13F-HR filed by IFP Advisors, Inc
IFP Advisors, Inc filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-11, with 3,996 holding rows worth $1,489,759,000.
- Accession
- 0001641866-16-000013
- Filer
- CIK 1641866
- Filed
- 2016-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 4,000 entries on the cover page, a total value of $1,489,759,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,489,759,000 with VALUE read as thousands by filing date, 13F file number 028-17164. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 895 | $27,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 1,101 | $27,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 2,155 | $27,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 28,000 | $27,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 422 | $26,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 949 | $26,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 278 | $26,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 339 | $26,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 356 | $26,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 420 | $26,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 2,160 | $26,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 2,501 | $26,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 867 | $26,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 5,000 | $26,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 447 | $26,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 1,060 | $26,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 2,000 | $26,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 400 | $26,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 346 | $26,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 281 | $26,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 12,765 | $26,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 902 | $26,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 14,689 | $26,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 2,522 | $26,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 595 | $26,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 595 | $26,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 1,890 | $26,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 4,097 | $26,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 3,846 | $26,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 1,650 | $25,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 356 | $25,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 231 | $25,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 700 | $25,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 1,400 | $25,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 1,357 | $25,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 248 | $25,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 448 | $25,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 959 | $25,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 697 | $25,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 513 | $25,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 2,500 | $25,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 1,165 | $25,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 876 | $25,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 2,331 | $25,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 630 | $25,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 717 | $25,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 1,575 | $25,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 702 | $25,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 977 | $25,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR HRZN SP500 CV C | 30151E103 | CEF | 571 | $25,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 1,783 | $24,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 330 | $24,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 647 | $24,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 715 | $24,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 5,493 | $24,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 1,107 | $24,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 3,000 | $24,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 505 | $24,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 770 | $24,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 1,522 | $24,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 1,350 | $24,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 1,847 | $24,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 1,339 | $24,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 420 | $24,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 5,000 | $24,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 391 | $24,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 594 | $24,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 1,545 | $24,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 898 | $24,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 1,772 | $24,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 320 | $24,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 5,120 | $24,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R803 | RBA QUALIN ETF | 1,206 | $24,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 205 | $23,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 330 | $23,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 338 | $23,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 2,262 | $23,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 473 | $23,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 1,452 | $23,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 489 | $23,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 1,095 | $23,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 3,909 | $23,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 1,726 | $23,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 1,710 | $23,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 700 | $23,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 937 | $23,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 349 | $23,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 1,227 | $23,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 494 | $23,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 203 | $23,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 2,855 | $23,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 1,798 | $23,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 4,194 | $23,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 4,607 | $23,000 | thousands by filing date | |
| UBS AG JERSEY BRANCH | 902664200 | 2XMN ALR MLP INF | 1,030 | $23,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 162 | $23,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 1,733 | $23,000 | thousands by filing date | |
| REALITY SHS ETF TR DIVS ETF | 75605A108 | CEF | 974 | $23,000 | thousands by filing date | |
| CREDIT SUISSE AG VELCITYSHRES 2X VIX SH-TRM ETN | 22539T423 | ETF | 3,700 | $23,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 3,139 | $22,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 276 | $22,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 399 | $22,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 304 | $22,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 990 | $22,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 640 | $22,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 2,184 | $22,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 819 | $22,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 1,670 | $22,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 3,861 | $22,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 735 | $22,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 433 | $22,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 1,504 | $22,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 4,100 | $22,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 511 | $22,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 1,625 | $22,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 16,811 | $22,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 4,077 | $22,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 2,002 | $22,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 2,756 | $22,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 1,075 | $22,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 22,000 | $22,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 1,185 | $22,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461654 | LOW VOL EM DIV | 1,915 | $22,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 1,500 | $22,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 1,670 | $22,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 570 | $21,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 325 | $21,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 1,636 | $21,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 658 | $21,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 519 | $21,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 2,369 | $21,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 55 | $21,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 413 | $21,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 1,638 | $21,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 285 | $21,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 345 | $21,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 147 | $21,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 700 | $21,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 1,583 | $21,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 9,220 | $21,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 2,260 | $21,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 1,338 | $21,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 700 | $21,000 | thousands by filing date | call |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 471 | $21,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 2,895 | $21,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 200 | $21,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 408 | $21,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 2,500 | $21,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 3,300 | $21,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 551 | $21,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 150 | $21,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 1,650 | $21,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 6,000 | $21,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 8,000 | $21,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 1,400 | $21,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X693 | GLOBL CP BD FD | 300 | $21,000 | thousands by filing date | |
| Guggenheim BulletShares 2023 C | 18383M241 | ETF | 1,074 | $21,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 1,002 | $20,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 444 | $20,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 1,631 | $20,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 809 | $20,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 477 | $20,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 570 | $20,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 1,023 | $20,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 867 | $20,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 3,200 | $20,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 1,535 | $20,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 750 | $20,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 1,703 | $20,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 647 | $20,000 | thousands by filing date | |
| CHEVIOT FINANCIAL CORP | 16677X105 | COMMON STOCK | 1,285 | $20,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 738 | $20,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 2,165 | $20,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 600 | $20,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 1,403 | $20,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 130 | $20,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 450 | $20,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 2,000 | $20,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 780 | $20,000 | thousands by filing date | |
| CTI INDUSTRIES CORP | 125961300 | COM NEW | 3,957 | $20,000 | thousands by filing date | |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 500 | $20,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 200 | $19,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 315 | $19,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 1,000 | $19,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 2,675 | $19,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 640 | $19,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 574 | $19,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 262 | $19,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 1,000 | $19,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 777 | $19,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 5,074 | $19,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 4,700 | $19,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 981 | $19,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 1,146 | $19,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 382 | $19,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 915 | $19,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 246 | $19,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 915 | $19,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 1,201 | $19,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 2,500 | $19,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 3,310 | $19,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 775 | $19,000 | thousands by filing date | |
| NETLIST INC | 64118P109 | COM | 21,208 | $19,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 1,914 | $19,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 1,078 | $19,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 238 | $19,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 3,448 | $19,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 1,180 | $19,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 368 | $18,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 5,437 | $18,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 531 | $18,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 307 | $18,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 199 | $18,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 537 | $18,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 200 | $18,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 727 | $18,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 268 | $18,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 1,334 | $18,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 178 | $18,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 5,200 | $18,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 1,311 | $18,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 1,480 | $18,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 745 | $18,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 1,311 | $18,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 322 | $18,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 1,065 | $18,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 420 | $18,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 375 | $18,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 1,050 | $18,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 625 | $18,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 549 | $18,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 540 | $18,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 2,434 | $18,000 | thousands by filing date | |
| GILEAD SCIENCES INC | 375558AP8 | CORPORATE OBLIG | 4,000 | $18,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 5,750 | $18,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 10,000 | $18,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 890 | $18,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 945 | $18,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 1,366 | $18,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 2,500 | $18,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 1,204 | $18,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 1,161 | $18,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 250 | $18,000 | thousands by filing date | |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 900 | $18,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 1,074 | $18,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 2,495 | $18,000 | thousands by filing date | |
| EVERYDAY HEALTH INC COM | 300415106 | Stock | 3,000 | $18,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 201 | $17,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 2,696 | $17,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 605 | $17,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 1,099 | $17,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 659 | $17,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 2,068 | $17,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 261 | $17,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 217 | $17,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 4,000 | $17,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 1,800 | $17,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 3,465 | $17,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 1,004 | $17,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 1,049 | $17,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 1,000 | $17,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 423 | $17,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 3,110 | $17,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 420 | $17,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 500 | $17,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 1,185 | $17,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 1,530 | $17,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 989 | $17,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 1,247 | $17,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 1,037 | $17,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 1,006 | $17,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 595 | $17,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 1,100 | $17,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 14,095 | $17,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 7,443 | $17,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 4,550 | $17,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 13,278 | $17,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 1,550 | $17,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 235 | $17,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 11,975 | $17,000 | thousands by filing date | |
| EURASIAN MINERALS INC | 29843R100 | COM | 40,500 | $17,000 | thousands by filing date | |
| PERSHING GOLD CORP | 715302204 | COM NEW | 4,722 | $17,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505608 | JANUS EQL RSK W | 349 | $17,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 290 | $16,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 915 | $16,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 615 | $16,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 277 | $16,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 3,660 | $16,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 1,840 | $16,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 752 | $16,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 425 | $16,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 478 | $16,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 3,125 | $16,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 600 | $16,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 500 | $16,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 1,671 | $16,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 360 | $16,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 1,118 | $16,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 754 | $16,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 1,745 | $16,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 343 | $16,000 | thousands by filing date | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 2,565 | $16,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 2,256 | $16,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 475 | $16,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 427 | $16,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 1,500 | $16,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 1,083 | $16,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 462 | $16,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 1,209 | $16,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 1,973 | $16,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 158 | $16,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 453 | $16,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 3,127 | $16,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 481 | $16,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 1,000 | $16,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 2,559 | $16,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 1,006 | $16,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 1,700 | $16,000 | thousands by filing date | |
| Full Circle Capital Corp. | 359671104 | COM | 6,600 | $16,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 6,877 | $16,000 | thousands by filing date | |
| CEB INC | 125134106 | COM | 256 | $16,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 517 | $15,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 283 | $15,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 541 | $15,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 298 | $15,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 341 | $15,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 2,991 | $15,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 358 | $15,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 1,169 | $15,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 301 | $15,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 186 | $15,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 443 | $15,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 520 | $15,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 1,000 | $15,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 129 | $15,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 495 | $15,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 1,890 | $15,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 158 | $15,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 306 | $15,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 1,080 | $15,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 230 | $15,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 400 | $15,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 400 | $15,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 420 | $15,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 1,547 | $15,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 2,038 | $15,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 200 | $15,000 | thousands by filing date | |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 647 | $15,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 562 | $15,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 3,350 | $15,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 7,555 | $15,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 700 | $15,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 364 | $15,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 948 | $15,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 1,000 | $15,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 533 | $15,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 1,027 | $15,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 450 | $15,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 1,545 | $15,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 536 | $15,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 600 | $15,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 855 | $15,000 | thousands by filing date | |
| API TECHNOLOGIES CORP | 00187E203 | COM NEW | 11,000 | $15,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 48,533 | $15,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 856 | $15,000 | thousands by filing date | |
| CHINA NEW BORUN CORP | 16890T105 | ADR | 10,000 | $15,000 | thousands by filing date | |
| BulletShares 2024 Corporate | 18383M233 | COM | 735 | $15,000 | thousands by filing date | |
| BLACKROCK CAPITAL INVESTMENT | 092533AB4 | NOTE 5.500prct 2/1 | 15,000 | $15,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 508 | $14,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 152 | $14,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 350 | $14,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 377 | $14,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 600 | $14,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 769 | $14,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 199 | $14,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 172 | $14,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 178 | $14,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 659 | $14,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 792 | $14,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 370 | $14,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 1,250 | $14,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 602 | $14,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 1,150 | $14,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 305 | $14,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 1,003 | $14,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 919 | $14,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 125 | $14,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 231 | $14,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 1,228 | $14,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 333 | $14,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 600 | $14,000 | thousands by filing date | call |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 158 | $14,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 2,468 | $14,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 1,116 | $14,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 1,155 | $14,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 500 | $14,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 900 | $14,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 270 | $14,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 242 | $14,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 709 | $14,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 1,301 | $14,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 139 | $14,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 760 | $14,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 2,700 | $14,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 814 | $14,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 1,253 | $14,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 275 | $14,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 328 | $14,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 435 | $14,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 619 | $14,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 12,000 | $14,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 14,000 | $14,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 931 | $14,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 400 | $14,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 1,075 | $14,000 | thousands by filing date | |
| JAN VELOCITY VELOCITY HED | 00162Q791 | Equities | 500 | $14,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 600 | $13,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 519 | $13,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 131 | $13,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 363 | $13,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 450 | $13,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 135 | $13,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 1,315 | $13,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 159 | $13,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 1,250 | $13,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 385 | $13,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 811 | $13,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 1,000 | $13,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 278 | $13,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 681 | $13,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 158 | $13,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 750 | $13,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 378 | $13,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 266 | $13,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 700 | $13,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 2,000 | $13,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 1,030 | $13,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 556 | $13,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 386 | $13,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 1,350 | $13,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 235 | $13,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 353 | $13,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 930 | $13,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 4,221 | $13,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 400 | $13,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 332 | $13,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 6,913 | $13,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 884 | $13,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 140 | $13,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 4,686 | $13,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 187 | $13,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 6,000 | $13,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 211 | $13,000 | thousands by filing date | |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 294 | $13,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 521 | $13,000 | thousands by filing date | |
| ISHARES TR | 46429B770 | ISHARES INT INFL LINKED BOND | 330 | $13,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 1,575 | $13,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055AE7 | NOTE | 15,000 | $13,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 350 | $13,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 1,000 | $13,000 | thousands by filing date | |
| ISHARES TR | 46432FAT4 | 2016 CP TM ETF | 126 | $13,000 | thousands by filing date | |
| COMSTOCK MNG INC COM | 381536309 | Stock | 33,721 | $13,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 451 | $12,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 517 | $12,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 1,000 | $12,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 112 | $12,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 287 | $12,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 500 | $12,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 505 | $12,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 505 | $12,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 680 | $12,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 289 | $12,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 399 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 275 | $12,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 417 | $12,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 336 | $12,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 365 | $12,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 213 | $12,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 438 | $12,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 348 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 107 | $12,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 105 | $12,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 2,052 | $12,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 540 | $12,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 7,450 | $12,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 1,092 | $12,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 305 | $12,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 1,173 | $12,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 767 | $12,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 580 | $12,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 442 | $12,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 284 | $12,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 1,288 | $12,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 308 | $12,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 1,900 | $12,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 304 | $12,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 909 | $12,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 3,922 | $12,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 2,410 | $12,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 675 | $12,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001641866-16-000013 | this filing | 2016-02-11 | acceptance time not in the bulk data set |