13F-HR filed by Baird Financial Group, Inc.
Baird Financial Group, Inc. filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-11, with 1,190 holding rows worth $10,903,886,000.
- Accession
- 0001648711-16-000013
- Filer
- CIK 1648711
- Filed
- 2016-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A combination report, 1,192 entries on the cover page, a total value of $10,903,886,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $10,903,886,000 with VALUE read as thousands by filing date, 13F file number 028-16981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRiverFront Investment Group, LLC 028-13577
- included managerBAIRD ROBERT W & CO INC /WI/028-01911
- included managerBaird Financial Corporation
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 9,567 | $366,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 22,725 | $364,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 6,894 | $362,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 6,028 | $362,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 5,048 | $360,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 10,410 | $360,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 12,467 | $359,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 3,021 | $358,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 35,915 | $354,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 3,116 | $353,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 17,974 | $351,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 2,785 | $347,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 3,044 | $346,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 21,281 | $345,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 18,400 | $345,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 20,073 | $344,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 4,666 | $343,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 17,850 | $343,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 26,138 | $342,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 3,262 | $341,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 24,453 | $341,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 4,600 | $340,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 20,800 | $340,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 4,192 | $338,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 24,881 | $338,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 5,614 | $334,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 76,159 | $334,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 2,507 | $333,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X764 | S&PINTL MC ETF | 11,715 | $333,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 11,401 | $330,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 13,774 | $330,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 8,993 | $329,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 13,038 | $329,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 10,538 | $324,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 6,965 | $321,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 400 | $318,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 4,785 | $318,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 3,488 | $317,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 7,733 | $316,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 19,970 | $308,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 4,445 | $307,000 | thousands by filing date | |
| MANITOWOC FOODSERVICE INC | 563568104 | COM | 17,462 | $307,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 20,600 | $306,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 21,570 | $305,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 12,630 | $305,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 16,625 | $298,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 7,012 | $296,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 6,442 | $296,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 3,400 | $295,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 33,565 | $295,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 12,775 | $292,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 5,992 | $285,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 25,173 | $283,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 7,281 | $283,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 61,100 | $283,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 11,502 | $278,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 7,412 | $278,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 17,017 | $277,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 25,554 | $276,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 2,147 | $276,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 18,641 | $274,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 7,129 | $273,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 3,829 | $273,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 2,420 | $271,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 11,377 | $271,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 6,123 | $271,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 11,458 | $270,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 3,505 | $270,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 9,181 | $269,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 3,271 | $267,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 6,697 | $267,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 9,126 | $265,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 998 | $264,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 5,479 | $264,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 17,200 | $264,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 33,300 | $263,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 28,371 | $262,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 16,405 | $258,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 5,015 | $256,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 4,633 | $254,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 3,241 | $253,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 16,681 | $253,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 12,176 | $250,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 3,633 | $250,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 250,000 | $250,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 7,026 | $249,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 8,300 | $247,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 2,579 | $246,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 16,600 | $243,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 4,403 | $243,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 2,825 | $242,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 34,849 | $242,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 28,689 | $242,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 12,036 | $241,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 2,480 | $241,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 24,867 | $240,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 2,560 | $240,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 5,170 | $239,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 4,303 | $237,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 16,038 | $237,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 10,353 | $236,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 8,028 | $236,000 | thousands by filing date | |
| SINGLE TOUCH SYSTEMS INC | 82988R203 | COM | 64,999 | $235,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 2,217 | $234,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 3,554 | $234,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 6,656 | $232,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 1,366 | $231,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 4,089 | $231,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 9,856 | $231,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 2,313 | $228,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 15,975 | $228,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 18,555 | $225,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 19,550 | $225,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 5,717 | $224,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 3,325 | $224,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 17,359 | $224,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 3,261 | $224,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 5,169 | $223,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 6,372 | $223,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 7,730 | $222,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 16,711 | $221,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 8,400 | $220,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 2,890 | $219,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 1,558 | $219,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 7,733 | $216,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 5,908 | $214,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 15,048 | $214,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 20,194 | $214,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 3,150 | $210,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 4,000 | $210,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 15,275 | $210,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 6,542 | $210,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 8,824 | $209,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 3,500 | $209,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 19,895 | $206,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 3,040 | $205,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 4,657 | $204,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 4,995 | $204,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 8,205 | $203,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 6,145 | $200,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 1,663 | $200,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 37,564 | $198,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 29,201 | $198,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 15,463 | $194,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 15,765 | $187,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 11,633 | $180,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 13,556 | $177,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 43,765 | $175,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 25,493 | $174,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 14,071 | $173,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 12,000 | $170,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 12,718 | $166,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 10,680 | $165,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 15,005 | $164,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 22,000 | $160,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 16,000 | $158,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 10,239 | $151,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 10,337 | $143,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 23,274 | $142,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 10,087 | $132,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 12,373 | $129,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 11,900 | $129,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 10,615 | $122,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 13,855 | $121,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 11,048 | $119,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 10,521 | $118,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 14,128 | $116,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 12,447 | $112,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 19,609 | $112,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 18,220 | $109,000 | thousands by filing date | |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 13,436 | $108,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 10,750 | $95,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 14,560 | $93,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 16,160 | $89,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 10,150 | $85,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 13,905 | $85,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 10,553 | $83,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 10,000 | $80,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 10,000 | $79,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 11,582 | $68,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 12,042 | $67,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 11,246 | $66,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 10,000 | $65,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 18,021 | $52,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 10,535 | $50,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 24,968 | $40,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 22,000 | $34,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 25,000 | $26,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 42,607 | $21,000 | thousands by filing date | |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 22,100 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001648711-16-000013 | this filing | 2016-08-11 | acceptance time not in the bulk data set |