13F-HR filed by Sharkey, Howes & Javer
Sharkey, Howes & Javer filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-07-24, with 217 holding rows worth $220,431,000.
- Accession
- 0001642246-19-000005
- Filer
- CIK 1642246
- Filed
- 2019-07-24
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 218 entries on the cover page, a total value of $220,431,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $220,431,000 with VALUE read as thousands by filing date, 13F file number 028-16906. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 284,367 | $30,655,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 387,076 | $27,169,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 279,580 | $14,334,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 538,438 | $13,133,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 202,112 | $12,476,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 169,173 | $12,289,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 163,167 | $9,315,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 360,757 | $9,313,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 114,209 | $8,055,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 107,660 | $6,610,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 116,671 | $5,822,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 77,968 | $5,573,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 29,368 | $5,272,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 103,537 | $5,211,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 94,115 | $4,995,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 82,851 | $4,262,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 72,001 | $4,100,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 29,623 | $3,684,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 77,728 | $2,427,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 14,738 | $2,292,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 17,879 | $2,120,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 13,415 | $2,111,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 64,408 | $2,067,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 12,417 | $1,580,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 5,304 | $1,563,000 | thousands by filing date | |
| IJH | 464287507 | COM | 7,637 | $1,484,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 8,627 | $1,404,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 14,699 | $1,223,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 11,386 | $1,223,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 3,758 | $1,101,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 7,539 | $1,010,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 3,929 | $838,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 7,160 | $808,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 8,659 | $676,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 7,225 | $631,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 4,059 | $565,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 5,590 | $557,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 11,319 | $415,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,982 | $412,000 | thousands by filing date | |
| VTI | 922908769 | COM | 2,600 | $390,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 5,048 | $387,000 | thousands by filing date | |
| Berkshire Hathaway | 084670991 | COM | 100 | $318,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 6,592 | $312,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 1,607 | $300,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 1,508 | $298,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 4,612 | $284,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 2,234 | $278,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 8,456 | $265,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 800 | $236,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 15,460 | $230,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 4,075 | $223,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 1,700 | $221,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 4,129 | $210,000 | thousands by filing date | |
| Abbott Laboratories | 002819AC4 | Large Blend | 2,385 | $201,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 3,137 | $187,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 4,900 | $187,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 623 | $183,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 158 | $171,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 5,224 | $171,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 1,430 | $170,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 6,451 | $169,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 1,525 | $167,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 2,352 | $163,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 1,924 | $161,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 641 | $156,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 766 | $154,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,100 | $144,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 700 | $144,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 850 | $141,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 1,174 | $136,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 2,900 | $132,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 1,128 | $128,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 65 | $123,000 | thousands by filing date | |
| NESTLE SA | H57312649 | COM | 1,160 | $120,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 3,492 | $117,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 732 | $115,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 1,548 | $111,000 | thousands by filing date | |
| CION INVESTMENT CORPORAT ION | 17259u105 | COM | 12,647 | $109,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 1,427 | $107,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 838 | $107,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 1,035 | $104,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 1,820 | $102,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,217 | $102,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 531 | $102,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 721 | $99,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 2,267 | $98,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 1,796 | $98,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 6,707 | $96,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 703 | $94,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 836 | $94,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 638 | $89,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 1,000 | $83,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 477 | $83,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 800 | $78,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 750 | $77,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 1,216 | $74,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 300 | $74,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 425 | $73,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 340 | $71,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 266 | $70,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 828 | $70,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 1,427 | $70,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 600 | $69,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 924 | $67,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 3,000 | $65,000 | thousands by filing date | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 1,000 | $65,000 | thousands by filing date | |
| Universal Hlth Svcs | 913903308 | Mid Value | 400 | $55,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 1,270 | $54,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 600 | $52,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 460 | $51,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 1,150 | $51,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 191 | $51,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 1,400 | $49,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 944 | $45,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 257 | $43,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 1,427 | $42,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 800 | $41,000 | thousands by filing date | |
| NESTLE SA ADR | 641069406 | COM | 400 | $41,000 | thousands by filing date | |
| Linens N Things | 535679104 | Common Stock | 200 | $40,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 100 | $36,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 500 | $35,000 | thousands by filing date | |
| Pinelawn Cemetery | 723104105 | Mid Growth | 125 | $35,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 3,194 | $34,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 1,237 | $32,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 250 | $32,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 60 | $31,000 | thousands by filing date | |
| Constellation Brands Inc Cl B | 21036P207 | Com | 157 | $31,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 530 | $28,000 | thousands by filing date | |
| BulletShares 2024 Corporate | 18383M233 | COM | 1,299 | $28,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 165 | $27,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 301 | $26,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 1,000 | $26,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 1,265 | $25,000 | thousands by filing date | |
| TVA VAR 06/01/ 2 134 PFD DUE 06/01/28SUBJ TO XTRO REDEMPTION | 880591300 | PREFERRED DEBT | 975 | $25,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 122 | $24,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 162 | $22,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 125 | $21,000 | thousands by filing date | |
| ASML Holding NV-ARD | 070592100 | COM | 100 | $21,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 200 | $19,000 | thousands by filing date | |
| SAP SE | D66992104 | ADR | 142 | $19,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 273 | $18,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 134 | $18,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 255 | $15,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 100 | $14,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 600 | $14,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 437 | $13,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 412 | $13,000 | thousands by filing date | |
| TENNESSEE VALLEY AUTHORITY | 880591409 | Pref | 500 | $13,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 100 | $11,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 15 | $11,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 200 | $11,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 400 | $11,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 104 | $9,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 100 | $9,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 83 | $9,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 675 | $9,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 100 | $9,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 100 | $8,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 45 | $8,000 | thousands by filing date | |
| VODAFONE GROUP PLC | 92857W100 | ADR | 462 | $8,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 500 | $7,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 31 | $7,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 179 | $7,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 750 | $7,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 150 | $7,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 153 | $6,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 69 | $6,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 20 | $6,000 | thousands by filing date | |
| SCOTTS LIQUID GOLD INC | 810202101 | COM | 4,032 | $6,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 100 | $5,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 120 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 43 | $5,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 200 | $5,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 100 | $5,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 200 | $5,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 34 | $5,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 24 | $5,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 69 | $4,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 25 | $4,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 100 | $4,000 | thousands by filing date | |
| United Contl Hldgs Inc | 902549807 | Large Blend | 44 | $4,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 600 | $3,000 | thousands by filing date | |
| HON HAI PRECISION ORDF | Y36861105 | UFO | 1,000 | $3,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 10 | $2,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 56 | $2,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 200 | $2,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 50 | $2,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 219 | $2,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 15 | $1,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 33 | $1,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 8 | $1,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 21 | $1,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 72 | $1,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 23 | $1,000 | thousands by filing date | |
| BEAR CREEK MINING CORP | 07380N104 | COM | 1,000 | $1,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K554 | DAILY JR GOLD MI | 16 | $1,000 | thousands by filing date | |
| CANNABIS WHEATON INCOME CORPOR | 13765k103 | COM | 2,000 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 108 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNDER ARMOUR INC | 904311206 | CL C | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 58 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRESCO LABS INC | 22587m106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPIRE CORP | 848565107 | Equities | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPYGLASS RES CORP COM | 852193101 | COM | 92 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Lehman Brothers Holdings Capital Trust III | 52519Y209 | Equity | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GEN-PROBE INC | 36866T103 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANCED OPTICS | 00754V109 | COM | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRAIRIESKY ROYALTY LTD | 739721108 | Common Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BELLE ISLE CORP NET PROFIT U | 078455102 | Common Stock | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AQUA VIE BEVERAGE CORP COM PAR $0.001 | 03838F306 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UnionTown Energy, Inc | 909089203 | Common Stock | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Nano Superlattice | 63008A107 | Small Blend | 450 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Perpetual Energy | 714270105 | Small Value | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Du Pont E I $3.50 Pfd | 163534109 | Corporate Bond | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GS Telecom Limited | 36228N109 | Small Growth | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001642246-19-000005 | this filing | 2019-07-24 | acceptance time not in the bulk data set |