13F-HR/A filed by IFP Advisors, Inc
IFP Advisors, Inc filed this 13F-HR/A for the quarter ended 2018-09-30, filed 2019-06-03, with 3,971 holding rows worth $2,453,541,000.
- Accession
- 0001641866-19-000015
- Filer
- CIK 1641866
- Filed
- 2019-06-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, amendment of type restatement, 3,991 entries on the cover page, a total value of $2,453,541,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,453,541,000 with VALUE read as thousands by filing date, 13F file number 028-17164. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RBC BEARINGS INC COM | 75524B104 | Stock | 117 | $18,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 591 | $18,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 3,048 | $18,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 414 | $18,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 969 | $18,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 859 | $18,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 500 | $18,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 71 | $18,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 226 | $18,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 3,304 | $18,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 385 | $18,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 100 | $18,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 259 | $18,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 119 | $18,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 2,873 | $18,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 343 | $18,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 1,270 | $18,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 2,242 | $18,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 296 | $18,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 2,000 | $18,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P306 | US CORE DIV TILT | 630 | $18,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 367 | $18,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 427 | $18,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 2,415 | $18,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 1,278 | $18,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 313 | $18,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 7,036 | $18,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 249 | $18,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90269A302 | ETRACS MTH2XRE | 1,154 | $18,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 6,045 | $18,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 4,583 | $18,000 | thousands by filing date | |
| OSI ETF TR | 67110P506 | OSHARES FTSE EUR | 734 | $18,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 487 | $17,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 256 | $17,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 200 | $17,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 200 | $17,000 | thousands by filing date | call |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 206 | $17,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 500 | $17,000 | thousands by filing date | put |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 370 | $17,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 159 | $17,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 214 | $17,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 443 | $17,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 2,030 | $17,000 | thousands by filing date | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 200 | $17,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 584 | $17,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 275 | $17,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 222 | $17,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 150 | $17,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 181 | $17,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 294 | $17,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 160 | $17,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 191 | $17,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 410 | $17,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 524682200 | CMN | 498 | $17,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 300 | $17,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 1,403 | $17,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 750 | $17,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 700 | $17,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 712 | $17,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 370 | $17,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 1,829 | $17,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 2,769 | $17,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 2,975 | $17,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 3,642 | $17,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 1,631 | $17,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 12,176 | $16,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 325 | $16,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 234 | $16,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 241 | $16,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 442 | $16,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 333 | $16,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 157 | $16,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 327 | $16,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 95 | $16,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 2,078 | $16,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 657 | $16,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 700 | $16,000 | thousands by filing date | call |
| ADVANSIX INC | 00773T101 | COM | 482 | $16,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 300 | $16,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 3,160 | $16,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 1,027 | $16,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 500 | $16,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 419 | $16,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 500 | $16,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 1,263 | $16,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 158 | $16,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 1,500 | $16,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 207 | $16,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 1,000 | $16,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 388 | $16,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 1,460 | $16,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 1,000 | $16,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 2,243 | $16,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 425 | $16,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R671 | STATE STREET SPD | 440 | $16,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 469 | $16,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 214 | $16,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 1,185 | $16,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 700 | $16,000 | thousands by filing date | call |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 605 | $16,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 1,535 | $16,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 851 | $16,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 706 | $16,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 298 | $16,000 | thousands by filing date | |
| CTI INDUSTRIES CORP | 125961300 | COM NEW | 4,957 | $16,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 400 | $16,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E776 | FRONTIER MKTS | 1,200 | $16,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D332 | VELOCITY SHS DAI | 600 | $16,000 | thousands by filing date | |
| DBX ETF TR | 233051739 | UIT EXCHANGE TRADED | 686 | $16,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 600 | $15,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 233 | $15,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 4,207 | $15,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 107 | $15,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 96 | $15,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 274 | $15,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 132 | $15,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 475 | $15,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 459 | $15,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 57 | $15,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 498 | $15,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 384 | $15,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 151 | $15,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 173 | $15,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 400 | $15,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 209 | $15,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 1,120 | $15,000 | thousands by filing date | |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 400 | $15,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 1,297 | $15,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 782 | $15,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 176 | $15,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 1,000 | $15,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 240 | $15,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 125 | $15,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 188 | $15,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 200 | $15,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 520 | $15,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 2,000 | $15,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 500 | $15,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 3,000 | $15,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 600 | $15,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 991 | $15,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 467 | $15,000 | thousands by filing date | |
| DDR CORP | 23317H854 | COM | 1,151 | $15,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J867 | MLTFACTR UTILS | 525 | $15,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 266 | $14,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 258 | $14,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 162 | $14,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 174 | $14,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 275 | $14,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 378 | $14,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 825 | $14,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 954 | $14,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 207 | $14,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 312 | $14,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 137 | $14,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 51 | $14,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 67 | $14,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 966 | $14,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 362 | $14,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 78 | $14,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 194 | $14,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 293 | $14,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 146 | $14,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 367 | $14,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 82 | $14,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 122 | $14,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 350 | $14,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 370 | $14,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 2,115 | $14,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 500 | $14,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 300 | $14,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 384 | $14,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 220 | $14,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 5,500 | $14,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 150 | $14,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 1,087 | $14,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 3,125 | $14,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 174 | $14,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 648 | $14,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 5,500 | $14,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 2,311 | $14,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 1,000 | $14,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 4,174 | $14,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 617 | $14,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W364 | BRCLYS NEGTV DUR | 315 | $14,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 240 | $13,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 97 | $13,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 121 | $13,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 365 | $13,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 545 | $13,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 113 | $13,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 1,097 | $13,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 175 | $13,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 1,604 | $13,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935706 | US QUALITY | 150 | $13,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 400 | $13,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 242 | $13,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 902 | $13,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 1,515 | $13,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 386 | $13,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 122 | $13,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 1,000 | $13,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 269 | $13,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 1,000 | $13,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 376 | $13,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 699 | $13,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 500 | $13,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 138 | $13,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 527 | $13,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 155 | $13,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 252 | $13,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 308 | $13,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 211 | $13,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 423 | $13,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 4,754 | $13,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 677 | $13,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 10,000 | $13,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 177 | $13,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 1,930 | $13,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 823 | $13,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 2,100 | $13,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 493 | $13,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 190 | $13,000 | thousands by filing date | |
| TRANSAMERICA ETF TR | 89349P305 | mc | 227 | $13,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 98 | $12,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 188 | $12,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 4,483 | $12,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 335 | $12,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 1,686 | $12,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 150 | $12,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 151 | $12,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 215 | $12,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 605 | $12,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 169 | $12,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 154 | $12,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 202 | $12,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 215 | $12,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 103 | $12,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 303 | $12,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 222 | $12,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 188 | $12,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 2,200 | $12,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 227 | $12,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 400 | $12,000 | thousands by filing date | call |
| IMPINJ INC | 453204109 | COM | 500 | $12,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 385 | $12,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 133 | $12,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 88 | $12,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 876 | $12,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 269 | $12,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 1,000 | $12,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 710 | $12,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 1,450 | $12,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 625 | $12,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 150 | $12,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 1,036 | $12,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 1,000 | $12,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 757 | $12,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 136 | $12,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 650 | $12,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 139 | $12,000 | thousands by filing date | |
| ANDEAVOR LOGISTICS LP NPV | 03350F106 | COM UNIT LP INT | 250 | $12,000 | thousands by filing date | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 497 | $12,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 200 | $12,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 1,400 | $12,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L696 | CMN | 175 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 221 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 175 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 400 | $12,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 146 | $12,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 168 | $12,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 1,369 | $12,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 650 | $12,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 2,077 | $12,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 274 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 326 | $12,000 | thousands by filing date | |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 4,687 | $12,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 6,005 | $12,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 450 | $12,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 1,298 | $12,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 200 | $11,000 | thousands by filing date | put |
| CARDINAL HEALTH INC | 14149Y108 | COM | 200 | $11,000 | thousands by filing date | put |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 2,000 | $11,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 749 | $11,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 135 | $11,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 413 | $11,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 191 | $11,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 331 | $11,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 289 | $11,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 710 | $11,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 257 | $11,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 49 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 200 | $11,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 100 | $11,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 500 | $11,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 536 | $11,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 488 | $11,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 100 | $11,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 1,500 | $11,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 1,257 | $11,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 250 | $11,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 556 | $11,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 357 | $11,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 214 | $11,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 347 | $11,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N691 | VICTORYSHS US | 380 | $11,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 825 | $11,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 889 | $11,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 318 | $11,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 216 | $11,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 150 | $11,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 662 | $11,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 462 | $11,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 300 | $11,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 406 | $11,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 185 | $11,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 382 | $11,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 934 | $11,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 350 | $11,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 300 | $11,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 604 | $11,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 5,900 | $11,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 1,020 | $11,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 280 | $11,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 206 | $11,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 3,900 | $11,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 1,500 | $11,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 6,200 | $11,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 568 | $11,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 4,929 | $11,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 1,000 | $11,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 3,030 | $11,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 5,000 | $11,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 298 | $11,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 240 | $11,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 129 | $10,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 145 | $10,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 287 | $10,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 102 | $10,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 122 | $10,000 | thousands by filing date | |
| EVERFORTH INC COM | 00191U102 | Stock | 133 | $10,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 1,207 | $10,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 125 | $10,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 234 | $10,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 276 | $10,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 4,055 | $10,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 322 | $10,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 507 | $10,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 2,200 | $10,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 200 | $10,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 517 | $10,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 600 | $10,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 346 | $10,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 907 | $10,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 344 | $10,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 361 | $10,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 630 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 202 | $10,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 179 | $10,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 2,916 | $10,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 915 | $10,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 237 | $10,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 294 | $10,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 150 | $10,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 138 | $10,000 | thousands by filing date | |
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| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 142 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 155 | $10,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 600 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 130 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R795 | NASDAQ TRANSN | 410 | $10,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 2,461 | $10,000 | thousands by filing date | |
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| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 1,931 | $10,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 500 | $10,000 | thousands by filing date | put |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 555 | $10,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 1,059 | $10,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 899 | $10,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 1,008 | $10,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 400 | $10,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 550 | $10,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 2,000 | $10,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 10,000 | $10,000 | thousands by filing date | |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 337 | $10,000 | thousands by filing date | |
| J P MORGAN EXCHANGETRADED F DIV RTN EU ETF | 46641Q605 | Stock | 174 | $10,000 | thousands by filing date | |
| WISDOMTREE TR DYNAMIC US EQT | 97717X297 | CEF | 377 | $10,000 | thousands by filing date | |
| O'SHARES FTSE ASIA PACIFIC QUALITY DIVIDEND ETF | 67110P605 | ETF | 335 | $10,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 553 | $9,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 260 | $9,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 150 | $9,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 635 | $9,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 218 | $9,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 434 | $9,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 385 | $9,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 428 | $9,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 77 | $9,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 69 | $9,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 196 | $9,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 700 | $9,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 269 | $9,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 160 | $9,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 376 | $9,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 127 | $9,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 2,500 | $9,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 244 | $9,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 112 | $9,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 1,000 | $9,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 700 | $9,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 112 | $9,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 795 | $9,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 500 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 243 | $9,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 700 | $9,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 105 | $9,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 125 | $9,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 1,472 | $9,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 691 | $9,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 175 | $9,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 436 | $9,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 48 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 300 | $9,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 597 | $9,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 400 | $9,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 1,650 | $9,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 300 | $9,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 401 | $9,000 | thousands by filing date | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 198 | $9,000 | thousands by filing date | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 285 | $9,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 345 | $9,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 458 | $9,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 3,864 | $9,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 150 | $9,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 150 | $9,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 1,437 | $9,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 245 | $9,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 66 | $9,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 1,250 | $9,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 594 | $9,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 774 | $9,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B765 | ETRAC 2X LEV LNG | 588 | $9,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 331 | $9,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 3,071 | $9,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 533 | $9,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 2,686 | $9,000 | thousands by filing date | |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 200 | $9,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 1,100 | $9,000 | thousands by filing date | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 200 | $9,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90270L842 | ETRACS MTH 2XLV | 577 | $9,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 227 | $9,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 550 | $9,000 | thousands by filing date | |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 575 | $9,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 500 | $8,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 500 | $8,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 170 | $8,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 566 | $8,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 322 | $8,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 400 | $8,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 484 | $8,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 388 | $8,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 239 | $8,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 1,748 | $8,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 105 | $8,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 68 | $8,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 347 | $8,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 500 | $8,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935805 | US VALUE FACTR | 100 | $8,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 132 | $8,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 802 | $8,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 243 | $8,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 103 | $8,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 41 | $8,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 42 | $8,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 500 | $8,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 294 | $8,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 89 | $8,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 96 | $8,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 876 | $8,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 325 | $8,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 842 | $8,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 500 | $8,000 | thousands by filing date | call |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 475 | $8,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 200 | $8,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 100 | $8,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 348 | $8,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 784 | $8,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 397 | $8,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 1,303 | $8,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 900 | $8,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 719 | $8,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 1,339 | $8,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 640 | $8,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 177 | $8,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 400 | $8,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 113 | $8,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 712 | $8,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 400 | $8,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 12 | $8,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 744 | $8,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 544 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 400 | $8,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001641866-18-000008 | superseded | 2018-10-25 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001641866-19-000015 | this filing | 2019-06-03 | acceptance time not in the bulk data set |