13F-HR filed by Pointe Capital Management LLC
Pointe Capital Management LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-07, with 144 holding rows worth $135,356,449.
- Accession
- 0001640335-23-000004
- Filer
- CIK 1640335
- Filed
- 2023-11-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 144 entries on the cover page, a total value of $135,356,449 stated on the cover page (in dollars after the unit check, H1), rows summing to $135,356,449 with VALUE read as dollars as filed, 13F file number 028-16955. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 94,544 | $9,768,297 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 116,707 | $8,770,566 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 3,517 | $8,089,457 | dollars as filed | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 27,976 | $7,441,329 | dollars as filed | |
| ISHARES TR | 464287457 | COM | 71,212 | $5,766,062 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 15,813 | $5,539,294 | dollars as filed | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 82,974 | $3,948,735 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 8,948 | $2,825,331 | dollars as filed | |
| Apple Inc | 037833100 | COM | 15,170 | $2,597,256 | dollars as filed | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 54,300 | $2,597,168 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 13,494 | $2,313,546 | dollars as filed | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 152,919 | $2,151,579 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 3,450 | $1,949,112 | dollars as filed | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 55,249 | $1,917,711 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 12,768 | $1,851,615 | dollars as filed | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 151,614 | $1,749,622 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 12,720 | $1,616,966 | dollars as filed | |
| CRESCENT ENERGY COMPANY CL A COM | 44952J104 | Stock | 112,459 | $1,421,482 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 174,592 | $1,286,743 | dollars as filed | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 7,673 | $1,273,411 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 7,196 | $1,271,812 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 9,357 | $1,233,720 | dollars as filed | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 7,791 | $1,182,815 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 3,939 | $1,182,527 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 15,803 | $1,137,342 | dollars as filed | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 41,163 | $1,126,626 | dollars as filed | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 42,080 | $1,064,203 | dollars as filed | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 24,668 | $1,040,977 | dollars as filed | |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 88,549 | $1,003,261 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 18,360 | $987,034 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 2,446 | $968,396 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 7,779 | $931,924 | dollars as filed | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 25,697 | $907,618 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,756 | $885,358 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 7,405 | $870,639 | dollars as filed | |
| Philip Morris International Inc. | 718172109 | COM | 9,267 | $857,939 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 6,460 | $845,356 | dollars as filed | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 2,057 | $841,601 | dollars as filed | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 15,700 | $840,892 | dollars as filed | |
| IJH | 464287507 | COM | 3,305 | $824,102 | dollars as filed | |
| Linde plc | G54950103 | COM | 2,146 | $799,063 | dollars as filed | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 10,598 | $796,652 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 56,081 | $786,816 | dollars as filed | |
| TJX Companies Inc | 872540109 | COM | 8,687 | $772,138 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 1,423 | $764,336 | dollars as filed | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 9,807 | $739,644 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 4,175 | $703,989 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 6,577 | $696,636 | dollars as filed | |
| WILLIAMS COS INC COM | 969457100 | Stock | 20,411 | $687,647 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 4,604 | $671,539 | dollars as filed | |
| Texas Instruments Incorporated | 882508104 | COM | 4,098 | $651,623 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 3,029 | $616,795 | dollars as filed | |
| VTI | 922908769 | COM | 2,892 | $614,262 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 5,514 | $612,385 | dollars as filed | |
| Mondelez International,Inc. Class A | 609207105 | COM | 8,764 | $608,222 | dollars as filed | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 667 | $606,210 | dollars as filed | |
| Cyber Security ETF | 26924G201 | Common | 11,731 | $605,304 | dollars as filed | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 4,938 | $596,757 | dollars as filed | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 8,598 | $592,574 | dollars as filed | |
| Stryker Corporation | 863667101 | COM | 2,096 | $572,777 | dollars as filed | |
| Wells Fargo & Company | 949746101 | COM | 13,715 | $560,395 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,630 | $527,419 | dollars as filed | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 67,410 | $517,708 | dollars as filed | |
| Danaher Corporation | 235851102 | COM | 2,065 | $511,999 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 4,813 | $495,498 | dollars as filed | |
| ONEOK INC NEW | 682680103 | COM | 7,782 | $493,612 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 17,179 | $470,361 | dollars as filed | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 4,271 | $469,895 | dollars as filed | |
| Medtronic Plc | G5960L103 | COM | 5,961 | $467,104 | dollars as filed | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1,412 | $465,508 | dollars as filed | |
| Comcast Corp | 20030N101 | COM | 10,445 | $463,131 | dollars as filed | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 8,223 | $453,910 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 2,653 | $449,524 | dollars as filed | |
| INVESCO NASDAQ NEXT GEN 100 ETF | 46138G631 | ETF | 18,207 | $448,612 | dollars as filed | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 3,912 | $439,005 | dollars as filed | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 31,065 | $437,085 | dollars as filed | |
| FEDEX CORP COM | 31428X106 | Stock | 1,625 | $430,495 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 1,133 | $427,821 | dollars as filed | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 4,151 | $422,820 | dollars as filed | |
| Eaton Corp. Plc | G29183103 | COM | 1,970 | $420,162 | dollars as filed | |
| Charles Schwab Corp | 808513105 | COM | 7,650 | $419,985 | dollars as filed | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 2,617 | $417,385 | dollars as filed | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 15,453 | $414,140 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 1,911 | $397,182 | dollars as filed | |
| ALBEMARLE CORP | 012653101 | COM | 2,294 | $390,072 | dollars as filed | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 4,245 | $387,781 | dollars as filed | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 4,129 | $384,740 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 1,366 | $371,975 | dollars as filed | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 3,816 | $370,343 | dollars as filed | |
| FORTIVE CORP COM | 34959J108 | Stock | 4,989 | $369,984 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 3,813 | $369,289 | dollars as filed | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 4,576 | $367,499 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 11,035 | $366,031 | dollars as filed | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 5,385 | $364,672 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 1,739 | $352,634 | dollars as filed | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 1,477 | $346,962 | dollars as filed | |
| FISERV INC | 337738108 | COM | 3,065 | $346,222 | dollars as filed | |
| Chubb Limited | H1467J104 | COM | 1,642 | $341,832 | dollars as filed | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 25,965 | $334,429 | dollars as filed | |
| LENNAR CORP CL A | 526057104 | Stock | 2,975 | $333,884 | dollars as filed | |
| VWO | 922042858 | SHS | 8,411 | $329,817 | dollars as filed | |
| Boeing Company | 097023105 | COM | 1,663 | $318,764 | dollars as filed | |
| ROCKET COS INC | 77311W101 | COM CL A | 38,870 | $317,957 | dollars as filed | |
| SPY | 78462F103 | SHS | 734 | $313,839 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 5,447 | $312,059 | dollars as filed | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 18,658 | $309,350 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 1,974 | $307,450 | dollars as filed | |
| HUBBELL INC COM | 443510607 | Stock | 976 | $305,888 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 698 | $299,742 | dollars as filed | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 29,682 | $294,742 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 970 | $293,095 | dollars as filed | |
| SEMPRA COM | 816851109 | Stock | 4,264 | $290,080 | dollars as filed | |
| CORTEVA INC COM | 22052L104 | Stock | 5,607 | $286,847 | dollars as filed | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 2,115 | $286,688 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 648 | $281,874 | dollars as filed | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 7,829 | $278,478 | dollars as filed | |
| BAXTER INTL INC | 071813109 | COM | 7,219 | $272,445 | dollars as filed | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 28,056 | $271,582 | dollars as filed | |
| Deere & Company | 244199105 | COM | 700 | $264,166 | dollars as filed | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 17,119 | $262,263 | dollars as filed | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 1,609 | $250,006 | dollars as filed | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 876 | $248,258 | dollars as filed | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 4,602 | $243,676 | dollars as filed | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 1,229 | $233,879 | dollars as filed | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 6,734 | $223,362 | dollars as filed | |
| OLD REP INTL CORP COM | 680223104 | Stock | 8,119 | $218,725 | dollars as filed | |
| Citigroup Inc. | 172967424 | COM | 5,221 | $214,740 | dollars as filed | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 23,482 | $212,277 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 3,038 | $212,113 | dollars as filed | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,071 | $210,912 | dollars as filed | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 4,692 | $209,592 | dollars as filed | |
| TARGA RES CORP COM | 87612G101 | Stock | 2,425 | $207,871 | dollars as filed | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 3,671 | $207,301 | dollars as filed | |
| Altria Group Inc | 02209S103 | COM | 4,926 | $207,138 | dollars as filed | |
| REALTY INCOME CORP COM | 756109104 | REIT | 4,094 | $204,454 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 1,254 | $200,552 | dollars as filed | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 18,490 | $147,735 | dollars as filed | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 12,547 | $147,048 | dollars as filed | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 11,684 | $121,163 | dollars as filed | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 15,135 | $107,758 | dollars as filed | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 15,000 | $102,150 | dollars as filed | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 11,850 | $65,649 | dollars as filed | |
| OLO INC | 68134L109 | COMMON STOCK | 10,558 | $63,981 | dollars as filed | |
| General Electric Company | 369604301 | COM | 4,600 | $5,085 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001640335-23-000004 | this filing | 2023-11-07 | acceptance time not in the bulk data set |