13F-HR filed by D'Orazio & Associates, Inc.
D'Orazio & Associates, Inc. filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-11, with 265 holding rows worth $204,794,000.
- Accession
- 0001646821-16-000013
- Filer
- CIK 1646821
- Filed
- 2016-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 266 entries on the cover page, a total value of $204,794,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $204,794,000 with VALUE read as thousands by filing date, 13F file number 028-16943. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 901,881 | $27,823,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 273,825 | $27,782,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 192,064 | $24,790,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 860,220 | $22,099,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 136,279 | $17,994,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 188,885 | $17,742,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 191,761 | $15,939,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 115,880 | $15,398,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 241,724 | $9,244,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 52,229 | $6,144,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 24,923 | $1,279,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 24,207 | $940,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 10,139 | $801,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 7,241 | $744,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 18,903 | $589,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 2,320 | $504,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 4,770 | $502,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 5,741 | $448,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 7,449 | $413,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 3,618 | $377,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 7,869 | $375,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 5,378 | $348,000 | thousands by filing date | |
| VTI | 922908769 | COM | 3,249 | $339,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 7,078 | $338,000 | thousands by filing date | |
| 38259p508 | COM | 417 | $317,000 | thousands by filing date | ||
| Chevron Corporation | 166764100 | COM | 3,297 | $297,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 3,155 | $277,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,965 | $270,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 1,397 | $259,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 11,820 | $242,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,480 | $240,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 6,616 | $226,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 3,374 | $226,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 2,020 | $222,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 3,595 | $209,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 2,432 | $209,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 2,632 | $200,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 3,076 | $198,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 2,992 | $187,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 3,000 | $180,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 1,909 | $175,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 2,800 | $174,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 2,452 | $166,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 2,045 | $162,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 3,385 | $160,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 4,864 | $157,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 4,910 | $153,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,448 | $150,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 218 | $147,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 4,043 | $139,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 1,228 | $137,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 2,914 | $137,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 6,059 | $135,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 3,650 | $133,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 1,300 | $132,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 10,000 | $132,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 1,326 | $128,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 1,800 | $126,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 1,712 | $122,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 1,200 | $115,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 2,565 | $110,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 2,861 | $108,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 840 | $97,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 1,630 | $95,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 6,286 | $94,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 1,074 | $94,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 1,457 | $89,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 1,230 | $89,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 1,896 | $88,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 1,505 | $86,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 1,586 | $76,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 715 | $76,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 1,691 | $76,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 489 | $74,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 864 | $73,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 1,569 | $70,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 1,458 | $68,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 1,000 | $62,000 | thousands by filing date | |
| Visa Inc Com CL A | 92851S204 | COM | 800 | $62,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 420 | $61,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 645 | $61,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 1,845 | $60,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 1,221 | $59,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 684 | $58,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 1,000 | $58,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 5,700 | $58,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 300 | $57,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 22,498 | $56,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 260 | $53,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 1,250 | $52,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 1,856 | $52,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 1,010 | $52,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 1,500 | $52,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 1,000 | $51,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 570 | $51,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 983 | $50,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 700 | $50,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 816 | $49,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 700 | $48,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 1,394 | $48,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 900 | $48,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 325 | $48,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 1,892 | $48,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 564 | $46,000 | thousands by filing date | |
| LANCE INC | 514606102 | COMMON STOCK | 1,318 | $45,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 290 | $45,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 7,066 | $44,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 440 | $43,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 715 | $42,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 209 | $40,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 517 | $38,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 500 | $38,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 631 | $36,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 709 | $36,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 500 | $34,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 1,000 | $34,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 250 | $33,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 298 | $33,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 316 | $33,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 4,454 | $33,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 500 | $33,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 479 | $32,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 2,269 | $32,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 450 | $31,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 2,017 | $31,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 1,100 | $30,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 1,125 | $29,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 575 | $28,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 345 | $28,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 1,435 | $28,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 724 | $27,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 3,900 | $27,000 | thousands by filing date | |
| Crown Castle | 228227104 | COM | 317 | $27,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 783 | $26,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 5,000 | $26,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 2,000 | $26,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 450 | $25,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 200 | $25,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 200 | $24,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 503 | $24,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 1,554 | $24,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 2,017 | $24,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 220 | $22,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 321 | $22,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 338 | $22,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 2,221 | $22,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 200 | $21,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 350 | $21,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 474 | $21,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 580 | $21,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 276 | $20,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 1,017 | $20,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 262 | $19,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 400 | $19,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 1,045 | $19,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 99 | $19,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 402 | $19,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 100 | $19,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 239 | $18,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 100 | $18,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 386 | $18,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 1,300 | $18,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 1,275 | $18,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 524 | $17,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 204 | $17,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 228 | $17,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 232 | $17,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 100 | $16,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 542 | $16,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 597 | $16,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 300 | $16,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 297 | $15,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 300 | $15,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 251 | $14,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 603 | $14,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 700 | $14,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 250 | $13,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 465 | $13,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 300 | $13,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 400 | $13,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 50 | $12,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 100 | $12,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 913 | $12,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 400 | $12,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 100 | $12,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 362 | $12,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 200 | $11,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 200 | $11,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 200 | $10,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 100 | $10,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 113 | $10,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 100 | $10,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 1,300 | $10,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 624 | $10,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 1,000 | $9,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 1,636 | $9,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 500 | $8,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 1,090 | $8,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 600 | $8,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 601 | $8,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 200 | $7,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 85 | $7,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 108 | $7,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 200 | $7,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 300 | $7,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 318 | $7,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 1,147 | $7,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 108 | $6,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 75 | $6,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 264 | $6,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 116 | $6,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 400 | $6,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 101 | $5,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 394 | $5,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 819 | $5,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 132 | $5,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 2,100 | $5,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 200 | $5,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 31 | $4,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 300 | $4,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 71 | $4,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 213 | $4,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 400 | $4,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 373 | $4,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 171 | $4,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 50 | $3,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 2,000 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 123 | $3,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 272 | $3,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 100 | $3,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 100 | $3,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 449 | $3,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 50 | $3,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 120 | $3,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 700 | $3,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 286 | $3,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 27 | $2,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 9 | $2,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 110 | $2,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 1,000 | $2,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 115 | $2,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 112 | $2,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 150 | $2,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 200 | $2,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 400 | $2,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 342 | $2,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 30 | $1,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 200 | $1,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 15 | $1,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 100 | $1,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 92 | $1,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 58 | $1,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 225 | $1,000 | thousands by filing date | |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 22 | $1,000 | thousands by filing date | |
| CIENA | 171779101 | COM | 70 | $1,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 16 | $1,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIEBOLD NXDF INC | 253651103 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001646821-16-000013 | this filing | 2016-02-11 | acceptance time not in the bulk data set |