13F-HR filed by Sharkey, Howes & Javer
Sharkey, Howes & Javer filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-02, with 233 holding rows worth $165,150,000.
- Accession
- 0001642246-16-000009
- Filer
- CIK 1642246
- Filed
- 2016-11-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 235 entries on the cover page, a total value of $165,150,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $165,150,000 with VALUE read as thousands by filing date, 13F file number 028-16906. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 1,580,791 | $41,685,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 455,097 | $25,249,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 413,053 | $17,617,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 277,624 | $15,977,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 316,781 | $13,786,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 158,400 | $13,241,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 267,172 | $11,304,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 93,924 | $2,704,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 67,088 | $1,770,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 11,902 | $1,478,000 | thousands by filing date | |
| IJH | 464287507 | COM | 8,894 | $1,376,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 9,507 | $1,145,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 12,168 | $1,043,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 31,155 | $718,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 6,699 | $708,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 2,980 | $648,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 11,218 | $587,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC. CLASS B | 84670702 | COM | 3,929 | $568,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ISHARES TR | 464287564 | SELECT US REIT | 5,195 | $545,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 11,437 | $539,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 4,485 | $530,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 1,200 | $508,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 7,121 | $410,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 4,246 | $371,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 6,131 | $362,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 6,599 | $341,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 5,959 | $264,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 2,544 | $262,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,982 | $255,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 3,459 | $250,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 5,319 | $249,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 2,223 | $237,000 | thousands by filing date | |
| Berkshire Hathaway | 84670991 | COM | 100 | $216,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Vanguard Real Estate | 922908553 | SHS | 2,446 | $212,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 2,325 | $209,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 4,738 | $192,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 10,729 | $186,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 2,924 | $182,000 | thousands by filing date | |
| APPLE INC | 37833100 | COM | 1,595 | $180,000 | thousands by filing date | The CUSIP as filed is malformed. |
| GENERAL ELEC CO | 369604103 | COM | 6,059 | $179,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 1,700 | $173,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 5,253 | $163,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 1,896 | $153,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 788 | $137,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 1,122 | $137,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 1,678 | $134,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 1,788 | $133,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 2,165 | $130,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,153 | $125,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 3,902 | $124,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 154 | $122,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 2,961 | $122,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 726 | $115,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 2,850 | $114,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 720 | $107,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 604 | $106,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 950 | $104,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 803 | $101,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 1,774 | $96,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 1,100 | $95,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 4,314 | $93,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 4,290 | $93,000 | thousands by filing date | |
| Guggenheim BulletShares 2023 C | 18383M241 | ETF | 4,368 | $93,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 2,008 | $92,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 641 | $90,000 | thousands by filing date | |
| AMERICAN WATER WORKS CO INC | 30420103 | COM | 1,174 | $88,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Adobe Inc | 00724F101 | COM | 800 | $87,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 1,200 | $87,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 1,600 | $86,000 | thousands by filing date | |
| NESTLE SA ADR | 641069406 | COM | 1,064 | $84,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 631 | $81,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 700 | $81,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 1,602 | $80,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 838 | $78,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 8,415 | $76,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 575 | $75,000 | thousands by filing date | |
| Automatic Data Processing | 53015103 | COM | 850 | $75,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Verizon Communications Inc | 92343V104 | COM | 1,383 | $72,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 427 | $68,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 1,250 | $68,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 677 | $63,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 1,000 | $60,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 3,000 | $60,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 4,655 | $59,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 924 | $58,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 1,040 | $55,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 189 | $53,000 | thousands by filing date | |
| Thl Credit Senior Loan C | 872438205 | Corporate Bond | 3,110 | $51,000 | thousands by filing date | |
| INVESCO MORTGAGE CAP INC | 46131B209 | PRF | 3,275 | $50,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 425 | $49,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 2,900 | $49,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 3,000 | $48,000 | thousands by filing date | |
| Reckitt Benckiser Group PLC | G74079107 | COM | 500 | $47,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 300 | $45,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 828 | $44,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 3,900 | $44,000 | thousands by filing date | |
| ARES CAPTIAL CORP | 04010L608 | PFD | 2,850 | $44,000 | thousands by filing date | |
| BulletShares 2024 Corporate | 18383M233 | COM | 2,019 | $43,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 1,239 | $42,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 600 | $42,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 600 | $41,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 47 | $39,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 912 | $39,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 1,040 | $39,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 340 | $39,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 393 | $39,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 440 | $39,000 | thousands by filing date | |
| Abbott Laboratories | 002819AC4 | Large Blend | 924 | $39,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 4,000 | $38,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 750 | $37,000 | thousands by filing date | |
| Constellation Brands Inc Cl B | 21036P207 | Com | 223 | $37,000 | thousands by filing date | |
| Prospect Captl 6.95% Sr Nts 20 | 74348t201 | PFD | 4,500 | $36,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 4,125 | $35,000 | thousands by filing date | |
| Glaxosmithkline PLC ADRF | 3733W105 | Large Blend | 800 | $35,000 | thousands by filing date | The CUSIP as filed is malformed. |
| GENERAL MILLS INC COM | 370334104 | Stock | 530 | $34,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 258 | $33,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 788 | $31,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 1,237 | $31,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 293 | $29,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 470 | $28,000 | thousands by filing date | |
| HSBC Hldgs PLC Sub Cap 8.125% | 404280703 | Pfd Stk | 1,000 | $27,000 | thousands by filing date | |
| Pinelawn Cemetery | 723104105 | Mid Growth | 125 | $27,000 | thousands by filing date | |
| ING GROUP N V PERP HYB CAP | 456837608 | PRD | 1,000 | $26,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 450 | $25,000 | thousands by filing date | |
| TVA VAR 06/01/ 2 134 PFD DUE 06/01/28SUBJ TO XTRO REDEMPTION | 880591300 | PREFERRED DEBT | 975 | $25,000 | thousands by filing date | |
| AEGON NV 6.375 $1.594 PFD | 007924301 | PREFERRED | 1,000 | $25,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 200 | $24,000 | thousands by filing date | |
| Templeton Emrg Mkt Ord | G87546100 | Small Growth | 3,100 | $23,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 225 | $22,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 125 | $22,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 862 | $22,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 266 | $22,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 257 | $21,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 557 | $21,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 261 | $21,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 122 | $20,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 489 | $19,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 400 | $18,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 570 | $18,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 218 | $17,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 252 | $17,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 600 | $17,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 250 | $17,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 1,400 | $16,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 273 | $16,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 283 | $16,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 377 | $16,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 100 | $15,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 395 | $15,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 162 | $15,000 | thousands by filing date | |
| Next Group Plc Ord | G6500M106 | Small Growth | 247 | $15,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 165 | $14,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 20 | $14,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 200 | $14,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 400 | $13,000 | thousands by filing date | |
| TENNESSEE VALLEY AUTHORITY | 880591409 | Pref | 500 | $13,000 | thousands by filing date | |
| VODAFONE GROUP PLC | 92857W100 | ADR | 462 | $13,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 375 | $12,000 | thousands by filing date | |
| BANK OF NEW YORK MELLON CORP | 64058100 | COM | 300 | $12,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BLACKHAWK NET B | 09238E203 | Common Stock | 388 | $12,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 150 | $11,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 412 | $11,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 59 | $11,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 100 | $10,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505103 | YORK HIINC MLP | 397 | $10,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 100 | $9,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 500 | $9,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 200 | $9,000 | thousands by filing date | |
| BED, BATH, AND BEYOND | 75896100 | COM | 200 | $9,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Oracle Corporation | 68389X105 | COM | 200 | $8,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 100 | $8,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 97 | $8,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 100 | $7,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 130 | $6,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 200 | $6,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 83 | $6,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 135 | $6,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 400 | $6,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 150 | $6,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 110 | $5,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 100 | $5,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 149 | $5,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 120 | $4,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 100 | $4,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 20 | $4,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 110 | $4,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 157 | $4,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 100 | $4,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 219 | $4,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 81 | $4,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 25 | $3,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 600 | $3,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 20 | $3,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 34 | $3,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 190 | $3,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 100 | $3,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 56 | $2,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 33 | $2,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 72 | $2,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 58 | $2,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 85 | $2,000 | thousands by filing date | |
| BP Prudhoe Royalty Trust | 55630107 | COM | 120 | $2,000 | thousands by filing date | The CUSIP as filed is malformed. |
| INDIVIOR PLC ORD | G4766E108 | Common Stock | 500 | $2,000 | thousands by filing date | |
| United Contl Hldgs Inc | 902549807 | Large Blend | 44 | $2,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 170 | $1,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 36 | $1,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 1 | $1,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 1 | $1,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 5 | $1,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 1 | $1,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 21 | $1,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 21 | $1,000 | thousands by filing date | |
| SPIRE CORP | 848565107 | Equities | 400 | $1,000 | thousands by filing date | |
| NOBLE CORP | G65422100 | COMMON STOCK | 20 | $1,000 | thousands by filing date | |
| Lehman Brothers Holdings Capital Trust III | 52519Y209 | Equity | 500 | $1,000 | thousands by filing date | |
| REAL GOODS SOLAR INC | 75601N104 | CL A | 1 | $1,000 | thousands by filing date | |
| Bank of America | 60505104 | COM | 1 | $1,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 9 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74348A673 | ULT MSCIBZL CAPP | 20 | $1,000 | thousands by filing date | |
| GEN-PROBE INC | 36866T103 | COM | 2 | $1,000 | thousands by filing date | |
| EURASIAN MINERALS INC | 29843R100 | COM | 180 | $1,000 | thousands by filing date | |
| PRAIRIESKY ROYALTY LTD | 739721108 | Common Stock | 8 | $1,000 | thousands by filing date | |
| Safeway PDC, LLC Contingent Va | 786CVR308 | COM | 1,900 | $1,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 10 | $1,000 | thousands by filing date | |
| AQUA VIE BEVERAGE CORP COM PAR $0.001 | 03838F306 | COM | 200 | $1,000 | thousands by filing date | |
| SAFEWAY RTS CASA LEY CVR | 786CVR209 | COM | 1,900 | $1,000 | thousands by filing date | |
| UnionTown Energy, Inc | 909089203 | Common Stock | 1,000 | $1,000 | thousands by filing date | |
| Perpetual Energy | 714270105 | Small Value | 12 | $1,000 | thousands by filing date | |
| Du Pont E I $3.50 Pfd | 163534109 | Corporate Bond | 5 | $1,000 | thousands by filing date | |
| Randsburg Intl Gold Cp F | 752909200 | Small Blend | 1,000 | $1,000 | thousands by filing date | |
| Advanced Optics Electronics Co | 01858T107 | Small Value | 20,000 | $1,000 | thousands by filing date | |
| Belle Isle Corp | 78455102 | Small Growth | 75 | $1,000 | thousands by filing date | The CUSIP as filed is malformed. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001642246-16-000009 | this filing | 2016-11-02 | acceptance time not in the bulk data set |