13F-HR filed by IFP Advisors, Inc
IFP Advisors, Inc filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-10-30, with 4,269 holding rows worth $2,518,371,000.
- Accession
- 0001641866-17-000007
- Filer
- CIK 1641866
- Filed
- 2017-10-30
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 4,291 entries on the cover page, a total value of $2,518,371,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,518,371,000 with VALUE read as thousands by filing date, 13F file number 028-17164. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ROLLINS INC COM | 775711104 | Stock | 1,063 | $49,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 814 | $49,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 4,615 | $49,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 2,799 | $49,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 3,383 | $49,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 839 | $49,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 5,267 | $49,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 9,009 | $49,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 1,186 | $48,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 433 | $48,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 1,139 | $48,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 1,203 | $48,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 517 | $48,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 819 | $48,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 2,201 | $48,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 1,010 | $48,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 2,601 | $48,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 1,223 | $48,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 2,536 | $48,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 8,855 | $48,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 3,255 | $48,000 | thousands by filing date | |
| AVEXIS INC | 05366U100 | COM | 500 | $48,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 1,295 | $47,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 1,006 | $47,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 772 | $47,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 3,298 | $47,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 3,036 | $47,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 2,049 | $47,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 3,970 | $47,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 1,426 | $47,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 864 | $47,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 1,721 | $47,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 3,000 | $47,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 12,208 | $47,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 525 | $47,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 1,808 | $47,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 6,497 | $47,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 399 | $46,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 6,964 | $46,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 3,200 | $46,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 1,336 | $46,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 749 | $46,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 1,479 | $46,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 841 | $46,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 1,688 | $46,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 14,095 | $46,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 2,825 | $46,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 762 | $45,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 1,516 | $45,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 1,598 | $45,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 478 | $45,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 907 | $45,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 914 | $45,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 549 | $45,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 2,749 | $45,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 3,330 | $45,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 3,077 | $45,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 767 | $45,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 1,085 | $45,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 237 | $45,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 9,722 | $45,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 326 | $44,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 1,396 | $44,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 885 | $44,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 1,399 | $44,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 359 | $44,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 342 | $44,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 579 | $44,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 2,197 | $44,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 4,206 | $44,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 2,359 | $44,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 1,071 | $44,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 460 | $43,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 882 | $43,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 96 | $43,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 3,114 | $43,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 1,440 | $43,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 10,550 | $43,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 513 | $43,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 4,942 | $43,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 987 | $43,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 213 | $43,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 2,013 | $43,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 713 | $43,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 6,000 | $43,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 645 | $43,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 985 | $43,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 10,000 | $43,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 1,852 | $42,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 219 | $42,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 436 | $42,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 3,050 | $42,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 639 | $42,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 1,539 | $42,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 2,652 | $42,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 967 | $42,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 2,953 | $42,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 8,808 | $42,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 862 | $42,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 2,666 | $42,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 1,608 | $42,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 835 | $42,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 3,293 | $42,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 2,055 | $42,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 976 | $41,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 1,736 | $41,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 1,137 | $41,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 506 | $41,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 3,894 | $41,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 858 | $41,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 731 | $41,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 623 | $41,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 872 | $41,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 720 | $41,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 1,568 | $41,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 5,200 | $41,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 5,648 | $41,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 1,823 | $41,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 2,460 | $41,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 30,101 | $41,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 1,453 | $41,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 645 | $40,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 6,548 | $40,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 1,449 | $40,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 374 | $40,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 1,558 | $40,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 464 | $40,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 200 | $40,000 | thousands by filing date | call |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 1,629 | $40,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 553 | $40,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 1,686 | $40,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 3,000 | $40,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 3,408 | $40,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 1,686 | $40,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 3,300 | $40,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 3,565 | $40,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 773 | $40,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 5,000 | $40,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 1,967 | $40,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 2,913 | $40,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 342 | $39,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 755 | $39,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 319 | $39,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 1,198 | $39,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 1,399 | $39,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 406 | $39,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 5,422 | $39,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 1,234 | $39,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 1,650 | $39,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 1,375 | $39,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 2,027 | $39,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 516 | $39,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 2,023 | $39,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 2,378 | $39,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 1,594 | $39,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 963 | $39,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 1,502 | $39,000 | thousands by filing date | |
| LEGG MASON ETF INVT TR | 52468L604 | EMRG MKTS VOLA | 1,423 | $39,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 752 | $38,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 970 | $38,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 309 | $38,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 500 | $38,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 900 | $38,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 3,772 | $38,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 697 | $38,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 4,372 | $38,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 445 | $38,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 696 | $38,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 8,310 | $38,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 358 | $38,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 1,350 | $38,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 1,325 | $38,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 563 | $37,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 548 | $37,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 712 | $37,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 2,083 | $37,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 750 | $37,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 1,300 | $37,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 1,154 | $37,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 764 | $37,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 51 | $37,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 353 | $37,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 1,150 | $37,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 600 | $37,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 477 | $37,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 357 | $37,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 1,594 | $37,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 700 | $37,000 | thousands by filing date | call |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 430 | $37,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 1,520 | $37,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 2,518 | $37,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 891 | $37,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 25 | $37,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 11,295 | $37,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 383 | $37,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 900 | $37,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 575 | $36,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 971 | $36,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 704 | $36,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 3,020 | $36,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 1,210 | $36,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 2,077 | $36,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 433 | $36,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 1,500 | $36,000 | thousands by filing date | put |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 1,035 | $36,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 581 | $36,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 1,500 | $36,000 | thousands by filing date | call |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 4,716 | $36,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 412 | $36,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 5,749 | $36,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 4,828 | $36,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 1,135 | $36,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 154 | $36,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 5,000 | $36,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 16,715 | $36,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 318 | $36,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 668 | $36,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 23,900 | $36,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 952 | $36,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 371 | $35,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 238 | $35,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 1,527 | $35,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 2,581 | $35,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 1,048 | $35,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 5,600 | $35,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 4,500 | $35,000 | thousands by filing date | put |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 1,842 | $35,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 1,591 | $35,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 5,853 | $35,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 400 | $35,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 4,069 | $35,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 500 | $35,000 | thousands by filing date | |
| BIOVERATIV INC | 09075E100 | COM | 612 | $35,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 1,027 | $35,000 | thousands by filing date | |
| SUNSHINE BANCORP INC COM | 86777J108 | Stock | 1,500 | $35,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 400 | $34,000 | thousands by filing date | put |
| KBHOME | 48666K109 | COM | 1,420 | $34,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 747 | $34,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 321 | $34,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 4,500 | $34,000 | thousands by filing date | call |
| TRANSUNION COM | 89400J107 | Stock | 711 | $34,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 750 | $34,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 696 | $34,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 490 | $34,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 832 | $34,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 294 | $34,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 2,864 | $34,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 3,445 | $34,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 235 | $34,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 1,569 | $34,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 715 | $34,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 262 | $34,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 660 | $34,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 3,710 | $34,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 4,503 | $34,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 675 | $34,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 1,065 | $34,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 985 | $34,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 1,283 | $33,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 4,684 | $33,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 897 | $33,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 405 | $33,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 1,756 | $33,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 2,231 | $33,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 1,000 | $33,000 | thousands by filing date | put |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 318 | $33,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 3,000 | $33,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 873 | $33,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 3,591 | $33,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 2,228 | $33,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 1,314 | $33,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 1,482 | $33,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 2,165 | $33,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 2,472 | $33,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 1,223 | $33,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 650 | $33,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 1,500 | $33,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 1,250 | $33,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 750 | $33,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 1,500 | $33,000 | thousands by filing date | call |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 2,096 | $33,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 1,369 | $33,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 9,700 | $33,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 454 | $33,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 1,640 | $33,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 2,166 | $33,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 2,210 | $33,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 2,125 | $33,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 1,235 | $32,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 300 | $32,000 | thousands by filing date | put |
| LENNOX INTL INC COM | 526107107 | Stock | 180 | $32,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 680 | $32,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 275 | $32,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 434 | $32,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 747 | $32,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 232 | $32,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 767 | $32,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 2,711 | $32,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 2,000 | $32,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 1,953 | $32,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 2,184 | $32,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 1,307 | $32,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 787 | $32,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 5,214 | $32,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 910 | $32,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 545 | $32,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 2,385 | $32,000 | thousands by filing date | |
| REALITY SHS ETF TR | 75605A405 | DIVCN LDRS ETF | 1,100 | $32,000 | thousands by filing date | |
| X-TRACKERS MSCI EAFE SMALL CAP HEDGED EQUITY ETF | 233051580 | ETF | 1,114 | $32,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 208 | $31,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 742 | $31,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 403 | $31,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 470 | $31,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 408 | $31,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 474 | $31,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 2,180 | $31,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 1,056 | $31,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 753 | $31,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 586 | $31,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 595 | $31,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 1,664 | $31,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 487 | $31,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 511 | $31,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 2,247 | $31,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 750 | $31,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 800 | $31,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 5,575 | $31,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M217 | 2022 HG YLD CB | 1,204 | $31,000 | thousands by filing date | |
| DBX ETF TR XTRCK MSCI EUROZ | 233051614 | ETF | 1,167 | $31,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 700 | $30,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 513 | $30,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 1,890 | $30,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 242 | $30,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 465 | $30,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 722 | $30,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 2,389 | $30,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 1,246 | $30,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 763 | $30,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 5,327 | $30,000 | thousands by filing date | |
| DBX ETF TR | 233051515 | XTRACKERS FTSE | 1,031 | $30,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 724 | $30,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 855 | $30,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 2,100 | $30,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 3,452 | $30,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 2,117 | $30,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 3,000 | $30,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 788 | $30,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 2,000 | $30,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 1,229 | $30,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 1,190 | $30,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 604 | $30,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 1,735 | $30,000 | thousands by filing date | |
| EYEGATE PHARMACEUTICALS INC | 30233M107 | COM | 25,800 | $30,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 497 | $29,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 606 | $29,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 866 | $29,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 2,190 | $29,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 188 | $29,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 590 | $29,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 304 | $29,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 3,000 | $29,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 284 | $29,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 1,822 | $29,000 | thousands by filing date | |
| ISHARES GLOBAL EQUITY FACTOR ETF | 46434V316 | COM | 990 | $29,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 850 | $29,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 1,078 | $29,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 736 | $29,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 8,886 | $29,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 355 | $29,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 458 | $29,000 | thousands by filing date | |
| ISHARES US ETF TR | 46431W820 | INT RT HD EMRG | 1,115 | $29,000 | thousands by filing date | |
| JP MORGAN EXCHANGE TRADED FD | 46641Q506 | DIVRSFD RT INT | 1,000 | $29,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 456 | $28,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 504 | $28,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 327 | $28,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 2,196 | $28,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 275 | $28,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 175 | $28,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 548 | $28,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 124 | $28,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 1,586 | $28,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 987 | $28,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 465 | $28,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 2,000 | $28,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 168 | $28,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 861 | $28,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 497 | $28,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 3,149 | $28,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 380 | $28,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 1,560 | $28,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 2,907 | $28,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 500 | $28,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 2,639 | $28,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 801 | $28,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 27,242 | $28,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 5,322 | $28,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 1,000 | $28,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 725 | $28,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 650 | $28,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 2,109 | $28,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 4,583 | $28,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 28,000 | $28,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 1,057 | $27,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 684 | $27,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 613 | $27,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 414 | $27,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 1,196 | $27,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 385 | $27,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 397 | $27,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 274 | $27,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 402 | $27,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 3,125 | $27,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 541 | $27,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 414 | $27,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 488 | $27,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 3,398 | $27,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 2,057 | $27,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 9,220 | $27,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 2,757 | $27,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P504 | INCOME EQT FOCUS | 950 | $27,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 1,143 | $27,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 7,650 | $27,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 1,727 | $27,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 967 | $27,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 4,450 | $27,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 1,797 | $27,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 175 | $26,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 1,510 | $26,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 368 | $26,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 637 | $26,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 316 | $26,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 314 | $26,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 2,122 | $26,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 431 | $26,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 616 | $26,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 1,093 | $26,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 2,910 | $26,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 2,153 | $26,000 | thousands by filing date | |
| DBX ETF TR | 233051556 | XTRCK GERMNY EQT | 1,057 | $26,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 455 | $25,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 330 | $25,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 506 | $25,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 680 | $25,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 274 | $25,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 571 | $25,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 950 | $25,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 1,047 | $25,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 402 | $25,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 600 | $25,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 589 | $25,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 114 | $25,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 1,124 | $25,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 442 | $25,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 1,134 | $25,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 1,100 | $25,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 730 | $25,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 500 | $25,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 1,960 | $25,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 5,406 | $25,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 1,965 | $25,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 595 | $25,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 200 | $25,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 3,866 | $25,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 3,180 | $25,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 3,000 | $25,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 1,209 | $25,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 1,600 | $25,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 595 | $25,000 | thousands by filing date | |
| FQF TR | 351680848 | O SHS FTSE EUR | 989 | $25,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 2,000 | $25,000 | thousands by filing date | call |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 450 | $24,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 38 | $24,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 1,593 | $24,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 245 | $24,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 2,624 | $24,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 641 | $24,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 192 | $24,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 2,400 | $24,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 497 | $24,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 1,255 | $24,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 600 | $24,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 2,297 | $24,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 937 | $24,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 403 | $24,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 3,670 | $24,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 1,092 | $24,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 353 | $24,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R795 | NASDAQ TRANSN | 1,010 | $24,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 2,240 | $24,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 580 | $24,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 6,913 | $24,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 740 | $24,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 2,147 | $24,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 2,222 | $24,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 500 | $24,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90269A302 | ETRACS MTH2XRE | 1,263 | $24,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 726 | $24,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 1,195 | $24,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 425 | $24,000 | thousands by filing date | |
| CNX COAL RES LP COM UNIT RP LP | 12592V100 | Stock | 1,650 | $24,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001641866-17-000007 | this filing | 2017-10-30 | acceptance time not in the bulk data set |