13F-HR filed by Baird Financial Group, Inc.
Baird Financial Group, Inc. filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 1,226 holding rows worth $13,258,045,000.
- Accession
- 0001648711-17-000011
- Filer
- CIK 1648711
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A combination report, 1,227 entries on the cover page, a total value of $13,258,045,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $13,258,045,000 with VALUE read as thousands by filing date, 13F file number 028-16981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRiverFront Investment Group, LLC 028-13577
- included managerBAIRD ROBERT W & CO INC /WI/028-01911
- included managerBaird Financial Corporation
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 3,333 | $478,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 15,803 | $476,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 33,844 | $475,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 6,873 | $471,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 10,285 | $471,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 18,871 | $470,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 4,919 | $468,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 32,563 | $466,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 7,501 | $462,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 18,281 | $461,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 7,431 | $458,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 13,596 | $455,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 2,443 | $452,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 9,867 | $448,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 5,802 | $447,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 46,400 | $447,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 7,137 | $439,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 3,950 | $438,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 8,597 | $435,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 6,447 | $433,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 5,183 | $431,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 7,663 | $429,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 8,388 | $427,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 8,868 | $427,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 25,885 | $427,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 8,737 | $427,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 14,593 | $426,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 2,755 | $419,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 14,356 | $419,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 9,825 | $417,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 7,193 | $415,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 74,972 | $414,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 20,561 | $413,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 6,919 | $410,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 7,318 | $408,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 388 | $406,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 3,792 | $406,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 4,583 | $405,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 5,903 | $404,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 12,713 | $403,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 1,553 | $402,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 5,907 | $402,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 37,069 | $400,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 5,226 | $399,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 12,203 | $389,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 9,379 | $389,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 10,167 | $386,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 7,644 | $386,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 575 | $386,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 8,347 | $385,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 3,116 | $385,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 10,109 | $384,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 22,232 | $383,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 10,985 | $378,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 11,565 | $377,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 2,218 | $374,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 20,375 | $371,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 22,830 | $370,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 8,198 | $369,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 8,047 | $367,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 2,710 | $366,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 3,525 | $362,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 24,560 | $361,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,441 | $357,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 17,694 | $357,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 6,565 | $357,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 26,001 | $356,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 3,299 | $355,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 6,438 | $352,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 6,197 | $350,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 2,838 | $349,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 2,628 | $346,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 2,877 | $344,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 21,375 | $344,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 50,859 | $343,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 3,163 | $341,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 25,037 | $340,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 49,493 | $340,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 17,801 | $338,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 5,830 | $337,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 5,418 | $336,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 2,621 | $336,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 3,543 | $335,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 3,992 | $335,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 19,485 | $334,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 19,104 | $332,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 23,079 | $330,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 7,327 | $329,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 19,720 | $327,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 2,615 | $326,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 3,083 | $325,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 62,934 | $325,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 1,723 | $322,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 20,086 | $321,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 13,165 | $319,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 11,759 | $318,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 4,000 | $318,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 11,713 | $316,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 12,250 | $312,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 4,102 | $311,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 6,041 | $309,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 2,703 | $309,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 1,523 | $308,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 15,000 | $306,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 25,084 | $305,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 751 | $304,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 3,876 | $303,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 8,094 | $301,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 15,000 | $294,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 8,481 | $293,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 3,400 | $292,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 1,918 | $286,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 20,354 | $283,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 31,013 | $282,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 102,512 | $280,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 5,758 | $279,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 5,191 | $279,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 4,221 | $278,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 2,972 | $278,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 22,139 | $278,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 45,400 | $278,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 16,812 | $276,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 16,245 | $274,000 | thousands by filing date | |
| BulletShares 2025 Corporate | 18383M191 | COM | 13,034 | $271,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 2,204 | $268,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 9,379 | $267,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 4,357 | $266,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 8,850 | $263,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 22,505 | $262,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 18,666 | $255,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 7,915 | $254,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 1,648 | $252,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 3,475 | $251,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 2,276 | $251,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 12,111 | $250,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 10,787 | $249,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 4,541 | $248,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 7,165 | $247,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 15,775 | $243,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 1,000 | $242,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 3,972 | $241,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 3,925 | $241,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 3,737 | $241,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 7,684 | $241,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 4,188 | $241,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 12,691 | $239,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 2,500 | $239,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 4,839 | $234,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 3,172 | $234,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 5,036 | $232,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 9,459 | $232,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 3,328 | $231,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 1,749 | $230,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 5,727 | $229,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 33,143 | $227,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 3,603 | $226,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 59,207 | $226,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 10,087 | $225,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 3,886 | $224,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 9,856 | $224,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 11,331 | $223,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 2,026 | $220,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 5,829 | $219,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 6,195 | $219,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 3,598 | $219,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 5,532 | $217,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 1,009 | $217,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 2,572 | $217,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 4,155 | $217,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 1,861 | $216,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 591 | $215,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 8,275 | $214,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 10,871 | $212,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 1,913 | $211,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 2,235 | $208,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 5,000 | $207,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 17,698 | $205,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 9,000 | $204,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 1,256 | $202,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 10,285 | $202,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 7,253 | $202,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 2,687 | $201,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 11,953 | $201,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 14,068 | $200,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 24,500 | $195,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 13,181 | $192,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 23,551 | $185,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 10,021 | $185,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 33,514 | $183,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 25,701 | $180,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 17,250 | $180,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 23,018 | $173,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 39,100 | $169,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 25,127 | $165,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 16,995 | $165,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 10,562 | $162,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 10,314 | $162,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 13,419 | $160,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 13,887 | $160,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 12,170 | $160,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 11,606 | $159,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 19,348 | $156,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 11,524 | $154,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 10,899 | $151,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 20,242 | $146,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 10,000 | $145,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 20,060 | $143,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 12,275 | $137,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 12,391 | $136,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 10,700 | $130,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 10,727 | $130,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 11,345 | $118,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 20,000 | $114,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 10,700 | $110,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 17,829 | $100,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 20,220 | $93,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 17,126 | $91,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 14,286 | $90,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 13,535 | $81,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 42,607 | $79,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 11,478 | $70,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 21,519 | $61,000 | thousands by filing date | |
| CLEARSIGN COMBUSTION CORP | 185064110 | *W EXP 01/25/201 | 66,719 | $60,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 12,000 | $54,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 15,000 | $41,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 10,000 | $39,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001648711-17-000011 | this filing | 2017-11-14 | acceptance time not in the bulk data set |