13F-HR/A filed by IFP Advisors, Inc
IFP Advisors, Inc filed this 13F-HR/A for the quarter ended 2017-03-31, filed 2019-06-03, with 4,189 holding rows worth $2,296,059,000.
- Accession
- 0001641866-19-000010
- Filer
- CIK 1641866
- Filed
- 2019-06-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, amendment of type restatement, 4,200 entries on the cover page, a total value of $2,296,059,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,296,059,000 with VALUE read as thousands by filing date, 13F file number 028-17164. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 256 | $20,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 3,148 | $20,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 258 | $20,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 643 | $20,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 620 | $20,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 341 | $20,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 1,000 | $20,000 | thousands by filing date | call |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 3,449 | $20,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 645 | $20,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 2,074 | $20,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 1,380 | $20,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 2,834 | $20,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 1,194 | $20,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 1,206 | $20,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 1,102 | $20,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 353 | $20,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 3,656 | $20,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 1,824 | $20,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 700 | $20,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 2,165 | $20,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 4,371 | $20,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 5,417 | $20,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 5,105 | $20,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 490 | $20,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 3,375 | $20,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 1,700 | $20,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 807 | $20,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 3,568 | $20,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 379 | $19,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 500 | $19,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 459 | $19,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 434 | $19,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 2,050 | $19,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 522 | $19,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 292 | $19,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 941 | $19,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 529 | $19,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 429 | $19,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 330 | $19,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 1,017 | $19,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 1,900 | $19,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 1,092 | $19,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 180 | $19,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 279 | $19,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 500 | $19,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 1,500 | $19,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 1,230 | $19,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 1,300 | $19,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 2,000 | $19,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 1,050 | $19,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 1,831 | $19,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B399 | DWA TACT MLT | 686 | $19,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 825 | $19,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 500 | $19,000 | thousands by filing date | |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 1,013 | $19,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 518 | $18,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 1,043 | $18,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 1,160 | $18,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 5,210 | $18,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 746 | $18,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 238 | $18,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 1,217 | $18,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 829 | $18,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 1,100 | $18,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 87 | $18,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 952 | $18,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 438 | $18,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 495 | $18,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 600 | $18,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 495 | $18,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 345 | $18,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 3,575 | $18,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 900 | $18,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 255 | $18,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 3,922 | $18,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 265 | $18,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 2,000 | $18,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 565 | $18,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 1,450 | $18,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 1,187 | $18,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 1,750 | $18,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 400 | $18,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 775 | $18,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 10,483 | $18,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 357 | $18,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 700 | $18,000 | thousands by filing date | |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 900 | $18,000 | thousands by filing date | |
| HIGHPOWER INTL INC | 43113X101 | COM | 4,450 | $18,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 1,274 | $18,000 | thousands by filing date | |
| DEUTSCHE X-TRACKERS DOW JONES HEDGED INTERNATIONAL REAL ESTATE ETF | 233051689 | ETF | 830 | $18,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 107 | $17,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 364 | $17,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 329 | $17,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 1,285 | $17,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 208 | $17,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 357 | $17,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 420 | $17,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 379 | $17,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 1,000 | $17,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 238 | $17,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 2,000 | $17,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 1,000 | $17,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 1,158 | $17,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 1,146 | $17,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 1,250 | $17,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 330 | $17,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 790 | $17,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 712 | $17,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 85 | $17,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 390 | $17,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 1,313 | $17,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 425 | $17,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 1,000 | $17,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 2,500 | $17,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 570 | $17,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 406 | $17,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 4,815 | $17,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 559 | $17,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 1,397 | $17,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 960 | $17,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 813 | $17,000 | thousands by filing date | |
| DYNATRONICS CORP | 268157401 | COM NEW | 6,000 | $17,000 | thousands by filing date | |
| DBX ETF TR | 233051739 | UIT EXCHANGE TRADED | 686 | $17,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 964 | $17,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 300 | $16,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 199 | $16,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 314 | $16,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 871 | $16,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 221 | $16,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 1,225 | $16,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 1,490 | $16,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 363 | $16,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 240 | $16,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 356 | $16,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 319 | $16,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 993 | $16,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 445 | $16,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 158 | $16,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 800 | $16,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 525 | $16,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 407 | $16,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 279 | $16,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 816 | $16,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 294 | $16,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 1,000 | $16,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 625 | $16,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 872 | $16,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 638 | $16,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 395 | $16,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 450 | $16,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 930 | $16,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 970 | $16,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 900 | $16,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 2,700 | $16,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 2,000 | $16,000 | thousands by filing date | put |
| USD PARTNERS LP LP | 903318103 | STOK | 1,300 | $16,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 344 | $16,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 1,000 | $16,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 256 | $16,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 10,000 | $16,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 379 | $16,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 282 | $16,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 25,000 | $16,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 1,241 | $16,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 1,040 | $16,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 6,000 | $16,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 135 | $15,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 1,467 | $15,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 167 | $15,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 289 | $15,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 228 | $15,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 500 | $15,000 | thousands by filing date | put |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 1,065 | $15,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 1,150 | $15,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 530 | $15,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 500 | $15,000 | thousands by filing date | put |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 398 | $15,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 185 | $15,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 341 | $15,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 239 | $15,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 300 | $15,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 938 | $15,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 353 | $15,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 550 | $15,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 700 | $15,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 1,200 | $15,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 178 | $15,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 863 | $15,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 218 | $15,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 575 | $15,000 | thousands by filing date | |
| ASIA TIGERS FUND | 04516T105 | EXCHANGE TRADED | 1,308 | $15,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 1,913 | $15,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 3,458 | $15,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 886 | $15,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 617 | $15,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 600 | $15,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 200 | $15,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 200 | $15,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 160 | $15,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F200 | PFD CV A $1.95 | 605 | $15,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 301 | $15,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 454 | $15,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 250 | $14,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 121 | $14,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 210 | $14,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 180 | $14,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 526 | $14,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 137 | $14,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 79 | $14,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 435 | $14,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 760 | $14,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 286 | $14,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 115 | $14,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 500 | $14,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 1,600 | $14,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 330 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 399 | $14,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 230 | $14,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 275 | $14,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 657 | $14,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 1,000 | $14,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 3,053 | $14,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 638 | $14,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 76 | $14,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 568 | $14,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 150 | $14,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 224 | $14,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 1,858 | $14,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 227 | $14,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 6,000 | $14,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 2,000 | $14,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 1,765 | $14,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 604 | $14,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 1,960 | $14,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 5,463 | $14,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 439 | $14,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 10,307 | $14,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 4,250 | $14,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 592 | $14,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 774 | $14,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 1,414 | $14,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 500 | $14,000 | thousands by filing date | call |
| Zagg, Inc. | 98884U108 | COM | 2,000 | $14,000 | thousands by filing date | |
| ORAGENICS INC | 684023203 | COM NEW | 30,953 | $14,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 10,000 | $14,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 1,070 | $14,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 800 | $14,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 931 | $14,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 525 | $14,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 468 | $14,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 1,159 | $14,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 175 | $14,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W364 | BRCLYS NEGTV DUR | 315 | $14,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E102 | COM | 7,626 | $14,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 1,024 | $13,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 1,000 | $13,000 | thousands by filing date | call |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 1,533 | $13,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 180 | $13,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 213 | $13,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 117 | $13,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 425 | $13,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 300 | $13,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 180 | $13,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 84 | $13,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 158 | $13,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 235 | $13,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 1,690 | $13,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 755 | $13,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 686 | $13,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 500 | $13,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 172 | $13,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 1,000 | $13,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 102 | $13,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 800 | $13,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 372 | $13,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 680 | $13,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 336 | $13,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 324 | $13,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 548 | $13,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 291 | $13,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 336 | $13,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 305 | $13,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 1,345 | $13,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 893 | $13,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 750 | $13,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A784 | APTUS DRAWDOWN | 500 | $13,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 250 | $13,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 1,260 | $13,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 1,000 | $13,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 375 | $13,000 | thousands by filing date | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 1,631 | $13,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 311 | $13,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 1,000 | $13,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 500 | $13,000 | thousands by filing date | call |
| COTIVITI HLDGS INC | 22164K101 | COM | 301 | $13,000 | thousands by filing date | |
| O'SHARES FTSE ASIA PACIFIC QUALITY DIVIDEND ETF | 351680822 | ETF | 464 | $13,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 286 | $12,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 500 | $12,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 122 | $12,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 167 | $12,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 136 | $12,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 505 | $12,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 295 | $12,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 206 | $12,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 177 | $12,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 135 | $12,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 1,250 | $12,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 61 | $12,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 2,650 | $12,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 485 | $12,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 297 | $12,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 739 | $12,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 1,212 | $12,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 386 | $12,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 793 | $12,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 274 | $12,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 514 | $12,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 215 | $12,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 250 | $12,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 1,000 | $12,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 1,150 | $12,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 487 | $12,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 350 | $12,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 1,062 | $12,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 450 | $12,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 1,223 | $12,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 198 | $12,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 312 | $12,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 222 | $12,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 546 | $12,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 252 | $12,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 427 | $12,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025309 | CV PFD SER B | 500 | $12,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 330 | $12,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 1,762 | $12,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 415 | $12,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 253 | $12,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 489 | $12,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 9,700 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 405 | $12,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 790 | $12,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 889 | $12,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 1,000 | $12,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 1,000 | $12,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 1,500 | $12,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 350 | $12,000 | thousands by filing date | |
| CHINA NEW BORUN CORP | 16890T105 | ADR | 10,000 | $12,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 1,361 | $12,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 352 | $11,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 317 | $11,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 322 | $11,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 302 | $11,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 30 | $11,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 250 | $11,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 813 | $11,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 158 | $11,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 818 | $11,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 286 | $11,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 78 | $11,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 1,026 | $11,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 757 | $11,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 323 | $11,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 18 | $11,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 270 | $11,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 102 | $11,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 1,000 | $11,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 1,910 | $11,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 4,830 | $11,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505301 | YLD SHS HGH INC | 580 | $11,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 500 | $11,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 122 | $11,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 159 | $11,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 1,302 | $11,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 7,000 | $11,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 2,850 | $11,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 4,120 | $11,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 538 | $11,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 280 | $11,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 538 | $11,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 406 | $11,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 1,422 | $11,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 664 | $11,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 639 | $11,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 233 | $11,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 540 | $11,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 1,500 | $11,000 | thousands by filing date | put |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 512 | $11,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 400 | $11,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 6,000 | $11,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 303 | $11,000 | thousands by filing date | |
| SGOCO GROUP LTD | G80751129 | SHS NEW | 4,000 | $11,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 565 | $11,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 200 | $10,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 200 | $10,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 6,745 | $10,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 139 | $10,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 607 | $10,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 250 | $10,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 155 | $10,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 121 | $10,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 866 | $10,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 134 | $10,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 132 | $10,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 122 | $10,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 198 | $10,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 418 | $10,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 6,000 | $10,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 132 | $10,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 329 | $10,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 175 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 103 | $10,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 125 | $10,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 150 | $10,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 1,500 | $10,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 700 | $10,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 855 | $10,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 198 | $10,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 286 | $10,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 257 | $10,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 685 | $10,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 300 | $10,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 133 | $10,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 412 | $10,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 900 | $10,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 750 | $10,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 302 | $10,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 250 | $10,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 740 | $10,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 1,116 | $10,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 310 | $10,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 1,154 | $10,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 1,184 | $10,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 500 | $10,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 879 | $10,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 318 | $10,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 231 | $10,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 103 | $10,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 1,000 | $10,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 540 | $10,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 1,500 | $10,000 | thousands by filing date | put |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 700 | $10,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 800 | $10,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 2,529 | $10,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 1,548 | $10,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B765 | ETRAC 2X LEV LNG | 465 | $10,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 10,475 | $10,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 465 | $10,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 807 | $10,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 660 | $10,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 1,200 | $10,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 5,000 | $10,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 1,100 | $10,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 916 | $10,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 2,594 | $10,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E358 | GLB X PERMETF | 400 | $10,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 82 | $10,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 745 | $10,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X731 | S&P INTL CONS | 254 | $10,000 | thousands by filing date | |
| Wilshire US REIT ETF | 18383M472 | ETF | 215 | $10,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 479 | $10,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q585 | SPROTT JR GLD | 300 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 500 | $10,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 2,000 | $10,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M217 | 2022 HG YLD CB | 405 | $10,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U304 | DEP SHS REPSTG | 400 | $10,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 126 | $9,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 250 | $9,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 343 | $9,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 4,483 | $9,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 800 | $9,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 309 | $9,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 151 | $9,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 2,564 | $9,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 117 | $9,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 1,084 | $9,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 6,625 | $9,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 104 | $9,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 250 | $9,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 488 | $9,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 232 | $9,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 2,580 | $9,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 313 | $9,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 1,877 | $9,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 166 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 425 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 211 | $9,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 342 | $9,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 154 | $9,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 401 | $9,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 307 | $9,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 386 | $9,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 228 | $9,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 283 | $9,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 241 | $9,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 1,000 | $9,000 | thousands by filing date | put |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 825 | $9,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 724 | $9,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 510 | $9,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 1,368 | $9,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 1,020 | $9,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001641866-17-000004 | superseded | 2017-04-26 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001641866-19-000010 | this filing | 2019-06-03 | acceptance time not in the bulk data set |