13F-HR filed by CONFLUENCE INVESTMENT MANAGEMENT LLC
CONFLUENCE INVESTMENT MANAGEMENT LLC filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-07-01, with 302 holding rows worth $7,532,839,000.
- Accession
- 0001636661-21-000006
- Filer
- CIK 1442056
- Filed
- 2021-07-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 358 entries on the cover page, a total value of $7,532,839,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,523,839,000 with VALUE read as thousands by filing date, 13F file number 028-13334. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerFirst Trust Advisors LP 028-06487
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PepsiCo,Inc. | 713448108 | COM | 1,172,444 | $173,721,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 874,881 | $167,706,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 572,650 | $165,553,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 1,476,041 | $158,379,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 708,093 | $158,209,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 579,499 | $156,986,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 1,115,362 | $152,760,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 2,890,862 | $150,325,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 457,581 | $145,918,000 | thousands by filing date | |
| NESTLE SA ADR | 641069406 | COM | 1,137,072 | $141,838,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 1,173,561 | $135,687,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 785,439 | $135,221,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 1,352,379 | $132,817,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 809,526 | $130,763,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 334,964 | $126,734,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 1,492,715 | $121,432,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 759,935 | $120,784,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 1,970,190 | $119,216,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 593,378 | $117,863,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 1,695,058 | $107,263,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 1,401,976 | $106,130,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 1,861,231 | $106,034,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 2,431,045 | $105,653,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 2,922,978 | $105,022,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 688,459 | $103,585,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 1,891,089 | $100,228,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 2,822,388 | $97,147,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X804 | COMMON STOCK | 1,213,396 | $97,072,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 906,825 | $94,981,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 5,060,651 | $92,256,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 345,775 | $89,808,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 800,344 | $89,487,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 2,199,670 | $86,139,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 1,106,293 | $86,114,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 4,285,310 | $83,949,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 838,482 | $83,597,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 1,213,815 | $83,583,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 404,968 | $83,310,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 1,174,077 | $79,156,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 1,035,903 | $78,107,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 213,206 | $77,839,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 329,391 | $73,639,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 693,802 | $69,110,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 27,475 | $68,861,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 185,381 | $68,576,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 1,249,271 | $63,688,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 53,456 | $63,437,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 738,383 | $62,991,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 556,152 | $62,656,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 322,539 | $62,563,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 208,422 | $57,925,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 24,480 | $53,564,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 718,044 | $53,444,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 105,363 | $53,152,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 965,298 | $51,296,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 424,458 | $49,021,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 214,331 | $47,048,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 1,455,437 | $44,376,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 816,668 | $40,686,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 197,784 | $39,155,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 130,215 | $38,386,000 | thousands by filing date | |
| DUN & BRADSTREET HLDGS INC | 26484T106 | COM | 1,787,724 | $38,204,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 484,334 | $37,856,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 236,785 | $36,581,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 282,935 | $35,820,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 926,035 | $34,069,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 195,342 | $33,163,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 111,879 | $32,185,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 110,839 | $31,702,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 920,747 | $31,222,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 196,661 | $30,311,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 244,032 | $30,292,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 405,536 | $30,237,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 405,942 | $29,557,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 462,086 | $29,356,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 126,876 | $29,307,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 288,014 | $28,657,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 197,087 | $27,921,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 206,545 | $27,869,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 241,125 | $27,006,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 103,692 | $26,661,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 243,308 | $26,333,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 140,743 | $25,321,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 173,920 | $25,272,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 634,735 | $25,097,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 102,382 | $24,898,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 129,267 | $24,336,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 265,378 | $24,213,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 758,243 | $23,938,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 604,746 | $23,930,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 273,180 | $23,414,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 1,230,989 | $22,244,000 | thousands by filing date | |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 792,531 | $21,121,000 | thousands by filing date | |
| iShares Gold Trust | 464285204 | COM | 600,099 | $20,229,000 | thousands by filing date | |
| ISHARES TR | 46436E726 | IBONDS DEC 2030 | 741,374 | $18,905,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 704,411 | $18,744,000 | thousands by filing date | |
| HEXAGON AB UNSP ADR | 428263107 | COM | 1,233,396 | $18,276,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 524,379 | $17,478,000 | thousands by filing date | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 729,484 | $16,275,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 737,297 | $16,154,000 | thousands by filing date | |
| VONTIER CORPORATION | 928881101 | COM | 492,811 | $16,056,000 | thousands by filing date | |
| ISHARES TR | 46436E833 | IBONDS 28 TRM TS | 557,813 | $14,197,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 484,985 | $14,016,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 216,236 | $13,616,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 167,007 | $13,023,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 162,830 | $12,605,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 141,568 | $12,567,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 177,800 | $11,911,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 426,181 | $11,528,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 518,915 | $11,515,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 252,253 | $9,825,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 64,626 | $9,329,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 295,964 | $9,314,000 | thousands by filing date | |
| iShares iBonds Dec. 2029 Corporate Bond ETF | 46436E205 | ETF | 343,720 | $9,219,000 | thousands by filing date | |
| ISHARES TR | 46436E874 | IBONDS 24 TRM TS | 356,481 | $9,159,000 | thousands by filing date | |
| ISHARES TR | 46436E825 | IBONDS 29 TRM TS | 362,810 | $9,158,000 | thousands by filing date | |
| ISHARES TR | 46436E866 | IBONDS 25 TRM TS | 356,750 | $9,158,000 | thousands by filing date | |
| ISHARES TR | 46436E858 | IBONDS 26 TRM TS | 355,300 | $9,103,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 50,112 | $8,824,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 236,085 | $8,296,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 57,610 | $8,217,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 102,022 | $8,205,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 39,281 | $7,834,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 171,600 | $7,534,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 209,295 | $7,412,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 212,723 | $7,345,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 40,014 | $6,979,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 408,710 | $6,973,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 102,560 | $6,970,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 307,238 | $6,931,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 229,035 | $6,921,000 | thousands by filing date | |
| ISHARES TR IBONDS 22 TRM TS ETF | 46436E809 | EXCHANGE-TRADED FUND | 271,588 | $6,902,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 341,641 | $6,864,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 85,287 | $6,633,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 72,090 | $6,470,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Municipal Bond ETF | 46435U325 | ETF | 235,314 | $6,452,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 93,314 | $6,301,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 98,739 | $6,250,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 212,261 | $6,130,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 463,614 | $6,106,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 13,735 | $5,879,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 140,512 | $5,773,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 412,504 | $5,700,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 106,410 | $5,588,000 | thousands by filing date | |
| ISHARES TR | 46435U697 | IBONDS DEC | 206,194 | $5,565,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 166,666 | $5,450,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Municipal Bond ETF | 46435U283 | ETF | 194,381 | $5,276,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 139,863 | $5,248,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 302,375 | $5,152,000 | thousands by filing date | |
| iShares iBonds Dec. 2026 Municipal Bond ETF | 46435U259 | ETF | 184,493 | $4,977,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 266,856 | $4,974,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 318,441 | $4,910,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 718,993 | $4,803,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 450,259 | $4,754,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 159,178 | $4,702,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 147,158 | $4,694,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 93,118 | $4,672,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 179,533 | $4,665,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 203,302 | $4,511,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 347,219 | $4,371,000 | thousands by filing date | |
| ISHARES TR | 46436E882 | IBONDS 23 TRM TS | 164,654 | $4,220,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 58,866 | $4,132,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 111,087 | $4,076,000 | thousands by filing date | |
| ISHARES | 46435U432 | EXCHANGE TRADED | 143,698 | $4,024,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 154,014 | $4,021,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 28,937 | $3,888,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 388,521 | $3,869,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 37,372 | $3,827,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 190,339 | $3,731,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 45,254 | $3,725,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 46,998 | $3,442,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 42,555 | $3,299,000 | thousands by filing date | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 206,729 | $2,950,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 24,034 | $2,817,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 54,014 | $2,815,000 | thousands by filing date | |
| ISHARES TR | 46436E841 | IBONDS 27 TRM TS | 106,947 | $2,725,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 106,410 | $2,472,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 19,298 | $2,319,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 5 | $2,093,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 29,145 | $2,078,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J445 | INVSC 30 MUNI BD | 79,648 | $2,044,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2029 MUNICIPAL BOND ETF | 46138J478 | ETF | 77,819 | $2,040,000 | thousands by filing date | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 27,419 | $1,710,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 1,160 | $1,695,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 109,417 | $1,662,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 11,227 | $1,629,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 6,960 | $1,578,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 16,044 | $1,560,000 | thousands by filing date | |
| LVMH MOET HENNESSY LOU FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 502441306 | AMERICAN DEPOSITORY | 9,488 | $1,497,000 | thousands by filing date | |
| DSV AS ADR | 26251A108 | USD | 12,237 | $1,431,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 16,548 | $1,386,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 63,736 | $1,351,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 16,091 | $1,350,000 | thousands by filing date | |
| TENCENT HLDGS LTD FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 88032Q109 | Equity | 17,314 | $1,304,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 6,141 | $1,269,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 47,967 | $1,260,000 | thousands by filing date | |
| PORTMAN RIDGE FIN CORP | 73688F102 | COM | 520,736 | $1,239,000 | thousands by filing date | |
| AIA GROUP LTD SPONSORED ADR | 001317205 | ADUS | 23,943 | $1,191,000 | thousands by filing date | |
| L OREAL CO ADR | 502117203 | ADUS | 13,140 | $1,175,000 | thousands by filing date | |
| WUXI BIOLOGICS CAYMAN ADR | 98260N108 | COM | 31,265 | $1,151,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 11,218 | $1,149,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 49,858 | $1,137,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 7,094 | $1,116,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 8,550 | $1,114,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 8,895 | $1,062,000 | thousands by filing date | |
| WALMART DE MEXICO SPON ADR SER V | 93114W107 | COM | 31,249 | $1,023,000 | thousands by filing date | |
| PHENIXFIN CORP | 71742W103 | COM | 23,335 | $948,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 39,113 | $947,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 16,357 | $915,000 | thousands by filing date | |
| CRESCENT CAP BDC INC | 225655109 | COM | 47,824 | $898,000 | thousands by filing date | |
| NINTENDO LTD FSPONSORED ADR 1 ADR REP 0.25 ORD SHS | 654445303 | Equity | 12,130 | $880,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 3,804 | $875,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 165,000 | $868,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 21,798 | $840,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 64,560 | $821,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 26,419 | $814,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 17,275 | $766,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 44,594 | $753,000 | thousands by filing date | |
| DBS GROUP HLDGS LTD SPONSORED | 23304Y100 | COM | 8,397 | $749,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 57,627 | $725,000 | thousands by filing date | |
| INVESTCORP CR MGMT BDC INC | 46090R104 | COM | 130,340 | $719,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 4,755 | $668,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 21,751 | $660,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 9,202 | $651,000 | thousands by filing date | |
| FANUC CORP ADR FSPONSORED ADR 1 ADR REPS 0.5 ORD SHS | 307305102 | Equity | 26,781 | $642,000 | thousands by filing date | |
| ROCHE HLDG LTD SPONS ADR (ISIN #US7711951043 SEDOL #B014J8) | 771195104 | ADR | 13,279 | $624,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 90,680 | $607,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 377 | $587,000 | thousands by filing date | |
| UNITED OVERSEAS BK LTD SPONSOR | 911271302 | ADUS | 14,590 | $562,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 10,565 | $558,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 3,094 | $550,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 13,079 | $528,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 652 | $522,000 | thousands by filing date | |
| ENN ENERGY HOLDINGS UNSP ADR | 26876F102 | COM | 6,703 | $507,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 4,833 | $493,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 29,086 | $482,000 | thousands by filing date | |
| Manatuck Hill Mariner Offshore | 562996983 | COM | 2,177 | $474,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 9,902 | $465,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 6,194 | $453,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 183 | $447,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,890 | $442,000 | thousands by filing date | |
| BROOKFIELD ASSET MGMT FCLASS A | G16169107 | CL A EXCH LT VTG | 8,304 | $432,000 | thousands by filing date | |
| Komatsu Ltd. | 500458401 | COM | 17,029 | $422,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 21,483 | $412,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 2,400 | $397,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 5,986 | $397,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 28,471 | $389,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 18,872 | $379,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 5,111 | $376,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 17,290 | $373,000 | thousands by filing date | |
| LOCALIZA RENT A CAR SPN ADR | 53956W300 | COM | 29,483 | $373,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,803 | $368,000 | thousands by filing date | |
| Grupo Financiero Banorte SAB de CV | 40052P107 | ADR | 11,362 | $366,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 7,282 | $359,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 9,614 | $357,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 4,431 | $354,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 11,393 | $354,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 1,197 | $349,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 2,494 | $342,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 2,930 | $334,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 4,470 | $330,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 5,062 | $326,000 | thousands by filing date | |
| FIRST QUANTUM MINERL F | 335934105 | USD | 14,174 | $326,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 810 | $320,000 | thousands by filing date | |
| ANTOFAGASTA PLC | G0398N128 | COM | 15,626 | $315,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 4,090 | $314,000 | thousands by filing date | |
| GLENCORE PLC | 37827X100 | UNSP ADR | 36,223 | $310,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 14,901 | $308,000 | thousands by filing date | |
| ANGLO AMER | 03486T202 | USD | 15,980 | $308,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 3,857 | $303,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 10,457 | $299,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 34,176 | $298,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 12,817 | $295,000 | thousands by filing date | |
| URANIUM PARTN CORP COM | 917017105 | Common Stock | 65,327 | $287,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 18,476 | $286,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 3,324 | $281,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 18,424 | $280,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 1,785 | $278,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 35,443 | $276,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 5,370 | $274,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 17,219 | $272,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 18,456 | $270,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 15,324 | $269,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 29,406 | $262,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,180 | $259,000 | thousands by filing date | |
| SENDAS DISTRIBUIDORA S A | 81689T104 | SPON ADS | 14,950 | $256,000 | thousands by filing date | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 2,493 | $250,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 4,755 | $242,000 | thousands by filing date | |
| PING AN INSURANCE GROUP ADR RE | 72341E304 | ADR | 12,117 | $238,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 37,941 | $232,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 3,203 | $232,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 33,234 | $231,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,365 | $226,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 6,137 | $226,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 2,684 | $224,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 64 | $220,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 2,892 | $218,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 12,449 | $213,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 2,082 | $209,000 | thousands by filing date | |
| COMPAGNIE FIN RICHEMONTAG SWI | 204319107 | ADUS | 15,307 | $185,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 32,835 | $182,000 | thousands by filing date | |
| LORD ABBETT SHORT DURATION INCOME F | 543916464 | Mutual Fund | 18,644 | $78,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001636661-21-000006 | this filing | 2021-07-01 | acceptance time not in the bulk data set |