13F-HR filed by IFP Advisors, Inc
IFP Advisors, Inc filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-10-25, with 3,971 holding rows worth $2,453,541,000 by the sum of the rows.
- Accession
- 0001641866-18-000008
- Filer
- CIK 1641866
- Filed
- 2018-10-25
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 3,991 entries on the cover page, a total value of $2,454,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,453,541,000 with VALUE read as thousands by filing date, 13F file number 028-17164. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The cover page states a total of $2,454,000, about 1/1,000 of the sum of the rows, $2,453,541,000. The filer likely wrote its cover total in thousands and its rows in dollars. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464288620 | SHS | 765 | $41,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 1,247 | $41,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 605 | $41,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 584 | $41,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 2,249 | $41,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 4,358 | $41,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 1,000 | $41,000 | thousands by filing date | call |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 3,769 | $41,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 587 | $40,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 755 | $40,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 498 | $40,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 335 | $40,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 2,041 | $40,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 8,452 | $40,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 930 | $40,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 1,152 | $40,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 250 | $40,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 1,825 | $40,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 899 | $40,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 1,816 | $40,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 1,985 | $40,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 966 | $40,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 3,200 | $40,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 1,169 | $40,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 986 | $40,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 1,571 | $40,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 1,382 | $39,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 698 | $39,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 1,775 | $39,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 1,002 | $39,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 561 | $39,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 1,669 | $39,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 406 | $39,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 2,658 | $39,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 2,340 | $39,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 3,000 | $39,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 2,500 | $39,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 926 | $39,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 1,000 | $39,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 400 | $38,000 | thousands by filing date | put |
| CAMECO CORP COM | 13321L108 | Stock | 3,313 | $38,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 3,050 | $38,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 500 | $38,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 1,862 | $38,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 853 | $38,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 396 | $38,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 2,104 | $38,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 4,400 | $38,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 273 | $38,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 2,742 | $38,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 3,533 | $38,000 | thousands by filing date | |
| DBX ETF TR ETF X TRACKERS SHORT DUR HIGH YIELD BOND ETF | 233051283 | ETF | 754 | $38,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 3,920 | $38,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 1,000 | $38,000 | thousands by filing date | call |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 3,073 | $38,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 1,200 | $37,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 705 | $37,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 734 | $37,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 308 | $37,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 1,484 | $37,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 2,199 | $37,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 637 | $37,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 986 | $37,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 1,104 | $37,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 445 | $37,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 850 | $37,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 1,120 | $37,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 15,950 | $37,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 900 | $37,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H601 | GOLD FD | 984 | $37,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V555 | INSIDER SENMNT | 554 | $37,000 | thousands by filing date | |
| ISHARES US ETF TR | 46431W820 | INT RT HD EMRG | 1,440 | $37,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 727 | $36,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 510 | $36,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 1,340 | $36,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 506 | $36,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 1,747 | $36,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 378 | $36,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 502 | $36,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 649 | $36,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 475 | $36,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 3,750 | $36,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 2,227 | $36,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R688 | S&P INTL DIVID | 2,100 | $36,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 3,000 | $36,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y731 | CONSCIOUS COS | 1,687 | $36,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 1,708 | $36,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 1,000 | $36,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 669 | $36,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 1,450 | $36,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 1,242 | $36,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 1,527 | $36,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 5,631 | $36,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 1,040 | $36,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 6,000 | $36,000 | thousands by filing date | |
| TRANSAMERICA ETF TR | 89349P404 | mc | 709 | $36,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 274 | $35,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 327 | $35,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 888 | $35,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 273 | $35,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 773 | $35,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 7,635 | $35,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 864 | $35,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 1,200 | $35,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 1,176 | $35,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 2,137 | $35,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 112 | $35,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 872 | $35,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 3,034 | $35,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 731 | $35,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 864 | $35,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 5,440 | $35,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 3,000 | $35,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 1,400 | $35,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 1,520 | $35,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 734 | $35,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 4,957 | $35,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 5,354 | $35,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 494 | $35,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 865 | $35,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 235 | $34,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 6,447 | $34,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 748 | $34,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 882 | $34,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 548 | $34,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 2,453 | $34,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 1,470 | $34,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 1,413 | $34,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 467 | $34,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 1,208 | $34,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 258 | $34,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 1,223 | $34,000 | thousands by filing date | |
| PROSHARES TR | 74347B235 | PSHS SHORT DOW30 | 625 | $34,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 2,475 | $34,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 268 | $34,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 985 | $34,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 955 | $34,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 2,000 | $33,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 1,609 | $33,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 1,102 | $33,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 639 | $33,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 638 | $33,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 576 | $33,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 778 | $33,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 393 | $33,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 483 | $33,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 587 | $33,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 780 | $33,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 1,605 | $33,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 902 | $33,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 1,538 | $33,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 3,490 | $33,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 750 | $33,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 1,412 | $33,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R700 | WBI BBR YLD 3000 | 1,236 | $33,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 2,015 | $33,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 1,154 | $33,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 500 | $32,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 334 | $32,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 485 | $32,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 1,250 | $32,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 1,050 | $32,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 621 | $32,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 823 | $32,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 650 | $32,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 880 | $32,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 2,028 | $32,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 2,580 | $32,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 361 | $32,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 1,900 | $32,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 2,055 | $32,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R304 | WBI BBR YLD 2000 | 1,414 | $32,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 400 | $31,000 | thousands by filing date | call |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 3,610 | $31,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 1,357 | $31,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 480 | $31,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 10,355 | $31,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 413 | $31,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 705 | $31,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 828 | $31,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 1,000 | $31,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 1,000 | $31,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 503 | $31,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 412 | $31,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 70 | $31,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 1,100 | $31,000 | thousands by filing date | call |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 322 | $31,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 1,726 | $31,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 1,535 | $31,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 332 | $31,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 4,266 | $31,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 931 | $31,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 296 | $31,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 461 | $31,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P504 | INCOME EQT FOCUS | 950 | $31,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 1,790 | $31,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 1,342 | $31,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 500 | $31,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 1,675 | $31,000 | thousands by filing date | |
| JP MORGAN EXCHANGE TRADED FD | 46641Q506 | DIVRSFD RT INT | 1,000 | $31,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 200 | $30,000 | thousands by filing date | put |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 670 | $30,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 930 | $30,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 1,196 | $30,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 490 | $30,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 3,241 | $30,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 1,600 | $30,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 2,582 | $30,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 477 | $30,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 1,000 | $30,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 368 | $30,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 1,070 | $30,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 200 | $30,000 | thousands by filing date | put |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 3,440 | $30,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 991 | $30,000 | thousands by filing date | |
| ISHARES GLOBAL EQUITY FACTOR ETF | 46434V316 | COM | 990 | $30,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 5,333 | $30,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 728 | $30,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 2,000 | $30,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 610 | $30,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 30,000 | $30,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 1,300 | $30,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 1,106 | $29,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 382 | $29,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 498 | $29,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 200 | $29,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 507 | $29,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 2,536 | $29,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 93 | $29,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 234 | $29,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 340 | $29,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 500 | $29,000 | thousands by filing date | call |
| BOISE CASCADE CO DEL | 09739D100 | COM | 781 | $29,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 1,400 | $29,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 1,616 | $29,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 2,385 | $29,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 2,300 | $29,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 588 | $29,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 1,087 | $29,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733A201 | DOW 30 EQL WGT | 1,250 | $29,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 3,000 | $29,000 | thousands by filing date | |
| JANUS DETROIT | 47103U100 | MF Closed and MF Open | 630 | $29,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 800 | $29,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 3,006 | $29,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E102 | COM | 101,876 | $29,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 500 | $28,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 379 | $28,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 173 | $28,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 401 | $28,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 282 | $28,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 700 | $28,000 | thousands by filing date | put |
| OSHKOSH CORP COM | 688239201 | Stock | 392 | $28,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 280 | $28,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 1,200 | $28,000 | thousands by filing date | |
| PACER FDS TR | 69374H873 | DEVELOPED MRKT | 1,000 | $28,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 1,550 | $28,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 284 | $28,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 158 | $28,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 2,445 | $28,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 965 | $28,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 2,268 | $28,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 1,796 | $28,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 381 | $28,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 797 | $28,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 1,281 | $28,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 792 | $28,000 | thousands by filing date | |
| ANDEAVOR | 03349M105 | COM | 184 | $28,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 3,180 | $28,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 7,313 | $28,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 1,771 | $28,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R502 | WBI BBR RNG 3000 | 996 | $28,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 500 | $27,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 359 | $27,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 134 | $27,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 500 | $27,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 239 | $27,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 465 | $27,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 1,524 | $27,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 1,220 | $27,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 3,115 | $27,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 456 | $27,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 417 | $27,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 57,079 | $27,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 661 | $27,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 402 | $27,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 852 | $27,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 1,102 | $27,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 13,934 | $27,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 585 | $27,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 428 | $27,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 538 | $27,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 1,255 | $27,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 2,704 | $27,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 414 | $27,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 2,113 | $27,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 1,410 | $27,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 1,980 | $27,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 495 | $27,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 748 | $27,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 1,000 | $27,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 10,000 | $27,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR RNG 2000 | 00400R106 | CEF | 1,094 | $27,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR GBL ROTN | 00400R866 | CEF | 1,076 | $27,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 100 | $26,000 | thousands by filing date | put |
| EXELIXIS INC COM | 30161Q104 | Stock | 1,470 | $26,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 46,453 | $26,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 245 | $26,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 1,624 | $26,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 428 | $26,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 172 | $26,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 840 | $26,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 327 | $26,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 717 | $26,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 1,250 | $26,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 9,162 | $26,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 480 | $26,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 3,035 | $26,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 579 | $26,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 1,947 | $26,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 5,319 | $26,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 1,226 | $26,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 500 | $26,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 700 | $26,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 1,500 | $26,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 1,434 | $26,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 568 | $26,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 7,000 | $26,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 4,080 | $26,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 958 | $26,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 1,380 | $26,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 750 | $25,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 354 | $25,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 196 | $25,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 555 | $25,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 197 | $25,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 1,725 | $25,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 1,128 | $25,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 960 | $25,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 219 | $25,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 3,075 | $25,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 573 | $25,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 238 | $25,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 3,339 | $25,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 806 | $25,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 450 | $25,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 2,000 | $25,000 | thousands by filing date | |
| WISDOMTREE FLOATING RATETREASURY FUND | 97717X628 | COM | 995 | $25,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 5,940 | $25,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 492 | $25,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 1,301 | $25,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X446 | GBL SMLCP DIVI | 770 | $25,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 8,951 | $24,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 3,909 | $24,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 653 | $24,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 385 | $24,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 479 | $24,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 303 | $24,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 2,445 | $24,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 633 | $24,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 763 | $24,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 363 | $24,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 949 | $24,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y888 | SPECTRUM PFD | 250 | $24,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 950 | $24,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 750 | $24,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R601 | WBI BBR VAL 3000 | 780 | $24,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R809 | WBI BBR QTY 3000 | 840 | $24,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 642 | $24,000 | thousands by filing date | |
| AMPLIPHI BIOSCIENCES CORP | 03211P301 | COM PAR | 23,500 | $24,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 150 | $23,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 2,500 | $23,000 | thousands by filing date | put |
| MATADOR RES CO COM | 576485205 | Stock | 692 | $23,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 1,116 | $23,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 1,045 | $23,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 904 | $23,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 1,055 | $23,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 300 | $23,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 347 | $23,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 293 | $23,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 248 | $23,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 705 | $23,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 350 | $23,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 937 | $23,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 1,146 | $23,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 930 | $23,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 3,500 | $23,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 1,038 | $23,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 895 | $23,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 294 | $23,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 15,000 | $23,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 2,028 | $23,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 670 | $23,000 | thousands by filing date | |
| Link Motion Inc | 53577L105 | COM | 35,500 | $23,000 | thousands by filing date | |
| DYNATRONICS CORP | 268157401 | COM NEW | 8,000 | $23,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 831 | $23,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06745R693 | IPATH B S&P ETN | 302 | $23,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 2,500 | $23,000 | thousands by filing date | |
| TRANSAMERICA ETF TR | 89349P206 | mc | 405 | $23,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR QTY 2000 | 00400R403 | CEF | 946 | $23,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 504 | $22,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 172 | $22,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 330 | $22,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 1,159 | $22,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 1,528 | $22,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 1,704 | $22,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 185 | $22,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 410 | $22,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 223 | $22,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 1,429 | $22,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 5,250 | $22,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 302 | $22,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 792 | $22,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 250 | $22,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 1,000 | $22,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 279 | $22,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 306 | $22,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 1,069 | $22,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 725 | $22,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 500 | $22,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 712 | $22,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 1,890 | $22,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 1,740 | $22,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 408 | $22,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R205 | WBI BBR VAL 2000 | 946 | $22,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 447 | $21,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 500 | $21,000 | thousands by filing date | put |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 515 | $21,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 405 | $21,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 1,276 | $21,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 144 | $21,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 90 | $21,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 683 | $21,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 771 | $21,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 231 | $21,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 316 | $21,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 550 | $21,000 | thousands by filing date | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 796 | $21,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 365 | $21,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 700 | $21,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 702 | $21,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 1,500 | $21,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L852 | COM | 461 | $21,000 | thousands by filing date | |
| LEGACY RESVS INC COM | 524706108 | Stock | 4,359 | $21,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 1,796 | $20,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 250 | $20,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 607 | $20,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 123 | $20,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 427 | $20,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 1,763 | $20,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 887 | $20,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 401 | $20,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 2,343 | $20,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 768 | $20,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 704 | $20,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 862 | $20,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 1,582 | $20,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 1,547 | $20,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 712 | $20,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 1,163 | $20,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 362 | $20,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 414 | $20,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 825 | $20,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 890 | $20,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 1,168 | $20,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E851 | DAILY JR BULL 3X | 2,769 | $20,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N808 | VICOTRYSHS EMG | 840 | $20,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 2,063 | $20,000 | thousands by filing date | |
| INVESCO BLDRS INDEX FDS TR | 46090C404 | EUROPE 100 ADR | 900 | $20,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 600 | $19,000 | thousands by filing date | call |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 3,630 | $19,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 3,774 | $19,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 87 | $19,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 236 | $19,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 79 | $19,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 131 | $19,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 314 | $19,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 150 | $19,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 248 | $19,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 281 | $19,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 400 | $19,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 1,634 | $19,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 389 | $19,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 1,201 | $19,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 872 | $19,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 723 | $19,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 3,097 | $19,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 1,076 | $19,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 1,801 | $19,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 2,435 | $19,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 1,000 | $19,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 1,553 | $19,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 305 | $19,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 773 | $19,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 400 | $19,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 779 | $19,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 1,211 | $19,000 | thousands by filing date | |
| ACORN INTL INC | 004854204 | SPONSORD ADR NEW | 1,000 | $19,000 | thousands by filing date | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 180 | $18,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 297 | $18,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 1,048 | $18,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001641866-18-000008 | this filing | 2018-10-25 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001641866-19-000015 | base | 2019-06-03 | acceptance time not in the bulk data set |