13F-HR filed by D'Orazio & Associates, Inc.
D'Orazio & Associates, Inc. filed this 13F-HR for the quarter ended 2013-12-31, filed 2015-08-20, with 242 holding rows worth $117,681,000.
- Accession
- 0001646821-15-000007
- Filer
- CIK 1646821
- Filed
- 2015-08-20
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 243 entries on the cover page, a total value of $117,681,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $117,681,000 with VALUE read as thousands by filing date, 13F file number 028-16943. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HCP INC | 40414L109 | COM | 539,015 | $19,424,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 971,544 | $18,605,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670207 | CLB | 150,581 | $17,853,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 138,835 | $11,508,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 83,372 | $9,580,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 110 | $5,589,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| ISHARES TR | 464288687 | COM | 110,048 | $4,053,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 84,700 | $3,917,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 45,029 | $3,614,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 25,353 | $3,375,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 49,625 | $2,625,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 57,643 | $2,414,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 14,568 | $1,515,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 15,202 | $1,145,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 19,384 | $847,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 8,427 | $772,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 6,884 | $697,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 2,800 | $525,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 819 | $477,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 5,132 | $358,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 8,762 | $328,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 3,603 | $314,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 7,068 | $292,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 4,660 | $227,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 2,020 | $222,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 2,159 | $211,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 2,472 | $201,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 3,771 | $186,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,079 | $183,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 1,336 | $181,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,580 | $180,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 100 | $178,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 308 | $168,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 4,875 | $165,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 2,452 | $159,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 1,400 | $159,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 2,848 | $157,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 1,839 | $129,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 2,432 | $121,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 1,634 | $115,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,248 | $114,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 1,586 | $111,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 1,400 | $110,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 1,800 | $107,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 2,811 | $105,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 2,054 | $101,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 2,000 | $99,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 2,923 | $90,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 971 | $90,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 1,115 | $90,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 1,546 | $89,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 1,110 | $87,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 188 | $75,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 1,964 | $75,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 702 | $74,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 555 | $70,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 1,532 | $69,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 2,730 | $67,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 719 | $65,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 700 | $64,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 816 | $63,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 715 | $58,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 1,000 | $56,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 2,017 | $56,000 | thousands by filing date | |
| Nextera Energy | 302571104 | Common | 650 | $56,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 2,103 | $55,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 1,000 | $52,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 525 | $51,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 586 | $49,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 1,371 | $48,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 1,000 | $48,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 1,230 | $47,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 650 | $47,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 596 | $47,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 1,000 | $47,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 1,000 | $46,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 17,584 | $46,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 1,000 | $44,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 667 | $43,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 450 | $41,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 1,625 | $41,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 900 | $40,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 561 | $39,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 1,075 | $38,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 270 | $37,000 | thousands by filing date | |
| PALL CORP | 696429307 | COM | 439 | $37,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 745 | $35,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 447 | $34,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 675 | $34,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 1,425 | $34,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 631 | $33,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 1,435 | $33,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 500 | $32,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 500 | $32,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 2,033 | $31,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 207 | $31,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 675 | $30,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 2,418 | $30,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 500 | $30,000 | thousands by filing date | |
| ORBITAL SCIENCES CORP | 685564106 | COM | 1,272 | $30,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 268 | $29,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 363 | $29,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 209 | $29,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 710 | $29,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 479 | $28,000 | thousands by filing date | |
| CITIGROUP INC | 172967101 | COM | 530 | $28,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 300 | $28,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 3,525 | $28,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 500 | $27,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 406 | $27,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 300 | $25,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 1,399 | $25,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 456 | $25,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 1,000 | $24,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 467 | $23,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 1,071 | $23,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 726 | $23,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 147 | $22,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 584 | $22,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 200 | $22,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 232 | $22,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 690 | $21,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 1,600 | $20,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 228 | $20,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 300 | $19,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 1,610 | $19,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 402 | $18,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 1,342 | $18,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 1,250 | $18,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 601 | $18,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 155 | $17,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 200 | $17,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 250 | $17,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 1,500 | $17,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 393 | $17,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 175 | $16,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 400 | $16,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 400 | $16,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 1,000 | $16,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 128 | $15,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 3,500 | $15,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 276 | $15,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 750 | $15,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 268 | $14,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 240 | $14,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 338 | $14,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 2,500 | $14,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 126 | $14,000 | thousands by filing date | |
| VODAFONE GROUP PLC | 92857W100 | ADR | 350 | $14,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 465 | $13,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 100 | $12,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 217 | $12,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 125 | $12,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 234 | $12,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 141 | $12,000 | thousands by filing date | |
| DIAMONDS TRUST SERIES I | 252787106 | EXCHANGE TRADED | 70 | $12,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 100 | $11,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 245 | $11,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 4,800 | $11,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 225 | $11,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 500 | $11,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 700 | $11,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 450 | $10,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 170 | $10,000 | thousands by filing date | |
| CRAY INC | 225223106 | COM NEW | 362 | $10,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 94 | $9,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 1,250 | $9,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 138 | $9,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 116 | $9,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 1,636 | $9,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 500 | $8,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 108 | $8,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 86 | $8,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 120 | $8,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 500 | $8,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 400 | $8,000 | thousands by filing date | |
| INVESCO TRUST FOR INVT GRADE MUNI | 920929106 | Equity | 685 | $8,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 189 | $7,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 148 | $7,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 58 | $7,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 800 | $7,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 290 | $6,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 86 | $6,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 108 | $6,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 175 | $6,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 318 | $6,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 250 | $5,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 71 | $5,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 154 | $5,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 373 | $5,000 | thousands by filing date | |
| VAN KAMPEN SENIOR INCOME TR | 920961109 | COM | 896 | $5,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 264 | $5,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 79 | $5,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 132 | $5,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 274 | $5,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 25 | $4,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 36 | $4,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 112 | $4,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 47 | $4,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 213 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 123 | $4,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 272 | $4,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 394 | $4,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 286 | $4,000 | thousands by filing date | |
| Invesco Bond Fund | 920955101 | Com | 248 | $4,000 | thousands by filing date | |
| Invesco Municipal Opportunity | 920935103 | Com | 360 | $4,000 | thousands by filing date | |
| Invesco Municipal Trust | 920919107 | Com | 360 | $4,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 50 | $3,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 200 | $3,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 115 | $3,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 78 | $3,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 500 | $3,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 200 | $3,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 572 | $3,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 71 | $3,000 | thousands by filing date | |
| Merrill Lynch PFD Cap TR Iiitoprs 7% | 59021F206 | Pfd Stk | 100 | $3,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 63 | $2,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 112 | $2,000 | thousands by filing date | |
| SUN HUNG K | 86676H302 | USD | 149 | $2,000 | thousands by filing date | |
| ARUBA NETWORKS INC | 043176106 | COM | 100 | $2,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 30 | $1,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 9 | $1,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 1,000 | $1,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 400 | $1,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 102 | $1,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 57 | $1,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 255 | $1,000 | thousands by filing date | |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 22 | $1,000 | thousands by filing date | |
| BROADVISION INC | 111412706 | COM | 100 | $1,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AFLAC INC COM | 001055102 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED STATES STL CORP NEW | 912909108 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONTANGO SILVER GOLD INC | 21077F100 | COMMON STOCK | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OILSANDS QUEST INC COM | 678046103 | COM | 600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIEBOLD NXDF INC | 253651103 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Bioelectronics Corp | 09062H108 | COM | 5,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPYGLASS RES CORP COM | 852193101 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPONGETECH DELIVERY XXXREGISTRATION REVOKED BY THE SEC EFF: 10/21/23 | 849109103 | STOK | 5,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORPORATE UNIVERSE INC COM | 22004M101 | Stock | 3,902 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Ultimate Francishe New | 90384V504 | Com | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001646821-15-000007 | this filing | 2015-08-20 | acceptance time not in the bulk data set |