13F-HR filed by Pointe Capital Management LLC
Pointe Capital Management LLC filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-10, with 146 holding rows worth $175,203,111.
- Accession
- 0001640335-17-000001
- Filer
- CIK 1640335
- Filed
- 2017-02-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 146 entries on the cover page, a total value of $175,203,111 stated on the cover page (in dollars after the unit check, H1), rows summing to $175,203,111 with VALUE read as dollars, detected, 13F file number 028-16955. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 112,072 | $9,546,339 | dollars, detected | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 106,512 | $9,113,195 | dollars, detected | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 108,947 | $9,012,178 | dollars, detected | |
| Vanguard Real Estate | 922908553 | SHS | 95,427 | $7,875,622 | dollars, detected | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 63,921 | $7,573,473 | dollars, detected | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 29,905 | $5,448,728 | dollars, detected | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 49,584 | $5,222,688 | dollars, detected | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 44,115 | $4,942,284 | dollars, detected | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 31,187 | $4,678,136 | dollars, detected | |
| Vanguard Materials ETF | 92204A801 | SHS | 40,357 | $4,537,851 | dollars, detected | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 22,951 | $4,533,151 | dollars, detected | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 57,227 | $3,518,370 | dollars, detected | |
| iShares TIPS Bond ETF | 464287176 | SHS | 31,023 | $3,510,978 | dollars, detected | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 30,415 | $3,190,612 | dollars, detected | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 22,563 | $3,102,973 | dollars, detected | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 52,956 | $2,956,554 | dollars, detected | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 53,804 | $2,915,113 | dollars, detected | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 29,451 | $2,868,241 | dollars, detected | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 20,750 | $2,527,163 | dollars, detected | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 43,912 | $2,520,576 | dollars, detected | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 20,520 | $2,219,866 | dollars, detected | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 16,088 | $2,142,067 | dollars, detected | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 42,453 | $2,061,963 | dollars, detected | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 21,527 | $2,031,768 | dollars, detected | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 15,571 | $1,974,023 | dollars, detected | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 22,443 | $1,805,106 | dollars, detected | |
| ISHARES TR | 464288687 | COM | 45,389 | $1,688,946 | dollars, detected | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 40,293 | $1,673,784 | dollars, detected | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 13,495 | $1,632,979 | dollars, detected | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 15,129 | $1,533,802 | dollars, detected | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 46,827 | $1,512,043 | dollars, detected | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 23,389 | $1,489,707 | dollars, detected | |
| DTE ENERGY CO COM | 233331107 | Stock | 14,980 | $1,475,679 | dollars, detected | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 25,559 | $1,475,565 | dollars, detected | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 12,326 | $1,332,052 | dollars, detected | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 8,247 | $1,269,543 | dollars, detected | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 8,750 | $1,128,400 | dollars, detected | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 8,928 | $1,111,253 | dollars, detected | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 12,271 | $1,019,389 | dollars, detected | |
| VANGUARD ENERGY ADM | 921908802 | MFC | 10,049 | $1,011,931 | dollars, detected | |
| IJH | 464287507 | COM | 6,034 | $997,661 | dollars, detected | |
| TIME WARNER INC | 887317303 | COM NEW | 10,241 | $988,563 | dollars, detected | |
| UnitedHealth Group Inc | 91324P102 | COM | 5,950 | $952,238 | dollars, detected | |
| Vanguard Extended Market ETF | 922908652 | SHS | 9,739 | $933,970 | dollars, detected | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 25,825 | $877,824 | dollars, detected | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 16,435 | $875,330 | dollars, detected | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 18,569 | $838,411 | dollars, detected | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 14,920 | $835,967 | dollars, detected | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 17,349 | $834,313 | dollars, detected | |
| Vanguard Growth | 922908736 | COM | 7,150 | $797,082 | dollars, detected | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 16,543 | $791,251 | dollars, detected | |
| ISHARES TR | 464287168 | COM | 8,497 | $752,651 | dollars, detected | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 4,624 | $749,300 | dollars, detected | |
| Pfizer Inc. | 717081103 | COM | 22,504 | $730,929 | dollars, detected | |
| Microsoft Corp | 594918104 | COM | 11,466 | $712,534 | dollars, detected | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 9,422 | $707,911 | dollars, detected | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 69,340 | $682,305 | dollars, detected | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 8,243 | $658,615 | dollars, detected | |
| CELGENE CORP | 151020104 | COM | 5,660 | $655,145 | dollars, detected | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 15,859 | $653,232 | dollars, detected | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1,650 | $627,891 | dollars, detected | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 9,127 | $597,270 | dollars, detected | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 68,800 | $586,176 | dollars, detected | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 24,916 | $582,053 | dollars, detected | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 5,340 | $581,472 | dollars, detected | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 16,463 | $576,398 | dollars, detected | |
| Johnson & Johnson | 478160104 | COM | 4,975 | $573,195 | dollars, detected | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 717 | $568,186 | dollars, detected | |
| MasterCard, Inc | 57636Q104 | COM | 5,500 | $567,875 | dollars, detected | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 2,483 | $558,790 | dollars, detected | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,294 | $549,298 | dollars, detected | |
| Walt Disney Co | 254687106 | COM | 5,194 | $541,318 | dollars, detected | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 3,720 | $524,892 | dollars, detected | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,935 | $513,510 | dollars, detected | |
| Home Depot, Inc | 437076102 | COM | 3,773 | $505,883 | dollars, detected | |
| EXXON MOBIL CORP | 30231G102 | COM | 5,547 | $500,672 | dollars, detected | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 5,234 | $492,221 | dollars, detected | |
| SPY | 78462F103 | SHS | 2,098 | $468,965 | dollars, detected | |
| iShares Russell Midcap ETF | 464287499 | SHS | 2,575 | $460,564 | dollars, detected | |
| 3M CO COM | 88579Y101 | Stock | 2,553 | $455,889 | dollars, detected | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 16,700 | $451,568 | dollars, detected | |
| Oracle Corporation | 68389X105 | COM | 11,694 | $449,649 | dollars, detected | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 2,575 | $444,599 | dollars, detected | |
| Apple Inc | 378331000 | Common Stock | 3,834 | $444,053 | dollars, detected | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 19,391 | $418,085 | dollars, detected | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 1,500 | $417,615 | dollars, detected | |
| GENERAL ELEC CO | 369604103 | COM | 13,064 | $412,840 | dollars, detected | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 9,592 | $410,739 | dollars, detected | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 7,390 | $409,184 | dollars, detected | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 519 | $400,574 | dollars, detected | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 6,900 | $383,433 | dollars, detected | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 3,208 | $381,589 | dollars, detected | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 13,294 | $375,713 | dollars, detected | |
| BECTON DICKINSON & CO | 758871090 | Equities | 2,235 | $370,004 | dollars, detected | |
| Procter & Gamble Co | 742718109 | COM | 4,284 | $360,198 | dollars, detected | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 9,040 | $357,747 | dollars, detected | |
| SCHWAB 6.00% SERIES B PFD | 808513204 | PREFERR | 9,000 | $355,230 | dollars, detected | |
| International Business Machines Corporation | 459200101 | COM | 2,111 | $350,404 | dollars, detected | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 9,511 | $344,992 | dollars, detected | |
| Union Pacific Corporation | 907818108 | COM | 3,295 | $341,662 | dollars, detected | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 10,365 | $334,303 | dollars, detected | |
| EMERSON ELEC CO COM | 291011104 | Stock | 5,794 | $323,015 | dollars, detected | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 7,230 | $319,421 | dollars, detected | |
| CITRIX SYSTEMS INC | 177376100 | COM | 3,575 | $319,283 | dollars, detected | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,675 | $305,271 | dollars, detected | |
| McDonalds Corporation | 580135101 | COM | 2,496 | $303,813 | dollars, detected | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 33,250 | $302,575 | dollars, detected | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 22,665 | $302,351 | dollars, detected | |
| PepsiCo,Inc. | 713448108 | COM | 2,823 | $295,370 | dollars, detected | |
| Comcast Corp | 20030N101 | COM | 4,115 | $284,140 | dollars, detected | |
| Coca-Cola Company | 191216100 | COM | 6,827 | $283,047 | dollars, detected | |
| Caterpillar Inc. | 149123101 | COM | 3,000 | $278,220 | dollars, detected | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 31,160 | $275,766 | dollars, detected | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 6,103 | $262,490 | dollars, detected | |
| AbbVie,Inc. | 00287Y109 | COM | 4,157 | $260,311 | dollars, detected | |
| DWS MUN INCOME TR COM | 23338M106 | COM | 19,575 | $256,824 | dollars, detected | |
| H2O AMERICA | 784305104 | COM | 4,500 | $251,910 | dollars, detected | |
| BANK OF MONTREAL | 636711010 | Equities | 3,500 | $251,720 | dollars, detected | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 6,980 | $249,953 | dollars, detected | |
| JPMorgan Chase & Co | 46625H100 | COM | 2,840 | $245,063 | dollars, detected | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 8,798 | $243,528 | dollars, detected | |
| Amgen Inc. | 031162AP5 | COM | 1,600 | $233,936 | dollars, detected | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 38,255 | $231,825 | dollars, detected | |
| NIKE,Inc. Class B | 654106103 | COM | 4,500 | $228,735 | dollars, detected | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 5,000 | $227,450 | dollars, detected | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 5,419 | $225,358 | dollars, detected | |
| Vanguard Energy ETF | 92204A306 | SHS | 2,125 | $222,445 | dollars, detected | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 2,666 | $220,638 | dollars, detected | |
| Cisco Systems,Inc. | 17275R102 | COM | 7,174 | $216,809 | dollars, detected | |
| FISERV INC | 337738108 | COM | 2,000 | $212,560 | dollars, detected | |
| Honeywell Technologies | 438516106 | COM | 1,784 | $206,676 | dollars, detected | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 5,593 | $204,536 | dollars, detected | |
| FORD MTR CO COM | 345370860 | Stock | 16,730 | $202,935 | dollars, detected | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 2,575 | $202,807 | dollars, detected | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 1,100 | $201,388 | dollars, detected | |
| ROCKWELL MEDICAL INC | 774374902 | Cmn | 13,200 | $86,460 | dollars, detected | |
| Northern Mich Univ | 665398KF9 | COM | 30,000 | $31,450 | dollars, detected | |
| AETNA INC DEBENTURE - UNSECURED | 008117AG8 | DEBENTURE - UNSECURED | 25,000 | $29,709 | dollars, detected | |
| WELLS FARGO | 94974BFN5 | Fixed Income | 25,000 | $25,839 | dollars, detected | |
| Georgia-Pacific | 373298BN7 | COM | 20,000 | $25,134 | dollars, detected | |
| Barclays Bank Plc | 06741RBC4 | COM | 25,000 | $24,548 | dollars, detected | |
| Barclays Bank Plc | 06738JGX6 | COM | 20,000 | $20,449 | dollars, detected | |
| Conocophillips | 20826FAE6 | COM | 20,000 | $20,126 | dollars, detected | |
| Pnm Resources Inc | 744499AN4 | COM | 11,666 | $12,620 | dollars, detected | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 21,285 | $12,345 | dollars, detected | |
| PUERTO RICO COMWLTHPUB IMPT | 74514LLZ8 | FIXED INCOME | 10,000 | $6,240 | dollars, detected |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001640335-17-000001 | this filing | 2017-02-10 | acceptance time not in the bulk data set |