13F-HR filed by Sharkey, Howes & Javer
Sharkey, Howes & Javer filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-05, with 225 holding rows worth $129,782,000.
- Accession
- 0001642246-15-000003
- Filer
- CIK 1642246
- Filed
- 2015-11-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 227 entries on the cover page, a total value of $129,782,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $129,782,000 with VALUE read as thousands by filing date, 13F file number 028-16906. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 1,004,568 | $25,365,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 510,116 | $18,492,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 198,379 | $15,041,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 262,184 | $14,037,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 316,779 | $12,925,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 227,353 | $6,100,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 119,485 | $5,293,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 52,456 | $2,729,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 33,847 | $2,458,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 61,025 | $2,139,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 16,481 | $1,898,000 | thousands by filing date | |
| IJH | 464287507 | COM | 12,503 | $1,770,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 62,527 | $1,770,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 20,814 | $980,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 8,723 | $961,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 1,200 | $875,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 9,468 | $848,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 17,863 | $718,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 33,217 | $684,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 7,130 | $680,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC. CLASS B | 84670702 | COM | 4,179 | $549,000 | thousands by filing date | The CUSIP as filed is malformed. |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 13,105 | $528,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 2,310 | $457,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 8,324 | $434,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 4,485 | $417,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 3,929 | $360,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 3,536 | $355,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 4,632 | $337,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 7,107 | $309,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 5,847 | $308,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 4,542 | $288,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 4,832 | $268,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,289 | $264,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 2,043 | $232,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 5,558 | $221,000 | thousands by filing date | |
| Berkshire Hathaway - Class B | 84670207 | COM | 100 | $198,000 | thousands by filing date | The CUSIP as filed is malformed. |
| AT&T Inc | 00206R102 | COM | 5,987 | $196,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 2,156 | $195,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 2,544 | $193,000 | thousands by filing date | |
| APPLE INC | 37833100 | COM | 1,593 | $182,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Procter & Gamble Co | 742718109 | COM | 2,608 | $178,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,236 | $178,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 6,411 | $178,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 2,160 | $176,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 8,415 | $170,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 1,800 | $166,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 2,064 | $164,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 6,499 | $162,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 10,729 | $147,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,000 | $142,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 2,134 | $132,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 1,678 | $117,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 1,650 | $105,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 3,894 | $101,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 1,774 | $100,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 2,175 | $99,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 3,850 | $99,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 2,913 | $97,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 1,600 | $95,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 950 | $92,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 2,091 | $90,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 2,461 | $89,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 726 | $89,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 597 | $88,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 604 | $85,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 803 | $84,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 515 | $83,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 1,200 | $82,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 575 | $80,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 2,314 | $79,000 | thousands by filing date | |
| NESTLE SA ADR | 641069406 | COM | 1,058 | $78,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 1,100 | $77,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 641 | $76,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 2,600 | $74,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 707 | $74,000 | thousands by filing date | |
| EBAY, Inc. | 36239W106 | Mid Growth | 5,003 | $71,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 700 | $70,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 785 | $68,000 | thousands by filing date | |
| Automatic Data Processing | 53015103 | COM | 850 | $67,000 | thousands by filing date | The CUSIP as filed is malformed. |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 838 | $64,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 800 | $63,000 | thousands by filing date | |
| AMERICAN WATER WORKS CO INC | 30420103 | COM | 1,174 | $61,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Amazon.com, Inc | 023135106 | COM | 113 | $60,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 1,250 | $58,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 574 | $57,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 948 | $56,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 924 | $55,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 601 | $55,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 609 | $51,000 | thousands by filing date | |
| 38259p508 | COM | 77 | $50,000 | thousands by filing date | ||
| Gilead Sciences,Inc. | 375558103 | COM | 435 | $48,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 430 | $48,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 1,000 | $48,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 1,809 | $48,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 77 | $48,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 600 | $47,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 4,000 | $47,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 674 | $46,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 414 | $46,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 346 | $46,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 425 | $45,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 868 | $44,000 | thousands by filing date | |
| Reckitt Benckiser Group PLC | G74079107 | COM | 500 | $44,000 | thousands by filing date | |
| INVESCO MORTGAGE CAP INC | 46131B209 | PRF | 3,275 | $44,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 610 | $43,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 1,112 | $42,000 | thousands by filing date | |
| ARES CAPTIAL CORP | 04010L608 | PFD | 2,850 | $42,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 1,239 | $41,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 3,900 | $41,000 | thousands by filing date | |
| Intrcontinentalexchange | 45865V100 | COM | 175 | $41,000 | thousands by filing date | |
| Abbott Laboratories | 002819AC4 | Large Blend | 924 | $40,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 4,125 | $39,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 783 | $37,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 419 | $37,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 518 | $36,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 677 | $36,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 623 | $36,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 856 | $36,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 530 | $36,000 | thousands by filing date | |
| Prospect Captl 6.95% Sr Nts 20 | 74348t201 | PFD | 4,500 | $36,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 134 | $35,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 991 | $35,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 2,500 | $35,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 758 | $35,000 | thousands by filing date | |
| Sanderson Farms Inc | 40167X854 | Small Growth | 1,563 | $35,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 993 | $34,000 | thousands by filing date | |
| Pinelawn Cemetery | 723104105 | Mid Growth | 125 | $34,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 340 | $33,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 994 | $33,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 393 | $33,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 461 | $33,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 895 | $33,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 943 | $33,000 | thousands by filing date | |
| AUTOZONE INC. | 53332102 | COM | 46 | $33,000 | thousands by filing date | The CUSIP as filed is malformed. |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 800 | $32,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 729 | $32,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 440 | $32,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 300 | $32,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 2,000 | $32,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 1,040 | $31,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 788 | $31,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 972 | $31,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 750 | $30,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 530 | $30,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 600 | $29,000 | thousands by filing date | |
| Next Group Plc Ord | G6500M106 | Small Growth | 247 | $29,000 | thousands by filing date | |
| HSBC Hldgs PLC Sub Cap 8.125% | 404280703 | Pfd Stk | 1,000 | $27,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 1,400 | $26,000 | thousands by filing date | |
| TVA VAR 06/01/ 2 134 PFD DUE 06/01/28SUBJ TO XTRO REDEMPTION | 880591300 | PREFERRED DEBT | 975 | $24,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 450 | $21,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 200 | $21,000 | thousands by filing date | |
| AMGEN INC. | 31162100 | COM | 140 | $21,000 | thousands by filing date | The CUSIP as filed is malformed. |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 225 | $20,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 245 | $20,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 1,237 | $20,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 268 | $19,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 125 | $19,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 600 | $19,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 570 | $19,000 | thousands by filing date | |
| Templeton Emrg Mkt Ord | G87546100 | Small Growth | 3,100 | $19,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 732 | $18,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 2,820 | $18,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 252 | $16,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 539 | $16,000 | thousands by filing date | |
| ELECTRONIC CIGARETTES INTL GROUP | 285560207 | COMMON STOCK | 50,000 | $16,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 162 | $15,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 400 | $15,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 283 | $15,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505103 | YORK HIINC MLP | 1,985 | $15,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 100 | $14,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 600 | $14,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 390 | $14,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 250 | $14,000 | thousands by filing date | |
| BAXALTA INC | 07177M103 | COM | 400 | $14,000 | thousands by filing date | |
| BAXTER INTERNATIONAL | 71813109 | COM | 400 | $14,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Deere & Company | 244199105 | COM | 165 | $13,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 160 | $13,000 | thousands by filing date | |
| BLACKHAWK NET B | 09238E203 | Common Stock | 312 | $13,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 200 | $12,000 | thousands by filing date | |
| BED, BATH, AND BEYOND | 75896100 | COM | 200 | $12,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BANK OF NEW YORK MELLON CORP | 64058100 | COM | 300 | $12,000 | thousands by filing date | The CUSIP as filed is malformed. |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 412 | $11,000 | thousands by filing date | |
| BLACKROCK GLOBAL ALLOCATION INV A | 09251T103 | COM | 615 | $11,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 300 | $9,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 200 | $9,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 200 | $8,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 70 | $8,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 150 | $7,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 400 | $7,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 179 | $7,000 | thousands by filing date | |
| ANADARKO PETE CORP | 32511107 | COM | 106 | $7,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Walmart Inc. | 931142103 | COM | 100 | $6,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 221 | $6,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 200 | $5,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 100 | $5,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 83 | $5,000 | thousands by filing date | |
| ML PFD CAPITAL TRUST V PFD | 59021K205 | PFD | 200 | $5,000 | thousands by filing date | |
| BP Prudhoe Royalty Trust | 55630107 | COM | 120 | $5,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Charles Schwab Corp | 808513105 | COM | 120 | $4,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 94 | $4,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 100 | $4,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 110 | $4,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 600 | $4,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 149 | $4,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 219 | $4,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 10 | $3,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 110 | $3,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 100 | $3,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 42 | $3,000 | thousands by filing date | |
| United Contl Hldgs Inc | 902549807 | Large Blend | 44 | $3,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 74 | $2,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 45 | $2,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 190 | $2,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 39 | $2,000 | thousands by filing date | |
| INDIVIOR PLC ORD | G4766E108 | Common Stock | 500 | $2,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 22 | $1,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 5 | $1,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 61 | $1,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 6 | $1,000 | thousands by filing date | |
| REAL GOODS SOLAR INC | 75601N104 | CL A | 1 | $1,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 10 | $1,000 | thousands by filing date | |
| Randsburg Intl Gold Cp F | 752909200 | Small Blend | 1,000 | $1,000 | thousands by filing date | |
| Du Pont E I $3.50 Pfd | 163534109 | Corporate Bond | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Belle Isle Corp | 78455102 | Small Growth | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The CUSIP as filed is malformed. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001642246-15-000003 | this filing | 2015-11-05 | acceptance time not in the bulk data set |