13F-HR filed by Baird Financial Group, Inc.
Baird Financial Group, Inc. filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-09, with 1,208 holding rows worth $12,364,844,000.
- Accession
- 0001648711-17-000004
- Filer
- CIK 1648711
- Filed
- 2017-05-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A combination report, 1,209 entries on the cover page, a total value of $12,364,844,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $12,364,844,000 with VALUE read as thousands by filing date, 13F file number 028-16981. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerRiverFront Investment Group, LLC 028-13577
- included managerBAIRD ROBERT W & CO INC /WI/028-01911
- included managerBaird Financial Corporation
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RPM INTL INC COM | 749685103 | Stock | 7,472 | $411,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 31,707 | $408,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 5,878 | $408,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 3,295 | $405,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 3,901 | $399,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 5,614 | $397,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 30,101 | $395,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 7,663 | $392,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 22,093 | $392,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 16,263 | $392,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 4,011 | $390,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 6,839 | $390,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 8,672 | $385,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 3,303 | $385,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 24,530 | $384,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 18,441 | $384,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 62,205 | $383,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 5,542 | $380,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 10,483 | $380,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 9,280 | $380,000 | thousands by filing date | |
| HYD | 92189F361 | ETF | 12,402 | $379,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 13,776 | $378,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 3,414 | $376,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 2,836 | $376,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 15,630 | $376,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 6,678 | $375,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 19,921 | $371,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 7,170 | $371,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 40,775 | $370,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 22,540 | $369,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 3,686 | $368,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 5,812 | $367,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 2,485 | $365,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 3,905 | $364,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 6,378 | $361,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 499 | $361,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 8,407 | $360,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 2,062 | $359,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 6,264 | $358,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 7,063 | $355,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 18,750 | $350,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 12,890 | $349,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 6,794 | $347,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 16,974 | $347,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 26,000 | $346,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 4,633 | $345,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 5,850 | $344,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 14,800 | $342,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 3,970 | $342,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 1,784 | $341,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 5,101 | $339,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 67,448 | $337,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 33,039 | $337,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 10,378 | $336,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 7,506 | $335,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 5,560 | $334,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 9,182 | $333,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 27,020 | $330,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 13,710 | $329,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 5,005 | $328,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 12,951 | $321,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 15,939 | $321,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 7,500 | $317,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 3,525 | $316,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 2,626 | $316,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 10,028 | $316,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 18,490 | $316,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 2,560 | $309,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 7,552 | $308,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 3,122 | $307,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 17,471 | $307,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 8,751 | $301,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 22,000 | $300,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 2,707 | $299,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 17,823 | $294,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 11,795 | $293,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 4,403 | $292,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 5,178 | $289,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 2,585 | $288,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 11,727 | $287,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 7,700 | $286,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 52,328 | $284,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 6,041 | $283,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 4,000 | $283,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 17,433 | $282,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 23,569 | $280,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 15,000 | $280,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 21,300 | $280,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 12,005 | $278,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 11,519 | $277,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 5,010 | $277,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 2,053 | $274,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 4,155 | $272,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 4,354 | $270,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 2,755 | $270,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 4,321 | $269,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 17,659 | $269,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 5,789 | $268,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 3,298 | $267,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 3,077 | $266,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 36,108 | $266,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 3,826 | $265,000 | thousands by filing date | |
| BulletShares 2025 Corporate | 18383M191 | COM | 13,034 | $265,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 5,646 | $263,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 4,123 | $262,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 2,613 | $261,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 3,500 | $261,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 21,106 | $261,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 11,499 | $260,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 5,310 | $259,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 17,651 | $258,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 4,829 | $258,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 9,856 | $256,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 11,084 | $255,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 4,707 | $254,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 1,732 | $254,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 4,773 | $253,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 4,382 | $250,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 3,234 | $249,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 2,878 | $247,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 8,631 | $245,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 9,002 | $245,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 16,359 | $243,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 4,343 | $242,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 11,016 | $242,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 3,990 | $239,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 5,213 | $238,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 3,412 | $237,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 17,017 | $237,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 24,880 | $235,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 11,924 | $234,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 3,589 | $233,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 4,188 | $233,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 2,108 | $231,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 1,927 | $231,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 10,087 | $224,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 800 | $224,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 7,550 | $223,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 679 | $222,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 5,038 | $220,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 10,600 | $220,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 9,736 | $220,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 1,983 | $219,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 6,000 | $218,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 6,195 | $218,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 5,089 | $218,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 16,497 | $217,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 40,758 | $216,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 30,800 | $214,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 2,203 | $213,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 11,964 | $213,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 4,202 | $213,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 2,060 | $213,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 1,600 | $211,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 1,513 | $209,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 18,600 | $209,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 40,165 | $207,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 4,108 | $206,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 3,230 | $203,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 2,946 | $203,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 18,402 | $203,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 2,995 | $202,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 6,541 | $202,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 1,918 | $201,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 2,700 | $201,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 24,728 | $201,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 1,565 | $201,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 24,500 | $195,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 15,999 | $194,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 13,868 | $190,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 13,744 | $189,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 14,204 | $188,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 37,988 | $188,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 16,847 | $186,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 25,000 | $184,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 17,250 | $184,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 16,253 | $183,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 10,337 | $176,000 | thousands by filing date | |
| SINGLE TOUCH SYSTEMS INC | 82988R203 | COM | 68,300 | $176,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 23,350 | $169,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 12,833 | $166,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 23,854 | $166,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 21,752 | $165,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 16,994 | $162,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 24,420 | $162,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 10,139 | $154,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 17,125 | $140,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 11,091 | $140,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 12,447 | $139,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 11,819 | $135,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 11,900 | $133,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 11,476 | $127,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 17,207 | $126,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 14,585 | $122,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 11,700 | $116,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 12,540 | $112,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 12,000 | $111,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 10,000 | $108,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 12,366 | $102,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 14,286 | $102,000 | thousands by filing date | |
| CLEARSIGN COMBUSTION CORP | 185064110 | *W EXP 01/25/201 | 52,281 | $87,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 12,933 | $85,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 30,000 | $79,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 21,621 | $75,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 23,276 | $65,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 42,607 | $56,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 10,000 | $55,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 10,715 | $18,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001648711-17-000004 | this filing | 2017-05-09 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001648711-17-000006 | base | 2017-06-19 | acceptance time not in the bulk data set |