13F-HR filed by IFP Advisors, Inc
IFP Advisors, Inc filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-02, with 4,126 holding rows worth $1,654,642,000 by the sum of the rows.
- Accession
- 0001641866-16-000014
- Filer
- CIK 1641866
- Filed
- 2016-05-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 4,129 entries on the cover page, a total value of $1,655,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,654,642,000 with VALUE read as thousands by filing date, 13F file number 028-17164. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The cover page states a total of $1,655,000, about 1/1,000 of the sum of the rows, $1,654,642,000. The filer likely wrote its cover total in thousands and its rows in dollars. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Q | 74876Y101 | Stock | 501 | $33,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 1,030 | $33,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 684 | $33,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 10,000 | $33,000 | thousands by filing date | |
| WISDOMTREE WESTERN ASSET UNCONSTRAINED BOND FUND | 97717X479 | ETF | 685 | $33,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 385 | $32,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 470 | $32,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 2,276 | $32,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 631 | $32,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 1,594 | $32,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 883 | $32,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 269 | $32,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 1,744 | $32,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 1,172 | $32,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 1,238 | $32,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 1,134 | $32,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 12,265 | $32,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 8,975 | $32,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 2,586 | $32,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 450 | $32,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 1,800 | $32,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 4,000 | $32,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 2,291 | $31,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 486 | $31,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 335 | $31,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 511 | $31,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 2,000 | $31,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 318 | $31,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 1,764 | $31,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 2,483 | $31,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 1,140 | $31,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061508 | GLB MOMENT ETF | 1,350 | $31,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 1,135 | $31,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 4,206 | $31,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 719 | $31,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 1,790 | $31,000 | thousands by filing date | |
| AVALANCHE BIOT | 05337G107 | Common Stock | 6,000 | $31,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 973 | $30,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 1,808 | $30,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 2,370 | $30,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 5,745 | $30,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 184 | $30,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 316 | $30,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 800 | $30,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 1,017 | $30,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 187 | $30,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 385 | $30,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 4,001 | $30,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 1,259 | $30,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 2,652 | $30,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 1,100 | $30,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 6,215 | $30,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 3,160 | $30,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 421 | $30,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 850 | $30,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 2,110 | $30,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 1,000 | $30,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 4,000 | $30,000 | thousands by filing date | |
| BABSON CAPITAL PARTICIPATION | 05616B100 | SH B | 2,100 | $30,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 7,156 | $30,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 550 | $30,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 2,000 | $29,000 | thousands by filing date | call |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 538 | $29,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 1,365 | $29,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 403 | $29,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 1,050 | $29,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 950 | $29,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 770 | $29,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 170 | $29,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 714 | $29,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 4,000 | $29,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 4,909 | $29,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 2,470 | $29,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 468 | $29,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 1,251 | $29,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 1,288 | $29,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 1,585 | $29,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 1,330 | $29,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 301 | $29,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 784 | $29,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 777 | $29,000 | thousands by filing date | |
| NETLIST INC | 64118P109 | COM | 21,208 | $29,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 1,358 | $29,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 510 | $29,000 | thousands by filing date | |
| ISHARES BAA-BA | 46432F107 | COM | 564 | $29,000 | thousands by filing date | |
| WISDOMTREE DYNAMIC LONG/SHORT | 97717x313 | INDX FD | 1,100 | $29,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 6,762 | $28,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 448 | $28,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 427 | $28,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 374 | $28,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 440 | $28,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 1,020 | $28,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 589 | $28,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 967 | $28,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 1,738 | $28,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 5,000 | $28,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 681 | $28,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 400 | $28,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 444 | $28,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 974 | $28,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 3,497 | $28,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 6,000 | $28,000 | thousands by filing date | |
| ORAGENICS INC | 684023203 | COM NEW | 30,953 | $28,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 1,101 | $28,000 | thousands by filing date | |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 600 | $28,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 225 | $27,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 308 | $27,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 1,982 | $27,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 329 | $27,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 946 | $27,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 376 | $27,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 372 | $27,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 1,150 | $27,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 2,229 | $27,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 1,945 | $27,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 3,941 | $27,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 1,223 | $27,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 1,014 | $27,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 692 | $27,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 1,327 | $27,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 1,563 | $27,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 770 | $27,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 1,903 | $27,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 1,940 | $27,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 1,102 | $27,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 5,617 | $27,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 1,408 | $27,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 28,000 | $27,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 3,886 | $27,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R254 | HIGH INCOME INFR | 2,369 | $27,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 1,148 | $26,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 500 | $26,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 2,976 | $26,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 4,592 | $26,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 790 | $26,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 457 | $26,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 2,038 | $26,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 1,452 | $26,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 1,522 | $26,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 1,054 | $26,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 5,934 | $26,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 416 | $26,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 10,484 | $26,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 1,212 | $26,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 1,106 | $26,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 320 | $26,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 702 | $26,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 1,160 | $26,000 | thousands by filing date | |
| CAROLINA BK HLDGS INC GREENS | 143785103 | COM | 1,539 | $26,000 | thousands by filing date | |
| EURASIAN MINERALS INC | 29843R100 | COM | 40,500 | $26,000 | thousands by filing date | |
| CTI INDUSTRIES CORP | 125961300 | COM NEW | 3,957 | $26,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 1,031 | $25,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 379 | $25,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 1,349 | $25,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 1,107 | $25,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 237 | $25,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 1,983 | $25,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 171 | $25,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 1,990 | $25,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 1,227 | $25,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 900 | $25,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 2,683 | $25,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 11,020 | $25,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 804 | $25,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 1,413 | $25,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 646 | $25,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 1,189 | $25,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 665 | $25,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 3,970 | $25,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 1,593 | $25,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 595 | $25,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 2,153 | $25,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 3,200 | $25,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR HRZN SP500 CV C | 30151E103 | CEF | 576 | $25,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 670 | $24,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 187 | $24,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 245 | $24,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 3,125 | $24,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 990 | $24,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 400 | $24,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 590 | $24,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 489 | $24,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 1,688 | $24,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 494 | $24,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 1,350 | $24,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 1,339 | $24,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 5,000 | $24,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 4,320 | $24,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 4,232 | $24,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 862 | $24,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 200 | $24,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 3,344 | $24,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 539 | $24,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 1,858 | $24,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 1,575 | $24,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 928 | $24,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 1,890 | $24,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 1,733 | $24,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 1,770 | $24,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 607 | $24,000 | thousands by filing date | |
| DEUTSCHE X-TRACKERS S&P HEDGED GLOBAL INFRASTRUCTURE ETF | 233051671 | ETF | 1,059 | $24,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 582 | $23,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 1,252 | $23,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 2,529 | $23,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 383 | $23,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 387 | $23,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 8,379 | $23,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 582 | $23,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 739 | $23,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 5,573 | $23,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 394 | $23,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 1,847 | $23,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 937 | $23,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 1,052 | $23,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 562 | $23,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 1,509 | $23,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 400 | $23,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 672 | $23,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 1,517 | $23,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 259 | $23,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 351 | $23,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 628 | $23,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 916 | $23,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 6,650 | $23,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 3,383 | $22,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 647 | $22,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 314 | $22,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 732 | $22,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 660 | $22,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 349 | $22,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 579 | $22,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 1,029 | $22,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 299 | $22,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 400 | $22,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 345 | $22,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 1,431 | $22,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 2,174 | $22,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 479 | $22,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 1,931 | $22,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 1,588 | $22,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 3,760 | $22,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 473 | $22,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 5,600 | $22,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 1,337 | $22,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 1,437 | $22,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 4,000 | $22,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 1,501 | $22,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 700 | $22,000 | thousands by filing date | call |
| AGRIUM INC | 008916108 | COM | 249 | $22,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 893 | $22,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 1,650 | $22,000 | thousands by filing date | |
| REALITY SHS ETF TR DIVS ETF | 75605A108 | CEF | 974 | $22,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 1,975 | $22,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 276 | $21,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 894 | $21,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 537 | $21,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 166 | $21,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 1,201 | $21,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 300 | $21,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 500 | $21,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 2,184 | $21,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 782 | $21,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 738 | $21,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 1,344 | $21,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 745 | $21,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 433 | $21,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 1,380 | $21,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 417 | $21,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 1,535 | $21,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 1,700 | $21,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 1,703 | $21,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 1,268 | $21,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 1,362 | $21,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 738 | $21,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 2,165 | $21,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 2,573 | $21,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 6,895 | $21,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 3,387 | $21,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 330 | $21,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 880 | $21,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 1,080 | $21,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 1,523 | $21,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 8,000 | $21,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 2,375 | $21,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 570 | $21,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 200 | $20,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 962 | $20,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 460 | $20,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 239 | $20,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 538 | $20,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 505 | $20,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 753 | $20,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 3,000 | $20,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 55 | $20,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 2,665 | $20,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 553 | $20,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 1,146 | $20,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 382 | $20,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 569 | $20,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 800 | $20,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 1,201 | $20,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 413 | $20,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 2,757 | $20,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 680 | $20,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 56,500 | $20,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 8,049 | $20,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 927 | $20,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 826 | $20,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 606 | $20,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 2,000 | $20,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 5,685 | $20,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 7,155 | $20,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 807 | $20,000 | thousands by filing date | |
| DBX ETF TR | 233051747 | XTRCK JP MRG ESG | 925 | $20,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 6,000 | $20,000 | thousands by filing date | |
| EVERYDAY HEALTH INC COM | 300415106 | Stock | 3,500 | $20,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 444 | $19,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 242 | $19,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 200 | $19,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 1,608 | $19,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 646 | $19,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 850 | $19,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 3,125 | $19,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 1,432 | $19,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 2,900 | $19,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 1,311 | $19,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 1,480 | $19,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 186 | $19,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 163 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739G103 | MNGD FUTRS STRGY | 400 | $19,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 1,500 | $19,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 3,200 | $19,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 2,834 | $19,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 430 | $19,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 2,910 | $19,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 800 | $19,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 400 | $19,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 1,400 | $19,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 607 | $19,000 | thousands by filing date | |
| CHEVIOT FINANCIAL CORP | 16677X105 | COMMON STOCK | 1,285 | $19,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 523 | $19,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 554 | $19,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 408 | $19,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 11,900 | $19,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 2,500 | $19,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 473 | $19,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 130 | $19,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 1,730 | $19,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 1,021 | $19,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 250 | $19,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 20,101 | $19,000 | thousands by filing date | |
| PERSHING GOLD CORP | 715302204 | COM NEW | 4,722 | $19,000 | thousands by filing date | |
| DEUTSCHE X-TRACKERS DOW JONES HEDGED INTERNATIONAL REAL ESTATE ETF | 233051689 | ETF | 830 | $19,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME TR SHS | 25155R100 | CEF | 2,233 | $19,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 6,200 | $18,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 2,183 | $18,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 3,927 | $18,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 240 | $18,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 265 | $18,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 316 | $18,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 416 | $18,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 279 | $18,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 238 | $18,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 1,776 | $18,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 810 | $18,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 187 | $18,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 1,000 | $18,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 1,000 | $18,000 | thousands by filing date | put |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 1,972 | $18,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 1,383 | $18,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 1,067 | $18,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 1,460 | $18,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 1,065 | $18,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 1,086 | $18,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 246 | $18,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 918 | $18,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 1,185 | $18,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 391 | $18,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 1,185 | $18,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 1,257 | $18,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 1,300 | $18,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 433 | $18,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 6,610 | $18,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 595 | $18,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 1,330 | $18,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 5,750 | $18,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 515 | $18,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 1,990 | $18,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L444 | 30 YR TREAS BEAR | 1,100 | $18,000 | thousands by filing date | |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 2,162 | $18,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 1,960 | $18,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 684 | $18,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 596 | $17,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 3,875 | $17,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 308 | $17,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 396 | $17,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 249 | $17,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 496 | $17,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 676 | $17,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 4,800 | $17,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 575 | $17,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 772 | $17,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 219 | $17,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 1,425 | $17,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 1,045 | $17,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 1,000 | $17,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 567 | $17,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 411 | $17,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 562 | $17,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 496 | $17,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 2,895 | $17,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 462 | $17,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 257 | $17,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 3,753 | $17,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 985 | $17,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90269A302 | ETRACS MTH2XRE | 1,272 | $17,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 470 | $17,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 4,377 | $17,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 1,000 | $17,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 1,000 | $17,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 1,547 | $17,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 656 | $17,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 1,692 | $17,000 | thousands by filing date | |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 900 | $17,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 1,074 | $17,000 | thousands by filing date | |
| Full Circle Capital Corp. | 359671104 | COM | 6,600 | $17,000 | thousands by filing date | |
| DYNATRONICS CORP | 268157401 | COM NEW | 6,000 | $17,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 1,000 | $17,000 | thousands by filing date | |
| CEB INC | 125134106 | COM | 256 | $17,000 | thousands by filing date | |
| CNX COAL RES LP COM UNIT RP LP | 12592V100 | Stock | 2,300 | $17,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 295 | $16,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 290 | $16,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 141 | $16,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 198 | $16,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 659 | $16,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 45 | $16,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 1,065 | $16,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 448 | $16,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 688 | $16,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 818 | $16,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 895 | $16,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 503 | $16,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 326 | $16,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 208 | $16,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 495 | $16,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 500 | $16,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 1,890 | $16,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 333 | $16,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 530 | $16,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 2,052 | $16,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 1,500 | $16,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 1,146 | $16,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 244 | $16,000 | thousands by filing date | |
| GILEAD SCIENCES INC | 375558AP8 | CORPORATE OBLIG | 4,000 | $16,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 10,000 | $16,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 885 | $16,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 1,020 | $16,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 937 | $16,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 617 | $16,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 1,411 | $16,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 1,102 | $16,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 1,150 | $16,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R783 | SOLAR ENRG NEW | 325 | $16,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 11,975 | $16,000 | thousands by filing date | |
| DBX ETF TR | 233051739 | UIT EXCHANGE TRADED | 686 | $16,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 283 | $15,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 1,387 | $15,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 508 | $15,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 361 | $15,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 780 | $15,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 1,165 | $15,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 1,151 | $15,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 574 | $15,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 293 | $15,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 230 | $15,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 621 | $15,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 973 | $15,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 168 | $15,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 234 | $15,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 1,000 | $15,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 600 | $15,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 869 | $15,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 291 | $15,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 314 | $15,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 278 | $15,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 2,100 | $15,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505301 | YLD SHS HGH INC | 816 | $15,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 450 | $15,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 500 | $15,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 872 | $15,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 711 | $15,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 724 | $15,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 481 | $15,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 1,500 | $15,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 700 | $15,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 2,434 | $15,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 200 | $15,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 1,414 | $15,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 686 | $15,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 7,636 | $15,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001641866-16-000014 | this filing | 2016-05-02 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001641866-19-000006 | base | 2019-06-03 | acceptance time not in the bulk data set |