13F-HR filed by Baird Financial Group, Inc.
Baird Financial Group, Inc. filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-11, with 1,230 holding rows worth $9,997,854,000.
- Accession
- 0001648711-16-000009
- Filer
- CIK 1648711
- Filed
- 2016-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A combination report, 1,324 entries on the cover page, a total value of $9,997,854,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $9,997,854,000 with VALUE read as thousands by filing date, 13F file number 028-16981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRiverFront Investment Group, LLC 028-13577
- included managerBAIRD ROBERT W & CO INC /WI/028-01911
- included managerBAIRD KAILASH GROUP, LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 9,987 | $373,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 16,571 | $372,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 12,386 | $372,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 6,968 | $371,000 | thousands by filing date | |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 15,206 | $370,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 19,573 | $367,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 5,750 | $366,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 22,152 | $366,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 3,406 | $365,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 4,472 | $365,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 43,919 | $363,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 22,755 | $362,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 53,093 | $361,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 19,500 | $360,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 4,261 | $359,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 10,377 | $355,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 4,876 | $354,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 3,926 | $353,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 2,415 | $353,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 9,422 | $353,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 4,864 | $351,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 1,841 | $349,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X764 | S&PINTL MC ETF | 11,715 | $349,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 66,191 | $346,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 36,601 | $346,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 6,745 | $345,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 14,797 | $344,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 1,497 | $342,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 46,117 | $340,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 6,084 | $339,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 14,036 | $337,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 3,582 | $337,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 38,180 | $337,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 7,344 | $337,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 4,853 | $336,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 31,839 | $333,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 10,481 | $333,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 7,708 | $333,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 14,288 | $332,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 10,039 | $331,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 17,550 | $330,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 24,206 | $327,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 12,708 | $326,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 16,274 | $326,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 17,093 | $324,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 3,597 | $323,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 21,633 | $323,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 17,974 | $322,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 12,018 | $319,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 10,851 | $316,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 5,319 | $312,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 61,100 | $311,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 13,098 | $310,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 2,817 | $309,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 9,472 | $309,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 9,863 | $309,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 3,896 | $308,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 5,614 | $307,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 17,041 | $307,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 8,072 | $306,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 5,217 | $305,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 10,728 | $304,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 250,000 | $303,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 23,057 | $302,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 2,429 | $299,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 400 | $297,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 5,436 | $297,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 71,300 | $295,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 4,020 | $295,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 1,536 | $292,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 533 | $291,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 7,989 | $291,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 4,475 | $291,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 19,249 | $290,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 6,850 | $290,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 9,446 | $289,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 6,536 | $287,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 38,782 | $287,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 36,238 | $286,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 2,972 | $285,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 7,248 | $284,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 18,729 | $284,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 16,853 | $283,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 10,658 | $283,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 4,291 | $282,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 21,093 | $282,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 15,554 | $281,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 5,751 | $280,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 5,004 | $280,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 3,928 | $279,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 4,630 | $278,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 20,145 | $278,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 14,857 | $278,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 10,580 | $277,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 20,196 | $276,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 15,158 | $276,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 38,214 | $272,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 7,325 | $271,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 23,501 | $270,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 2,250 | $269,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 17,560 | $267,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 18,743 | $264,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 17,825 | $262,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 1,606 | $260,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 3,735 | $259,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 10,009 | $257,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 8,662 | $255,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 2,071 | $254,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 17,017 | $253,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 3,960 | $253,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 8,352 | $252,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 4,475 | $251,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 6,068 | $248,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 9,856 | $246,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 2,745 | $243,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 18,641 | $243,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 9,000 | $243,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 3,836 | $242,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 9,204 | $238,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 39,080 | $238,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 2,815 | $236,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 2,560 | $236,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 8,028 | $235,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 5,715 | $234,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 6,391 | $234,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 4,303 | $232,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 1,243 | $231,000 | thousands by filing date | |
| TYSON FOODS | 902494301 | COM | 3,809 | $231,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 17,375 | $229,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 2,550 | $229,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 2,398 | $228,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 1,277 | $228,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 15,582 | $228,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 4,403 | $228,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 6,450 | $226,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 4,631 | $225,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V200 | CNV PFD STK SR A | 2,092 | $224,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 7,904 | $223,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 3,836 | $222,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 6,658 | $221,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 22,476 | $219,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 2,148 | $217,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 2,313 | $215,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 1,945 | $215,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 4,639 | $215,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 3,485 | $212,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 4,196 | $212,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 13,817 | $212,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 3,131 | $211,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 2,235 | $210,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 4,368 | $210,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 2,939 | $207,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 14,183 | $207,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 11,649 | $207,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 8,205 | $207,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 15,463 | $206,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 16,415 | $206,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 20,194 | $206,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 4,695 | $206,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 14,120 | $205,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 35,800 | $205,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 5,394 | $205,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 10,811 | $205,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 3,150 | $204,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 3,714 | $203,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 15,650 | $203,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 14,750 | $202,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 17,359 | $200,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 13,288 | $199,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 32,000 | $199,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 11,300 | $196,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 13,233 | $191,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 11,826 | $186,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 44,115 | $180,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 28,332 | $179,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 25,141 | $179,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 13,195 | $174,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 11,210 | $174,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 13,461 | $170,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 11,039 | $169,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 10,080 | $158,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 100,100 | $156,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 14,552 | $156,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 12,000 | $154,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 15,365 | $153,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 16,778 | $152,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 14,900 | $150,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 11,892 | $150,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 42,586 | $139,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 22,166 | $137,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 46,075 | $134,000 | thousands by filing date | |
| IDEAL PWR INC | 451622104 | COM | 16,701 | $134,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 13,513 | $133,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 10,087 | $129,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 10,873 | $122,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 11,900 | $122,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 15,375 | $120,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 22,774 | $118,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 11,000 | $116,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 11,600 | $114,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 13,420 | $113,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 11,500 | $109,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 13,509 | $106,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 18,312 | $106,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 10,750 | $97,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 23,101 | $97,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 10,000 | $94,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 47,364 | $90,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 10,345 | $90,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 11,650 | $89,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 12,414 | $87,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 12,500 | $84,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 11,828 | $83,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 12,010 | $83,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 33,415 | $78,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 18,021 | $74,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 10,150 | $71,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 24,650 | $65,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 21,550 | $64,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 11,164 | $57,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 10,535 | $52,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 12,272 | $40,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 25,200 | $37,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 11,000 | $33,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 11,400 | $18,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 163,725 | $15,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 42,607 | $14,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 11,573 | $14,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 10,684 | $9,000 | thousands by filing date | |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 11,000 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001648711-16-000009 | this filing | 2016-02-11 | acceptance time not in the bulk data set |