13F-HR filed by Baird Financial Group, Inc.
Baird Financial Group, Inc. filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-12, with 1,215 holding rows worth $10,451,631,000.
- Accession
- 0001648711-16-000011
- Filer
- CIK 1648711
- Filed
- 2016-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A combination report, 1,311 entries on the cover page, a total value of $10,451,631,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $10,451,631,000 with VALUE read as thousands by filing date, 13F file number 028-16981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRiverFront Investment Group, LLC 028-13577
- included managerBAIRD ROBERT W & CO INC /WI/028-01911
- included managerBAIRD KAILASH GROUP, LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BADGER METER INC COM | 056525108 | Stock | 5,516 | $367,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 10,751 | $364,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 6,041 | $363,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 22,502 | $363,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 29,367 | $362,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 70,300 | $362,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 6,961 | $360,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 2,836 | $360,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 630,032 | $360,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 7,587 | $359,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 14,650 | $358,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 14,562 | $358,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 47,102 | $357,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 11,329 | $355,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 9,894 | $352,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 21,570 | $352,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 24,642 | $352,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 4,286 | $349,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 14,741 | $348,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 11,055 | $348,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 6,964 | $348,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 23,436 | $348,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 7,572 | $347,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 3,175 | $344,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 47,838 | $341,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X764 | S&PINTL MC ETF | 11,715 | $341,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 4,173 | $339,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 18,375 | $339,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 6,738 | $339,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 3,244 | $338,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 33,173 | $338,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 24,909 | $338,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 17,850 | $336,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 4,445 | $334,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 2,415 | $331,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 1,497 | $330,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 5,951 | $326,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 18,749 | $324,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 24,453 | $323,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 20,600 | $322,000 | thousands by filing date | |
| FACTORSHARES TR | 30304R407 | ISE CYBER SEC | 13,428 | $322,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 400 | $319,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 6,870 | $317,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 5,614 | $316,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 2,809 | $315,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 17,974 | $314,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 5,735 | $310,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 7,222 | $304,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 7,689 | $304,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 8,823 | $303,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 63,062 | $303,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 9,275 | $300,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 7,880 | $300,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 4,393 | $298,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 5,209 | $298,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 3,145 | $297,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 12,946 | $293,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 12,879 | $292,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 10,990 | $292,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 61,100 | $292,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 18,770 | $291,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 4,720 | $290,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 11,838 | $284,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 36,782 | $284,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 3,911 | $281,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 4,354 | $281,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 4,020 | $281,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 6,502 | $280,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 2,628 | $279,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 1,337 | $274,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 7,012 | $273,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 6,254 | $273,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 82,227 | $271,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 7,205 | $271,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 7,369 | $270,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 15,747 | $270,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 4,725 | $269,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 2,420 | $268,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 12,820 | $268,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 6,023 | $268,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 3,753 | $268,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 4,100 | $267,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 6,479 | $266,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 6,585 | $266,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 41,066 | $266,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 28,378 | $262,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 10,653 | $262,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 4,238 | $261,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 6,642 | $260,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 18,641 | $260,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 18,000 | $258,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 15,158 | $258,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 17,017 | $256,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 15,625 | $256,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 9,766 | $255,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 24,351 | $253,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 8,300 | $253,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 17,821 | $252,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 9,064 | $252,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 9,204 | $250,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 2,985 | $250,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 7,152 | $249,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 23,997 | $249,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 2,560 | $240,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 4,403 | $239,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 2,753 | $236,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 35,800 | $236,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 2,217 | $235,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 15,261 | $235,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 1,277 | $234,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 73,928 | $234,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 28,689 | $234,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 4,303 | $233,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 19,711 | $232,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 3,231 | $231,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 8,028 | $231,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 22,476 | $231,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 2,745 | $229,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 3,221 | $229,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 9,856 | $226,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 6,123 | $226,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V200 | CNV PFD STK SR A | 2,097 | $225,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 5,350 | $224,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 14,728 | $224,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 18,633 | $223,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 2,939 | $222,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 4,469 | $221,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 5,915 | $220,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 1,606 | $220,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 14,600 | $220,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 16,725 | $219,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 250,000 | $218,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 12,775 | $217,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 8,400 | $217,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 2,317 | $216,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 3,576 | $216,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 41,698 | $215,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 5,583 | $214,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 4,089 | $214,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 2,575 | $213,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 32,298 | $213,000 | thousands by filing date | |
| MANITOWOC FOODSERVICE INC | 563568104 | COM | 14,417 | $213,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 17,359 | $210,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 16,134 | $210,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 4,451 | $210,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 12,863 | $210,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 20,194 | $209,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 11,549 | $208,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 4,066 | $208,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 7,553 | $207,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 3,150 | $206,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 4,026 | $206,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 1,710 | $203,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 7,100 | $203,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 26,123 | $203,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 8,205 | $202,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 15,463 | $201,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 4,188 | $201,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 18,214 | $200,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 36,238 | $197,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 20,350 | $197,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 13,233 | $195,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 69,050 | $192,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 51,093 | $191,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 37,997 | $182,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 13,358 | $178,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 10,240 | $173,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 43,765 | $173,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 11,798 | $173,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 16,672 | $167,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 22,774 | $163,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 14,548 | $161,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 10,939 | $161,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 12,000 | $160,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 25,781 | $156,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 14,365 | $155,000 | thousands by filing date | |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 19,929 | $154,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 10,210 | $148,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 100,100 | $140,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 12,400 | $129,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 11,900 | $126,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 11,373 | $121,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 10,337 | $120,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 10,750 | $118,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 22,000 | $113,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 11,048 | $112,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 10,850 | $112,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 12,815 | $104,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 10,087 | $104,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 13,420 | $104,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 11,600 | $100,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 13,610 | $99,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 11,998 | $98,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 11,855 | $95,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 10,000 | $87,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 11,553 | $84,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 18,169 | $83,000 | thousands by filing date | |
| IDEAL PWR INC | 451622104 | COM | 16,701 | $75,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 12,509 | $74,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 11,242 | $62,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 14,115 | $61,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 10,000 | $54,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 18,021 | $52,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 10,535 | $50,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 11,272 | $47,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 15,172 | $46,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 25,200 | $41,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 24,968 | $40,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 31,146 | $32,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 42,607 | $24,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 11,000 | $17,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 11,573 | $11,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 10,784 | $10,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 11,200 | $6,000 | thousands by filing date | |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 22,100 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001648711-16-000011 | this filing | 2016-05-12 | acceptance time not in the bulk data set |