13F-HR filed by ACT CAPITAL MANAGEMENT, LLC
ACT CAPITAL MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-16, with 117 holding rows worth $194,599,000.
- Accession
- 0001636587-21-000026
- Filer
- CIK 1442273
- Filed
- 2021-08-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 117 entries on the cover page, a total value of $194,599,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $194,599,000 with VALUE read as thousands by filing date, 13F file number 028-21355. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 231,600 | $35,319,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 208,600 | $17,277,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 455,300 | $15,408,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 2,462,500 | $11,993,000 | thousands by filing date | |
| FUBOTV INC | 35953D104 | COM | 268,000 | $8,606,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 1,130,720 | $6,355,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 465,000 | $4,511,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 45,000 | $3,845,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 222,000 | $3,844,000 | thousands by filing date | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 30,100 | $3,306,000 | thousands by filing date | |
| UPSTARTHLDGSINC | 91680M107 | STOK | 24,800 | $3,098,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 25,900 | $2,941,000 | thousands by filing date | |
| SKINHEALTH SYSTEMS INC | 88331L108 | COM CL A | 172,750 | $2,902,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 161,500 | $2,772,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 14,500 | $2,707,000 | thousands by filing date | |
| INHIBIKASE THERAPEUTICS INC | 45719W106 | COM | 875,000 | $2,450,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 287,600 | $2,445,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 239,000 | $2,207,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 10,300 | $2,187,000 | thousands by filing date | |
| INMODE LTD SHS | M5425M103 | Stock | 22,600 | $2,140,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 55,000 | $2,134,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 162,500 | $2,106,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 37,500 | $2,042,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 87,500 | $1,993,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 330,000 | $1,895,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 10,500 | $1,884,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 116,900 | $1,818,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 12,600 | $1,784,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 360,000 | $1,710,000 | thousands by filing date | |
| GORES HOLDINGS VI INC | 38286R105 | COM CL A | 99,000 | $1,605,000 | thousands by filing date | |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 69,200 | $1,453,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 158,500 | $1,351,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 19,075 | $1,298,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 170,500 | $1,272,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 42,000 | $1,221,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 420,000 | $1,172,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 4,500 | $1,058,000 | thousands by filing date | |
| MEDICENNA THERAPEUTICS F | 58490H107 | FOREIGN CANADIAN | 350,000 | $1,054,000 | thousands by filing date | |
| ANNOVIS BIO INC | 03615A108 | COM | 12,000 | $1,027,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 190,000 | $1,007,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V603 | COM CL A NEW | 59,186 | $1,002,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 140,000 | $964,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 13,500 | $911,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 36,000 | $872,000 | thousands by filing date | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 24,700 | $791,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 6,100 | $782,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 37,500 | $780,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 52,000 | $773,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 128,500 | $770,000 | thousands by filing date | |
| Up Fintech Holding Ltd | 91531W106 | COM | 25,500 | $739,000 | thousands by filing date | |
| IMMATICS N.V | N44445109 | SHS | 63,500 | $738,000 | thousands by filing date | |
| ENLIVEX LTD | M4130Y106 | CMN | 82,500 | $735,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 900 | $721,000 | thousands by filing date | |
| ESPORTS ENTMT GROUP INC | 29667K306 | COM | 65,000 | $706,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 200 | $689,000 | thousands by filing date | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 2,700 | $684,000 | thousands by filing date | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 102,500 | $682,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 80,000 | $646,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 31,000 | $607,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 205,000 | $605,000 | thousands by filing date | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 45,000 | $565,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 11,000 | $550,000 | thousands by filing date | |
| OYSTER POINT PHARMA INC | 69242L106 | COMMON STOCK | 31,500 | $542,000 | thousands by filing date | |
| FORTE BIOSCIENCES INC | 34962G109 | COM | 16,071 | $541,000 | thousands by filing date | |
| BERKELEY LTS INC | 084310101 | COM | 12,000 | $538,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 50,000 | $514,000 | thousands by filing date | |
| SIO GENE THERAPIES INC | 829399104 | COM | 185,000 | $506,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 291,500 | $487,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 14,500 | $440,000 | thousands by filing date | |
| AUDACY INC | 05070N103 | COM | 97,500 | $421,000 | thousands by filing date | |
| ROCKET COS INC | 77311W101 | COM CL A | 21,700 | $420,000 | thousands by filing date | |
| LANDCADIA HOLDINGS III INC | 51476H100 | COM CL A | 32,500 | $403,000 | thousands by filing date | |
| MOGO INC | 60800C109 | COM | 47,500 | $373,000 | thousands by filing date | |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 5,000 | $337,000 | thousands by filing date | |
| ARCUTIS BIOTHERAPEUTICS INC | 03969K108 | COM | 12,000 | $328,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 100,000 | $315,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 100,200 | $300,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 52,500 | $287,000 | thousands by filing date | |
| Yalla Group Ltd | 98459U103 | COM | 13,500 | $270,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 35,000 | $265,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F500 | COM PAR | 217,500 | $259,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 35,000 | $257,000 | thousands by filing date | |
| KAZIA THERAPEUTICS LTD | 48669G105 | American Depository Shares | 25,000 | $247,000 | thousands by filing date | |
| ENTHUSIAST GAMING HLDGS INC | 29385B109 | COM | 40,000 | $238,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 134,000 | $220,000 | thousands by filing date | |
| Instil Bio, Inc. | 45783C101 | Common Stock | 10,000 | $194,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H209 | COM NEW | 28,500 | $185,000 | thousands by filing date | |
| COLLPLANT BIOTECHNOLOG F | M2R51X116 | FOREIGN ORDINARIES | 7,500 | $160,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 20,000 | $159,000 | thousands by filing date | |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 4,500 | $153,000 | thousands by filing date | |
| GENETRON HLDGS LTD | 37186H100 | ADS | 7,500 | $152,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 14,000 | $145,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 23,500 | $141,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 10,500 | $139,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771300 | COM NEW | 25,000 | $121,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 122,500 | $113,000 | thousands by filing date | |
| SQZ BIOTECHNOLOGIES CO | 78472W104 | COM | 7,500 | $109,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 6,500 | $90,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 20,000 | $79,000 | thousands by filing date | |
| ZOVIO INC | 98979V102 | COMMON STOCK | 30,000 | $78,000 | thousands by filing date | |
| NULL | 09071M205 | NULL | 27,500 | $78,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 10,500 | $71,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 12,000 | $70,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 3,000 | $65,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 25,000 | $61,000 | thousands by filing date | |
| AVINGER INC | 053734604 | COM | 35,000 | $44,000 | thousands by filing date | |
| QUHUO LTD | 74841Q100 | ADS | 9,900 | $44,000 | thousands by filing date | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 1,000 | $33,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 3,000 | $27,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 1,500 | $17,000 | thousands by filing date | |
| CURE PHARMA HOLDING CORP COM | 23127P104 | COM | 30,000 | $16,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 5,000 | $12,000 | thousands by filing date | |
| PHAXIAM THERAPEUTICS S A | 29604W108 | SPONSORED ADR | 2,000 | $10,000 | thousands by filing date | |
| Airbnb, Inc. Class A | 009066101 | COM | 50 | $8,000 | thousands by filing date | |
| EZGO TECHNOLOGIES LTD | G5279F102 | COMMON | 1,000 | $5,000 | thousands by filing date | |
| CYTEIR THERAPEUTICS INC | 23284P103 | COMMON | 90 | $2,000 | thousands by filing date | |
| C3 AI INC | 12468P104 | CL A | 80 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001636587-21-000026 | this filing | 2021-08-16 | acceptance time not in the bulk data set |