 | $343,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 6,856 | $341,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 9,515 | $339,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 230,682 | $339,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 20,375 | $337,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 9,066 | $334,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 4,000 | $333,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 2,700 | $333,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 9,881 | $331,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 6,947 | $331,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 5,814 | $331,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 6,854 | $329,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 3,866 | $326,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 8,850 | $321,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 17,301 | $321,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 17,994 | $320,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 1,730 | $319,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 12,496 | $317,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 2,084 | $315,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 4,586 | $314,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 7,648 | $310,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 5,395 | $307,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 17,974 | $306,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 1,308 | $304,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 12,212 | $303,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 23,037 | $303,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 2,008 | $302,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 1,663 | $300,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 5,036 | $300,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 5,685 | $299,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 12,908 | $297,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 11,704 | $294,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 4,202 | $294,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 2,622 | $292,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 8,252 | $290,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 8,227 | $282,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 2,010 | $280,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 2,525 | $280,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 4,648 | $279,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 3,957 | $278,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 10,295 | $275,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 20,138 | $275,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 5,191 | $274,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 4,487 | $273,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 7,231 | $273,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 22,964 | $272,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 5,606 | $272,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 15,000 | $271,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 7,150 | $271,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 5,968 | $268,000 | thousands by filing date | |
| BulletShares 2025 Corporate | 18383M191 | COM | 13,370 | $268,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 7,889 | $265,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 55,649 | $264,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 2,895 | $263,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 2,730 | $262,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 11,775 | $262,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 6,756 | $261,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 5,527 | $257,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 4,718 | $255,000 | thousands by filing date | |
| NUVEEN HIGH INCOME DECMBR 20 | 67076E107 | COM | 25,860 | $255,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 3,280 | $254,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 46,400 | $252,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 2,363 | $251,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 4,001 | $250,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 23,826 | $249,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 15,000 | $249,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 2,773 | $248,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 1,750 | $248,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 4,600 | $247,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 8,776 | $247,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 10,000 | $246,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 22,032 | $245,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 11,161 | $243,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 4,282 | $241,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 4,803 | $240,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 3,930 | $238,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 19,095 | $238,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 12,573 | $237,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 4,872 | $235,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 6,191 | $233,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 11,866 | $231,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 10,087 | $231,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 5,114 | $230,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 4,027 | $229,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 5,967 | $229,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 3,256 | $229,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 2,736 | $229,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 6,195 | $227,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 1,743 | $225,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 3,658 | $225,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 5,407 | $224,000 | thousands by filing date | |
| Vaneck Vectors AMT-Free Inter | 92189F544 | ETF | 9,531 | $224,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 3,005 | $223,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 2,500 | $222,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 2,768 | $220,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 10,271 | $220,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 33,123 | $219,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 4,001 | $217,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 2,477 | $214,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 1,275 | $214,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 1,933 | $213,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 21,593 | $213,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 4,036 | $212,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 5,649 | $212,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 3,142 | $207,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 8,158 | $207,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 3,555 | $206,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 7,562 | $204,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 14,036 | $204,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 19,155 | $202,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 10,257 | $201,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 4,000 | $201,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 4,914 | $200,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 17,351 | $193,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 10,246 | $190,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 16,554 | $187,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 23,301 | $184,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 27,549 | $176,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 56,583 | $171,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 13,500 | $171,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 11,352 | $169,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 11,856 | $150,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 10,950 | $147,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 16,994 | $147,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 12,314 | $146,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 21,903 | $146,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 22,139 | $145,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 10,000 | $144,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 17,904 | $140,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 11,300 | $139,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 11,820 | $138,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 12,391 | $129,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 40,293 | $128,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 11,650 | $125,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 10,701 | $104,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 20,000 | $103,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 14,286 | $103,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 15,210 | $79,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 11,143 | $77,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 10,301 | $66,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 13,582 | $60,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 21,519 | $58,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 42,607 | $49,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 12,000 | $38,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 10,000 | $35,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 17,125 | $33,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 45,749 | $30,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 42,000 | $29,000 | thousands by filing date | |
| CLEARSIGN COMBUSTION CORP | 185064110 | *W EXP 01/25/201 | 78,459 | $20,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001648711-18-000004 | this filing | 2018-05-14 | acceptance time not in the bulk data set |