13F-HR filed by Baird Financial Group, Inc.
Baird Financial Group, Inc. filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-10, with 1,189 holding rows worth $11,516,725,000.
- Accession
- 0001648711-17-000002
- Filer
- CIK 1648711
- Filed
- 2017-02-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A combination report, 1,190 entries on the cover page, a total value of $11,516,725,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $11,516,725,000 with VALUE read as thousands by filing date, 13F file number 028-16981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRiverFront Investment Group, LLC 028-13577
- included managerBAIRD ROBERT W & CO INC /WI/028-01911
- included managerBaird Financial Corporation
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 20,450 | $367,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 4,121 | $366,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 5,677 | $366,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 23,410 | $366,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 2,560 | $365,000 | thousands by filing date | |
| Guggenheim BulletShares 2023 C | 18383M241 | ETF | 17,836 | $365,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 12,975 | $364,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 13,636 | $361,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 2,877 | $360,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 2,836 | $357,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 39,677 | $356,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 24,253 | $356,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 17,092 | $356,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 2,748 | $354,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 5,265 | $354,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 6,046 | $352,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 2,441 | $351,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 10,805 | $349,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 21,902 | $349,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 6,794 | $347,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 5,223 | $346,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 29,490 | $346,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 6,615 | $344,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 15,560 | $344,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 19,889 | $344,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 13,460 | $339,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 16,974 | $339,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 72,948 | $338,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 5,299 | $337,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 4,535 | $336,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 26,187 | $334,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 7,181 | $332,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 1,815 | $331,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 13,541 | $330,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 4,339 | $329,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 3,418 | $328,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 10,678 | $328,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 5,855 | $327,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 5,351 | $325,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 3,863 | $324,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 10,144 | $322,000 | thousands by filing date | |
| MANITOWOC FOODSERVICE INC | 563568104 | COM | 16,474 | $318,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 402 | $317,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 6,324 | $315,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 18,604 | $315,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 7,793 | $308,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 46,350 | $307,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 15,000 | $303,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 8,480 | $299,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 6,995 | $295,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 5,863 | $295,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 6,619 | $293,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 5,979 | $293,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 7,321 | $290,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 2,753 | $288,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 18,022 | $287,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 2,635 | $286,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 5,108 | $284,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 5,810 | $281,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 4,321 | $278,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 23,790 | $278,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 4,000 | $277,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 2,280 | $276,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 12,201 | $276,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 2,997 | $275,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 5,575 | $275,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 14,660 | $274,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 8,086 | $273,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 9,842 | $273,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 21,600 | $273,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 2,704 | $272,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 12,286 | $272,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 5,194 | $272,000 | thousands by filing date | |
| BulletShares 2024 Corporate | 18383M233 | COM | 13,316 | $272,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 16,928 | $271,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 6,041 | $265,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 4,080 | $265,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 26,964 | $264,000 | thousands by filing date | |
| BulletShares 2025 Corporate | 18383M191 | COM | 13,034 | $263,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 3,826 | $256,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 19,200 | $256,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 2,063 | $255,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 2,172 | $253,000 | thousands by filing date | |
| SINGLE TOUCH SYSTEMS INC | 82988R203 | COM | 68,300 | $252,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 5,940 | $251,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 9,197 | $250,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 15,463 | $248,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 2,878 | $247,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 3,000 | $247,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 20,480 | $246,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 4,353 | $245,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 1,837 | $245,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 17,659 | $245,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 5,936 | $245,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 3,298 | $244,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 3,739 | $244,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 36,691 | $243,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 3,743 | $242,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 4,142 | $242,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 2,038 | $239,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 4,822 | $239,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 2,123 | $237,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 800 | $237,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 17,017 | $236,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 3,500 | $236,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 12,419 | $235,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 4,382 | $235,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 6,711 | $234,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 9,856 | $234,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 5,391 | $231,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 16,714 | $230,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 3,412 | $229,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 19,550 | $229,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 2,890 | $228,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 4,188 | $227,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 4,303 | $225,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 9,129 | $224,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 7,000 | $224,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 2,613 | $222,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 30,878 | $222,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 6,895 | $221,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 6,195 | $221,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 13,770 | $217,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 425 | $216,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 14,021 | $216,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 6,574 | $215,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 6,035 | $212,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 30,000 | $212,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 11,642 | $211,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 2,838 | $210,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 27,189 | $210,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 3,177 | $209,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 4,905 | $207,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 30,800 | $205,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 5,038 | $203,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 3,772 | $203,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 13,934 | $201,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 9,921 | $200,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 44,265 | $197,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 10,087 | $196,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 17,735 | $193,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 25,094 | $192,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 10,337 | $189,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 16,253 | $185,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 14,459 | $184,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 12,725 | $178,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 12,959 | $171,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 14,184 | $171,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 16,334 | $168,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 10,337 | $162,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 16,994 | $162,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 11,807 | $160,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 12,890 | $159,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 21,730 | $156,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 12,000 | $153,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 11,366 | $153,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 22,000 | $152,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 10,139 | $150,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 10,000 | $149,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 17,125 | $144,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 12,447 | $144,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 16,853 | $142,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 23,274 | $138,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 27,600 | $134,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 10,000 | $130,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 13,290 | $129,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 12,073 | $125,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 11,819 | $125,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 11,900 | $122,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 16,715 | $122,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 11,700 | $114,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 14,516 | $104,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 19,920 | $99,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 10,867 | $95,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 12,000 | $93,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 10,000 | $89,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 10,547 | $88,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 25,148 | $77,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 14,286 | $77,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 12,940 | $76,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 11,340 | $68,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 10,023 | $66,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 18,021 | $65,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 13,082 | $63,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 10,535 | $52,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 10,000 | $51,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 42,607 | $36,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 14,293 | $25,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 25,000 | $16,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001648711-17-000002 | this filing | 2017-02-10 | acceptance time not in the bulk data set |