13F-HR/A filed by IFP Advisors, Inc
IFP Advisors, Inc filed this 13F-HR/A for the quarter ended 2017-06-30, filed 2019-06-03, with 4,274 holding rows worth $2,359,014,000.
- Accession
- 0001641866-19-000011
- Filer
- CIK 1641866
- Filed
- 2019-06-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, amendment of type restatement, 4,297 entries on the cover page, a total value of $2,359,014,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,359,014,000 with VALUE read as thousands by filing date, 13F file number 028-17164. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 448 | $23,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 1,460 | $23,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 1,500 | $23,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 2,873 | $23,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 1,477 | $23,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 729 | $23,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 1,500 | $23,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 595 | $23,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 4,000 | $23,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90269A302 | ETRACS MTH2XRE | 1,229 | $23,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 15,423 | $23,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 1,269 | $23,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 3,759 | $23,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 574 | $22,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 506 | $22,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 434 | $22,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 639 | $22,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 317 | $22,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 1,140 | $22,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 97 | $22,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 495 | $22,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 3,000 | $22,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 341 | $22,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 1,948 | $22,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 2,200 | $22,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 357 | $22,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 3,670 | $22,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 1,500 | $22,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 4,644 | $22,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 4,588 | $22,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 1,000 | $22,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 353 | $22,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 725 | $22,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 1,686 | $22,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 687 | $22,000 | thousands by filing date | |
| NETLIST INC | 64118P109 | COM | 21,208 | $22,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 740 | $22,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 570 | $22,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 1,960 | $22,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 927 | $22,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 2,000 | $22,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 890 | $22,000 | thousands by filing date | |
| CTI INDUSTRIES CORP | 125961300 | COM NEW | 3,957 | $22,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 367 | $22,000 | thousands by filing date | |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 1,725 | $22,000 | thousands by filing date | |
| EYEGATE PHARMACEUTICALS INC | 30233M107 | COM | 15,800 | $22,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 6,200 | $21,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 3,148 | $21,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 287 | $21,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 716 | $21,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 952 | $21,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 175 | $21,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 3,449 | $21,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 2,184 | $21,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 1,000 | $21,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 2,074 | $21,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 1,378 | $21,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 1,694 | $21,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 653 | $21,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 1,100 | $21,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 1,201 | $21,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 323 | $21,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 518 | $21,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 100 | $21,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 450 | $21,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 400 | $21,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 925 | $21,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 408 | $21,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 6,097 | $21,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 444 | $21,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 2,074 | $21,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 693 | $21,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 1,204 | $21,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 3,079 | $20,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 500 | $20,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 211 | $20,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 950 | $20,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 611 | $20,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 700 | $20,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 482 | $20,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 272 | $20,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 329 | $20,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 34 | $20,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 1,227 | $20,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 1,092 | $20,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 3,200 | $20,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 361 | $20,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 279 | $20,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 897 | $20,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 800 | $20,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 2,000 | $20,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 400 | $20,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P504 | INCOME EQT FOCUS | 700 | $20,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 1,703 | $20,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 5,200 | $20,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 590 | $20,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 1,857 | $20,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 970 | $20,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 700 | $20,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 1,513 | $20,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 490 | $20,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 807 | $20,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 673 | $20,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE EUROPE | 74348A434 | ETF | 535 | $20,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 110 | $20,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 5,600 | $20,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,500 | $19,000 | thousands by filing date | put |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 3,670 | $19,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 346 | $19,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 310 | $19,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 787 | $19,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 1,144 | $19,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 238 | $19,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 312 | $19,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 666 | $19,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 92 | $19,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 495 | $19,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 900 | $19,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 1,262 | $19,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 465 | $19,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 773 | $19,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 306 | $19,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 2,145 | $19,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 963 | $19,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 602 | $19,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 1,187 | $19,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 441 | $19,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 862 | $19,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 1,105 | $19,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 406 | $19,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 1,050 | $19,000 | thousands by filing date | |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 900 | $19,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 960 | $19,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L444 | 30 YR TREAS BEAR | 1,100 | $19,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 13,475 | $19,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B399 | DWA TACT MLT | 686 | $19,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 825 | $19,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 523 | $18,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 1,043 | $18,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 1,068 | $18,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 615 | $18,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 214 | $18,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 811 | $18,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 1,210 | $18,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 1,000 | $18,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 802 | $18,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 600 | $18,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 1,146 | $18,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 622 | $18,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 1,104 | $18,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 195 | $18,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 1,465 | $18,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 1,327 | $18,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 700 | $18,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 1,342 | $18,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 7,334 | $18,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 368 | $18,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 310 | $18,000 | thousands by filing date | |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 1,023 | $18,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 1,452 | $17,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 200 | $17,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 1,225 | $17,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 4,910 | $17,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 1,506 | $17,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 590 | $17,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 581 | $17,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 1,100 | $17,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 451 | $17,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 208 | $17,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 2,000 | $17,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 5,100 | $17,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 1,000 | $17,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 905 | $17,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 525 | $17,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 1,158 | $17,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 386 | $17,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 465 | $17,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 200 | $17,000 | thousands by filing date | call |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 2,454 | $17,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 294 | $17,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 712 | $17,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 122 | $17,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 14,960 | $17,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 2,000 | $17,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 1,913 | $17,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 559 | $17,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 200 | $17,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F200 | PFD CV A $1.95 | 605 | $17,000 | thousands by filing date | |
| DYNATRONICS CORP | 268157401 | COM NEW | 6,000 | $17,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 6,375 | $17,000 | thousands by filing date | |
| DBX ETF TR | 233051739 | UIT EXCHANGE TRADED | 686 | $17,000 | thousands by filing date | |
| VANECK VECTORS HIGH INCOME INFRASTRUCTURE MLP ETF | 92189F569 | ETF | 1,168 | $17,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 1,274 | $17,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 107 | $16,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 211 | $16,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 180 | $16,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 500 | $16,000 | thousands by filing date | put |
| ROLLINS INC COM | 775711104 | Stock | 390 | $16,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 1,652 | $16,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 240 | $16,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 356 | $16,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 346 | $16,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 330 | $16,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 90 | $16,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 275 | $16,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 286 | $16,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 158 | $16,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 431 | $16,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 341 | $16,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 341 | $16,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 1,017 | $16,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 206 | $16,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 211 | $16,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 2,126 | $16,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 500 | $16,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 750 | $16,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 565 | $16,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 1,913 | $16,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 3,656 | $16,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 402 | $16,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 1,500 | $16,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 930 | $16,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 2,700 | $16,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 1,000 | $16,000 | thousands by filing date | |
| ASIA TIGERS FUND | 04516T105 | EXCHANGE TRADED | 1,308 | $16,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 1,000 | $16,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 173 | $16,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 1,241 | $16,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 160 | $16,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 1,700 | $16,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 127 | $16,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 814 | $16,000 | thousands by filing date | |
| HIGHPOWER INTL INC | 43113X101 | COM | 4,450 | $16,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 2,700 | $16,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 1,595 | $16,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 300 | $15,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 300 | $15,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 121 | $15,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 201 | $15,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 387 | $15,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 268 | $15,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 890 | $15,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 314 | $15,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 227 | $15,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 500 | $15,000 | thousands by filing date | put |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 1,065 | $15,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 1,150 | $15,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 1,090 | $15,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 418 | $15,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 398 | $15,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 420 | $15,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 365 | $15,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 910 | $15,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 800 | $15,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 686 | $15,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 450 | $15,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 3,000 | $15,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 6,000 | $15,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 548 | $15,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 178 | $15,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 863 | $15,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 3,000 | $15,000 | thousands by filing date | put |
| UMPQUA HOLDINGS | 904214103 | COM | 795 | $15,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 218 | $15,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 1,765 | $15,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 428 | $15,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 1,000 | $15,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 1,150 | $15,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 1,302 | $15,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 439 | $15,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 1,000 | $15,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 1,300 | $15,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 886 | $15,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 865 | $15,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 1,000 | $15,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 15,000 | $15,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 600 | $15,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 1,000 | $15,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 200 | $15,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 304 | $15,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 525 | $15,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 556 | $15,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 6,000 | $15,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661502 | COM PAR | 25,000 | $15,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 333 | $14,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 785 | $14,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 204 | $14,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 500 | $14,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 1,224 | $14,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 111 | $14,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 79 | $14,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 1,559 | $14,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 178 | $14,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 286 | $14,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 115 | $14,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 1,600 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 399 | $14,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 657 | $14,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 500 | $14,000 | thousands by filing date | put |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 1,315 | $14,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 235 | $14,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 1,000 | $14,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 1,308 | $14,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 3,125 | $14,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 386 | $14,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 1,000 | $14,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 1,446 | $14,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 362 | $14,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 372 | $14,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 615 | $14,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 924 | $14,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 1,377 | $14,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 384 | $14,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 893 | $14,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 150 | $14,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 2,000 | $14,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 600 | $14,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 750 | $14,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 808 | $14,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 645 | $14,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 1,532 | $14,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 253 | $14,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 2,295 | $14,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 600 | $14,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 1,414 | $14,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 662 | $14,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 323 | $14,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 3,037 | $14,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 121 | $14,000 | thousands by filing date | |
| CHINA NEW BORUN CORP | 16890T105 | ADR | 10,000 | $14,000 | thousands by filing date | |
| DELCATH SYS INC | 24661P500 | COM PAR | 71,000 | $14,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W364 | BRCLYS NEGTV DUR | 315 | $14,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 454 | $14,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 3,200 | $14,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 969 | $14,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 262 | $13,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 526 | $13,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 164 | $13,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 7,800 | $13,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 274 | $13,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 295 | $13,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 1,250 | $13,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 61 | $13,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 818 | $13,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 567 | $13,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 1,500 | $13,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 350 | $13,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 500 | $13,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 1,575 | $13,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 73 | $13,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 323 | $13,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 571 | $13,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 331 | $13,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 389 | $13,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 1,000 | $13,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 1,000 | $13,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 324 | $13,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 291 | $13,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 1,069 | $13,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 305 | $13,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 450 | $13,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 1,234 | $13,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 1,000 | $13,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 198 | $13,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 546 | $13,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 252 | $13,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 427 | $13,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 1,960 | $13,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 5,463 | $13,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 250 | $13,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 3,303 | $13,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 670 | $13,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 35,594 | $13,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 889 | $13,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 1,123 | $13,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 725 | $13,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 2,111 | $13,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 1,500 | $13,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 150 | $13,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 311 | $13,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 1,000 | $13,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 350 | $13,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 265 | $13,000 | thousands by filing date | |
| ISHARES EDGE U.S. FIXED INCOME BALANCED RISK ETF | 46431W846 | ETF | 125 | $13,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 1,410 | $12,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 400 | $12,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 337 | $12,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 276 | $12,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 728 | $12,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 505 | $12,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 588 | $12,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 313 | $12,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 717 | $12,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 222 | $12,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 213 | $12,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 1,251 | $12,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 128 | $12,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 32 | $12,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 133 | $12,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 389 | $12,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 2,600 | $12,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 542 | $12,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 300 | $12,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 240 | $12,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 793 | $12,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 1,223 | $12,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 251 | $12,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 153 | $12,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 1,200 | $12,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 270 | $12,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 680 | $12,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 1,116 | $12,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 1,868 | $12,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 622 | $12,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L306 | SELECT WRLD WI | 525 | $12,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 122 | $12,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 298 | $12,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 1,260 | $12,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 909 | $12,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 2,000 | $12,000 | thousands by filing date | put |
| CARA THERAPEUTICS INC | 140755109 | COM | 780 | $12,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 500 | $12,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 1,143 | $12,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 520 | $12,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 664 | $12,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 226 | $12,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 1,307 | $12,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 4,815 | $12,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 400 | $12,000 | thousands by filing date | |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 1,081 | $12,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E102 | COM | 9,876 | $12,000 | thousands by filing date | |
| LEGG MASON ETF INVT TR | 52468L604 | EMRG MKTS VOLA | 433 | $12,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 1,361 | $12,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 4,483 | $11,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 272 | $11,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 263 | $11,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 558 | $11,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 540 | $11,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 231 | $11,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 243 | $11,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 6,625 | $11,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 257 | $11,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 300 | $11,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 3,564 | $11,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 1,075 | $11,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 813 | $11,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 183 | $11,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 288 | $11,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 159 | $11,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 78 | $11,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 148 | $11,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 700 | $11,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 864 | $11,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 1,700 | $11,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 283 | $11,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 757 | $11,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 738 | $11,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 887 | $11,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 859 | $11,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 257 | $11,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 800 | $11,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 334 | $11,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 412 | $11,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 102 | $11,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 1,150 | $11,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 588 | $11,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 250 | $11,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 454 | $11,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 331 | $11,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 350 | $11,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505301 | YLD SHS HGH INC | 580 | $11,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 150 | $11,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P306 | US CORE DIV TILT | 380 | $11,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025309 | CV PFD SER B | 500 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 200 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 175 | $11,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 111 | $11,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 137 | $11,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 103 | $11,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 1,000 | $11,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 238 | $11,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 280 | $11,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 522 | $11,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 1,363 | $11,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 691 | $11,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 1,000 | $11,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 2,492 | $11,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 2,860 | $11,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 295 | $11,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 1,000 | $11,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 4,071 | $11,000 | thousands by filing date | |
| ORAGENICS INC | 684023203 | COM NEW | 30,953 | $11,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 132 | $11,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 512 | $11,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 450 | $11,000 | thousands by filing date | |
| ACORN INTL INC | 004854204 | SPONSORD ADR NEW | 1,000 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33739Q606 | HEITMAN GLOBAL | 553 | $11,000 | thousands by filing date | |
| COTIVITI HLDGS INC | 22164K101 | COM | 301 | $11,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 125 | $10,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 420 | $10,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001641866-17-000005 | superseded | 2017-07-31 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001641866-19-000011 | this filing | 2019-06-03 | acceptance time not in the bulk data set |