13F-HR filed by Roble, Belko & Company, Inc
Roble, Belko & Company, Inc filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-01, with 307 holding rows worth $186,898,000.
- Accession
- 0001642305-16-000018
- Filer
- CIK 1642305
- Filed
- 2016-11-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 307 entries on the cover page, a total value of $186,898,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $186,898,000 with VALUE read as thousands by filing date, 13F file number 028-16890. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VTI | 922908769 | COM | 240,490 | $26,774,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 459,311 | $20,866,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 66,805 | $14,450,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 255,652 | $9,564,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 107,071 | $7,724,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 153,518 | $7,335,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 210,088 | $7,240,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 267,578 | $7,059,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 133,341 | $6,976,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 59,262 | $6,173,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 177,614 | $5,462,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 54,447 | $5,223,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 39,688 | $5,088,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 53,149 | $4,610,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 94,748 | $4,473,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 200,101 | $3,562,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 93,135 | $3,505,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 40,226 | $3,393,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 72,169 | $2,994,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 44,740 | $2,645,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 289,330 | $2,283,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 86,363 | $1,945,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 111,688 | $1,828,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 59,301 | $1,746,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 19,022 | $1,372,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 24,511 | $1,304,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 30,943 | $1,159,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 16,343 | $1,138,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 8,920 | $1,075,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 17,266 | $1,045,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 10,945 | $1,039,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 11,817 | $834,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 23,624 | $680,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,852 | $580,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 32,385 | $441,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 3,647 | $399,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 25,416 | $398,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 9,077 | $386,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 16,210 | $374,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 2,903 | $345,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 2,906 | $339,000 | thousands by filing date | |
| COLONY STARWOOD | 19625X102 | Common Stock | 10,990 | $315,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 2,945 | $311,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 4,594 | $290,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 8,884 | $282,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 6,114 | $282,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 19,344 | $282,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,868 | $221,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 3,477 | $200,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 24,858 | $180,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 1,403 | $171,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 6,608 | $169,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 1,000 | $164,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 1,428 | $161,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 170 | $158,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 2,880 | $155,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 3,840 | $150,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 5,788 | $144,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 1,400 | $136,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 16,627 | $136,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 2,102 | $131,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 1,000 | $131,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 1,605 | $127,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 800 | $127,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 3,346 | $126,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 900 | $124,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 1,320 | $119,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 1,445 | $114,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 3,340 | $113,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 674 | $107,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 1,217 | $106,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 921 | $104,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 2,502 | $100,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 2,304 | $99,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 4,000 | $97,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 710 | $97,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 1,300 | $94,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 430 | $92,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 702 | $90,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 2,100 | $90,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 531 | $89,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 600 | $87,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 799 | $86,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 106 | $85,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 387 | $84,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 107 | $83,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 1,906 | $83,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 1,949 | $82,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 1,187 | $81,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 1,700 | $81,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 3,220 | $81,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 2,026 | $80,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 4,200 | $80,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 1,800 | $79,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 612 | $77,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 880 | $74,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 681 | $71,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 350 | $70,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 1,300 | $67,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 2,009 | $66,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 375 | $63,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 2,375 | $61,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 500 | $60,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 5,690 | $60,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 4,755 | $59,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 1,430 | $59,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 1,916 | $57,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 3,600 | $57,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 518 | $56,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 3,478 | $53,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 965 | $52,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 474 | $50,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 660 | $44,000 | thousands by filing date | |
| IJH | 464287507 | COM | 278 | $43,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 340 | $42,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 290 | $41,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 610 | $41,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 1,735 | $41,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 865 | $41,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 1,463 | $40,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 5,910 | $40,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 1,515 | $40,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 534 | $39,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 611 | $37,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 780 | $36,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 6,100 | $36,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 2,000 | $36,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 1,000 | $35,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 1,000 | $34,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 578 | $33,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 1,240 | $33,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 448 | $31,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 1,200 | $30,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 544 | $30,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 280 | $29,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 812 | $29,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 358 | $29,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 1,170 | $29,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 443 | $28,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 250 | $28,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 2,465 | $28,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 1,445 | $28,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 630 | $27,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 323 | $26,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 2,446 | $26,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 1,870 | $26,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 714 | $26,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 88 | $25,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 641 | $25,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 1,745 | $25,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 1,550 | $25,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 193 | $24,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 357 | $24,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 294 | $24,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 215 | $24,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 1,554 | $24,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 220 | $23,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 190 | $23,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 261 | $23,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 547 | $23,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 580 | $23,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 2,168 | $23,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 2,310 | $23,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 236 | $22,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 276 | $22,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 1,820 | $22,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 218 | $21,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 695 | $20,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 754 | $20,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 160 | $19,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 142 | $18,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 800 | $18,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 400 | $17,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 520 | $17,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 1,200 | $17,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 400 | $16,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 378 | $16,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 304 | $16,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 221 | $16,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 166 | $15,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 326 | $15,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 130 | $15,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 155 | $15,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 125 | $15,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 145 | $15,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 149 | $15,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 181 | $15,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 214 | $15,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 240 | $15,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 635 | $15,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 84 | $15,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 975 | $15,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 165 | $14,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 96 | $14,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 465 | $14,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 122 | $13,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 270 | $13,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 240 | $13,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 200 | $13,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 590 | $13,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 128 | $13,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 95 | $12,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 927 | $12,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 250 | $12,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 475 | $12,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 733 | $11,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 250 | $11,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 345 | $11,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 151 | $11,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 700 | $11,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 456 | $11,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 266 | $11,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 413 | $11,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 224 | $11,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 641 | $11,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 315 | $10,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 300 | $10,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 700 | $10,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 246 | $10,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 451 | $10,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 11 | $9,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 70 | $9,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 111 | $9,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 277 | $9,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 167 | $9,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 148 | $8,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 28 | $8,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 635 | $8,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 285 | $8,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 100 | $8,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 149 | $8,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,300 | $8,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 200 | $7,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 100 | $7,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 200 | $7,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 400 | $7,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 500 | $7,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 12,175 | $7,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 200 | $6,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 114 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 136 | $6,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 137 | $6,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 200 | $6,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 47 | $5,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 89 | $5,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 45 | $5,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 300 | $5,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 134 | $5,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 100 | $5,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 51 | $5,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 19 | $4,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 500 | $4,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 200 | $4,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 252 | $4,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 300 | $4,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 165 | $4,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 100 | $4,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 150 | $4,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES INC | 674870407 | COM PAR $ | 600 | $4,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 32 | $3,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 56 | $3,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 52 | $3,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 32 | $3,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 300 | $3,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 200 | $3,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 116 | $3,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 2 | $3,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 49 | $3,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 212 | $3,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 120 | $3,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 100 | $3,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 124 | $3,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 453 | $3,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 14 | $2,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 16 | $2,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 50 | $2,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 50 | $2,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 11 | $2,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 8 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 67 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74348A608 | SHT 7-10 YR TR | 64 | $2,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 105 | $2,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 200 | $2,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 22 | $1,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 7 | $1,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 35 | $1,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 100 | $1,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 5 | $1,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 55 | $1,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 19 | $1,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 35 | $1,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 50 | $1,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 100 | $1,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 30 | $1,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 12 | $1,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 31 | $1,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 51 | $1,000 | thousands by filing date | |
| WILHELMINA INTL INC | 968235200 | COM NEW | 150 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 57 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOLARCITY CORP | 83416T100 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBALSCAPE INC | 37940G109 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HORIZON GLOBAL CORP | 44052W104 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIME INC NEW | 887228104 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEARS HLDGS CORP | 812350155 | *W EXP 12/15/201 | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001642305-16-000018 | this filing | 2016-11-01 | acceptance time not in the bulk data set |