13F-HR filed by Sowell Financial Services LLC
Sowell Financial Services LLC filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-05-12, with 759 holding rows worth $1,296,014,000.
- Accession
- 0001633697-23-000002
- Filer
- CIK 1633697
- Filed
- 2023-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A holdings report, 759 entries on the cover page, a total value of $1,296,014,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,296,014,000 with VALUE read as thousands, detected and multiplied, 13F file number 028-17985. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR S&P Dividend ETF | 78464A763 | SHS | 3,153 | $390,000 | thousands, detected and multiplied | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 2,872 | $385,000 | thousands, detected and multiplied | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 17,910 | $382,000 | thousands, detected and multiplied | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 39,511 | $376,000 | thousands, detected and multiplied | |
| COGNEX CORP | 192422103 | COM | 7,544 | $374,000 | thousands, detected and multiplied | |
| STRATEGY SHS | 86280R803 | DAY HAGAN SMART | 11,249 | $371,000 | thousands, detected and multiplied | |
| CORTEVA INC COM | 22052L104 | Stock | 6,143 | $370,000 | thousands, detected and multiplied | |
| OKTAINCCLASSA | 679295105 | STOK | 4,284 | $369,000 | thousands, detected and multiplied | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 3,859 | $369,000 | thousands, detected and multiplied | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 4,443 | $368,000 | thousands, detected and multiplied | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 6,242 | $366,000 | thousands, detected and multiplied | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 2,414 | $366,000 | thousands, detected and multiplied | |
| VICI PPTYS INC COM | 925652109 | REIT | 11,148 | $364,000 | thousands, detected and multiplied | |
| UNUM GROUP COM | 91529Y106 | Stock | 9,132 | $361,000 | thousands, detected and multiplied | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 6,596 | $360,000 | thousands, detected and multiplied | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 7,801 | $359,000 | thousands, detected and multiplied | |
| DIMENSIONAL ETF TRUST | 25434V880 | WORLD EX US CORE | 15,526 | $358,000 | thousands, detected and multiplied | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 3,268 | $357,000 | thousands, detected and multiplied | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 30,251 | $355,000 | thousands, detected and multiplied | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 5,757 | $351,000 | thousands, detected and multiplied | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 3,818 | $348,000 | thousands, detected and multiplied | |
| General Electric Company | 369604301 | COM | 3,617 | $346,000 | thousands, detected and multiplied | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 34,555 | $346,000 | thousands, detected and multiplied | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 12,830 | $345,000 | thousands, detected and multiplied | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 3,874 | $344,000 | thousands, detected and multiplied | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 6,291 | $342,000 | thousands, detected and multiplied | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 11,509 | $341,000 | thousands, detected and multiplied | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 29,393 | $339,000 | thousands, detected and multiplied | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 1,321 | $337,000 | thousands, detected and multiplied | |
| KEYCORP COM | 493267108 | Stock | 26,881 | $337,000 | thousands, detected and multiplied | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 9,572 | $333,000 | thousands, detected and multiplied | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 1,682 | $328,000 | thousands, detected and multiplied | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 1,778 | $326,000 | thousands, detected and multiplied | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 9,958 | $324,000 | thousands, detected and multiplied | |
| AES CORP COM | 00130H105 | Stock | 13,449 | $324,000 | thousands, detected and multiplied | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 20,120 | $321,000 | thousands, detected and multiplied | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 26,896 | $317,000 | thousands, detected and multiplied | |
| EOG RES INC COM | 26875P101 | Stock | 2,755 | $316,000 | thousands, detected and multiplied | |
| Progressive Corporation | 743315103 | COM | 2,193 | $314,000 | thousands, detected and multiplied | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 9,125 | $314,000 | thousands, detected and multiplied | |
| COLLABORATIVE INVESTMNT SER | 19423L540 | RAREVIEW SYS EQT | 12,500 | $313,000 | thousands, detected and multiplied | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 10,360 | $312,000 | thousands, detected and multiplied | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 2,662 | $311,000 | thousands, detected and multiplied | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 3,735 | $311,000 | thousands, detected and multiplied | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 2,060 | $311,000 | thousands, detected and multiplied | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 50,000 | $311,000 | thousands, detected and multiplied | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 7,281 | $311,000 | thousands, detected and multiplied | |
| ADTRAN HOLDINGS INC | 00486H105 | COM | 19,469 | $309,000 | thousands, detected and multiplied | |
| KLA CORP | 482480100 | COM | 771 | $308,000 | thousands, detected and multiplied | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 9,029 | $308,000 | thousands, detected and multiplied | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 6,932 | $304,000 | thousands, detected and multiplied | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 5,200 | $303,000 | thousands, detected and multiplied | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 9,599 | $302,000 | thousands, detected and multiplied | |
| AMDOCS LTD | G02602103 | SHS | 3,119 | $300,000 | thousands, detected and multiplied | |
| JABIL INC COM | 466313103 | Stock | 3,387 | $299,000 | thousands, detected and multiplied | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 19,262 | $299,000 | thousands, detected and multiplied | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 5,874 | $298,000 | thousands, detected and multiplied | |
| AXS SHORT INNOVATION | 46144X628 | EXCHANGE TRADED | 7,398 | $297,000 | thousands, detected and multiplied | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 7,232 | $296,000 | thousands, detected and multiplied | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 5,834 | $295,000 | thousands, detected and multiplied | |
| BLOCK INC CL A | 852234103 | Stock | 4,302 | $295,000 | thousands, detected and multiplied | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 14,179 | $295,000 | thousands, detected and multiplied | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 12,000 | $294,000 | thousands, detected and multiplied | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 2,934 | $294,000 | thousands, detected and multiplied | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,712 | $293,000 | thousands, detected and multiplied | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 7,006 | $292,000 | thousands, detected and multiplied | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 5,801 | $292,000 | thousands, detected and multiplied | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 8,368 | $292,000 | thousands, detected and multiplied | |
| BEST BUY INC COM | 086516101 | Stock | 3,705 | $290,000 | thousands, detected and multiplied | |
| ISHARES TR | 46432F834 | COM | 4,668 | $289,000 | thousands, detected and multiplied | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 10,154 | $287,000 | thousands, detected and multiplied | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 7,009 | $287,000 | thousands, detected and multiplied | |
| AUTODESK INC COM | 052769106 | Stock | 1,378 | $287,000 | thousands, detected and multiplied | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 1,267 | $285,000 | thousands, detected and multiplied | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 1,432 | $285,000 | thousands, detected and multiplied | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 12,765 | $285,000 | thousands, detected and multiplied | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 2,946 | $283,000 | thousands, detected and multiplied | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 7,331 | $283,000 | thousands, detected and multiplied | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 3,597 | $282,000 | thousands, detected and multiplied | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 14,153 | $282,000 | thousands, detected and multiplied | |
| CORNING INC | 219350105 | COM | 7,968 | $281,000 | thousands, detected and multiplied | |
| HERSHEY CO COM | 427866108 | Stock | 1,099 | $280,000 | thousands, detected and multiplied | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 3,834 | $279,000 | thousands, detected and multiplied | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 4,259 | $278,000 | thousands, detected and multiplied | |
| Dimensional US Small Cap ETF | 25434V500 | COM | 5,284 | $278,000 | thousands, detected and multiplied | |
| FIDELITY COVINGTON TRUST | 316092535 | INTL MULTIFACTOR | 10,782 | $276,000 | thousands, detected and multiplied | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 17,750 | $275,000 | thousands, detected and multiplied | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 7,725 | $275,000 | thousands, detected and multiplied | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 7,381 | $275,000 | thousands, detected and multiplied | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 3,868 | $274,000 | thousands, detected and multiplied | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 22,114 | $274,000 | thousands, detected and multiplied | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 5,866 | $273,000 | thousands, detected and multiplied | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,209 | $273,000 | thousands, detected and multiplied | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 2,606 | $272,000 | thousands, detected and multiplied | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 1,910 | $272,000 | thousands, detected and multiplied | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 5,367 | $272,000 | thousands, detected and multiplied | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 69,693 | $269,000 | thousands, detected and multiplied | |
| Schlumberger Limited | 806857108 | COM | 5,466 | $268,000 | thousands, detected and multiplied | |
| Vanguard Energy ETF | 92204A306 | SHS | 2,342 | $267,000 | thousands, detected and multiplied | |
| ENBRIDGE INC COM | 29250N105 | Stock | 7,008 | $267,000 | thousands, detected and multiplied | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 4,768 | $267,000 | thousands, detected and multiplied | |
| ISHARES TR | 464288620 | SHS | 5,244 | $266,000 | thousands, detected and multiplied | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 1,300 | $266,000 | thousands, detected and multiplied | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 156 | $266,000 | thousands, detected and multiplied | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 2,925 | $266,000 | thousands, detected and multiplied | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 2,359 | $266,000 | thousands, detected and multiplied | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 27,316 | $266,000 | thousands, detected and multiplied | |
| HERCULES CAPITAL INC | 427096508 | COM | 20,486 | $264,000 | thousands, detected and multiplied | |
| FISERV INC | 337738108 | COM | 2,317 | $262,000 | thousands, detected and multiplied | |
| LSB INDS INC | 502160104 | COM | 25,354 | $262,000 | thousands, detected and multiplied | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 5,750 | $261,000 | thousands, detected and multiplied | |
| ANNALY CAPITAL MANAGEMENT INC COM NEW | 035710839 | REIT | 13,682 | $261,000 | thousands, detected and multiplied | |
| ISHARES TR | 46435G102 | CONV BD ETF | 3,582 | $260,000 | thousands, detected and multiplied | |
| SNAP INC | 83304A106 | CL A | 23,098 | $259,000 | thousands, detected and multiplied | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 16,067 | $257,000 | thousands, detected and multiplied | |
| FIRST TR EXCH TRADED FD III | 33739P830 | SHRT DUR MNG MUN | 12,920 | $257,000 | thousands, detected and multiplied | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 4,896 | $256,000 | thousands, detected and multiplied | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 17,400 | $256,000 | thousands, detected and multiplied | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 3,357 | $255,000 | thousands, detected and multiplied | |
| ALGONQUIN PWR UTILS CORP | 015857873 | CONV | 8,552 | $255,000 | thousands, detected and multiplied | |
| EDISON INTL COM | 281020107 | Stock | 3,570 | $252,000 | thousands, detected and multiplied | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 19,993 | $252,000 | thousands, detected and multiplied | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 25,000 | $251,000 | thousands, detected and multiplied | |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 5,765 | $250,000 | thousands, detected and multiplied | |
| KELLANOVA | 487836108 | COM | 3,731 | $250,000 | thousands, detected and multiplied | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 14,223 | $249,000 | thousands, detected and multiplied | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 3,354 | $248,000 | thousands, detected and multiplied | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 4,208 | $248,000 | thousands, detected and multiplied | |
| HUNTSMAN CORP | 447011107 | COM | 9,032 | $247,000 | thousands, detected and multiplied | |
| CNA FINL CORP | 126117100 | COM | 6,304 | $246,000 | thousands, detected and multiplied | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 20,000 | $245,000 | thousands, detected and multiplied | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 5,189 | $245,000 | thousands, detected and multiplied | |
| AUTOZONE INC COM | 053332102 | Stock | 99 | $244,000 | thousands, detected and multiplied | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 6,052 | $244,000 | thousands, detected and multiplied | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 2,513 | $243,000 | thousands, detected and multiplied | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 28,337 | $243,000 | thousands, detected and multiplied | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 3,563 | $241,000 | thousands, detected and multiplied | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 23,200 | $241,000 | thousands, detected and multiplied | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 2,606 | $240,000 | thousands, detected and multiplied | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 3,819 | $240,000 | thousands, detected and multiplied | |
| FIRST TR EXCHNG TRADED FD VI | 33740U406 | FT VEST U.S. | 7,457 | $239,000 | thousands, detected and multiplied | |
| INSPIRE SMALL/MID CAP ETF | 66538H641 | ETF | 7,642 | $237,000 | thousands, detected and multiplied | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 7,631 | $237,000 | thousands, detected and multiplied | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 346 | $236,000 | thousands, detected and multiplied | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 5,926 | $235,000 | thousands, detected and multiplied | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 3,708 | $235,000 | thousands, detected and multiplied | |
| WP CAREY INC COM | 92936U109 | REIT | 3,003 | $233,000 | thousands, detected and multiplied | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 5,310 | $232,000 | thousands, detected and multiplied | |
| EVERGY INC COM | 30034W106 | Stock | 3,799 | $232,000 | thousands, detected and multiplied | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 8,147 | $232,000 | thousands, detected and multiplied | |
| ILLUMINA INC | 452327109 | COM | 997 | $232,000 | thousands, detected and multiplied | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 1,661 | $231,000 | thousands, detected and multiplied | |
| Texas Instruments Incorporated | 882508104 | COM | 1,235 | $230,000 | thousands, detected and multiplied | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 4,787 | $229,000 | thousands, detected and multiplied | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 7,340 | $229,000 | thousands, detected and multiplied | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 50,333 | $229,000 | thousands, detected and multiplied | |
| COMSTOCK RES INC COM | 205768302 | Stock | 21,122 | $228,000 | thousands, detected and multiplied | |
| FIDELITY MERRIMACK STR TR | 316188408 | LOW DURTIN ETF | 4,596 | $228,000 | thousands, detected and multiplied | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 6,080 | $227,000 | thousands, detected and multiplied | |
| STERIS PLC SHS USD | G8473T100 | Stock | 1,183 | $226,000 | thousands, detected and multiplied | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 5,163 | $226,000 | thousands, detected and multiplied | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 735 | $225,000 | thousands, detected and multiplied | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 1,357 | $225,000 | thousands, detected and multiplied | |
| ISHARES INC | 46434G863 | COM | 7,085 | $223,000 | thousands, detected and multiplied | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 8,738 | $223,000 | thousands, detected and multiplied | |
| ARCH RESOURCES INC | 03940R107 | CL A | 1,683 | $221,000 | thousands, detected and multiplied | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 6,264 | $220,000 | thousands, detected and multiplied | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 3,790 | $219,000 | thousands, detected and multiplied | |
| FIDELITY HIGH YIELD FACTOR ETF | 316092618 | HIGH YILD ETF | 4,624 | $218,000 | thousands, detected and multiplied | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 1,050 | $215,000 | thousands, detected and multiplied | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 10,752 | $214,000 | thousands, detected and multiplied | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 11,644 | $214,000 | thousands, detected and multiplied | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 9,708 | $213,000 | thousands, detected and multiplied | |
| PROSHARES TR | 74347G416 | ULTRASHRT S&P500 | 5,333 | $213,000 | thousands, detected and multiplied | |
| LKQ CORP COM | 501889208 | Stock | 3,742 | $212,000 | thousands, detected and multiplied | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 1,553 | $212,000 | thousands, detected and multiplied | |
| ENCORE WIRE CORP | 292562105 | COM | 1,139 | $211,000 | thousands, detected and multiplied | |
| APTIV PLC | G6095L109 | SHS | 1,866 | $209,000 | thousands, detected and multiplied | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 10,961 | $209,000 | thousands, detected and multiplied | |
| FIRST TR EXCH TRADED FD III | 33740J104 | ULTRA SHT DUR MU | 10,485 | $209,000 | thousands, detected and multiplied | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 18,700 | $206,000 | thousands, detected and multiplied | |
| NISOURCE INC COM | 65473P105 | Stock | 7,334 | $205,000 | thousands, detected and multiplied | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 1,733 | $205,000 | thousands, detected and multiplied | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 2,763 | $204,000 | thousands, detected and multiplied | |
| iShares Global 100 ETF | 464287572 | SHS | 2,896 | $203,000 | thousands, detected and multiplied | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 372 | $203,000 | thousands, detected and multiplied | |
| MP MATERIALS CORP | 553368101 | COM CL A | 7,200 | $203,000 | thousands, detected and multiplied | |
| MOSAIC CO COM | 61945C103 | Stock | 4,406 | $202,000 | thousands, detected and multiplied | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 1,054 | $202,000 | thousands, detected and multiplied | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 50,200 | $200,000 | thousands, detected and multiplied | |
| LCI INDS | 50189K103 | COM | 1,822 | $200,000 | thousands, detected and multiplied | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 11,366 | $199,000 | thousands, detected and multiplied | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 74,511 | $198,000 | thousands, detected and multiplied | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 11,026 | $195,000 | thousands, detected and multiplied | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 12,539 | $195,000 | thousands, detected and multiplied | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 39,264 | $193,000 | thousands, detected and multiplied | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 17,369 | $190,000 | thousands, detected and multiplied | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 38,346 | $189,000 | thousands, detected and multiplied | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 28,193 | $174,000 | thousands, detected and multiplied | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 13,565 | $172,000 | thousands, detected and multiplied | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 14,753 | $163,000 | thousands, detected and multiplied | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 17,800 | $163,000 | thousands, detected and multiplied | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 19,852 | $162,000 | thousands, detected and multiplied | |
| PROSHARES TR II | 74347Y854 | FUND | 17,905 | $162,000 | thousands, detected and multiplied | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 20,447 | $159,000 | thousands, detected and multiplied | |
| NUVEEN MULTI ASSET INCOME FUND | 670750108 | COM | 13,726 | $158,000 | thousands, detected and multiplied | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 12,606 | $157,000 | thousands, detected and multiplied | |
| TCW CONV SECS FD INC | 872340104 | COM | 33,231 | $156,000 | thousands, detected and multiplied | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 13,867 | $155,000 | thousands, detected and multiplied | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 16,836 | $152,000 | thousands, detected and multiplied | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 17,738 | $146,000 | thousands, detected and multiplied | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 12,520 | $143,000 | thousands, detected and multiplied | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 16,050 | $141,000 | thousands, detected and multiplied | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 16,232 | $139,000 | thousands, detected and multiplied | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 11,814 | $137,000 | thousands, detected and multiplied | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 12,963 | $135,000 | thousands, detected and multiplied | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 16,641 | $135,000 | thousands, detected and multiplied | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 16,541 | $134,000 | thousands, detected and multiplied | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 12,900 | $134,000 | thousands, detected and multiplied | |
| ORIGIN MATERIALS INC | 68622D106 | COM | 30,916 | $132,000 | thousands, detected and multiplied | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 11,939 | $131,000 | thousands, detected and multiplied | |
| MIMEDX GROUP INC | 602496101 | COM | 36,945 | $126,000 | thousands, detected and multiplied | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 10,436 | $125,000 | thousands, detected and multiplied | |
| OMEROS CORP | 682143102 | COM | 24,865 | $116,000 | thousands, detected and multiplied | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 12,518 | $116,000 | thousands, detected and multiplied | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 22,630 | $115,000 | thousands, detected and multiplied | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 10,547 | $114,000 | thousands, detected and multiplied | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 18,059 | $112,000 | thousands, detected and multiplied | |
| NIO INC SPON ADS | 62914V106 | ADR | 10,520 | $111,000 | thousands, detected and multiplied | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 51,113 | $111,000 | thousands, detected and multiplied | |
| OPKO HEALTH INC | 68375N103 | COM | 75,200 | $110,000 | thousands, detected and multiplied | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 13,556 | $108,000 | thousands, detected and multiplied | |
| BARINGS BDC INC | 06759L103 | COM | 10,705 | $85,000 | thousands, detected and multiplied | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 13,445 | $84,000 | thousands, detected and multiplied | |
| HECLA MNG CO | 422704106 | COM | 13,009 | $82,000 | thousands, detected and multiplied | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 82,000 | $79,000 | thousands, detected and multiplied | principal |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 20,000 | $76,000 | thousands, detected and multiplied | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 10,874 | $74,000 | thousands, detected and multiplied | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 19,391 | $74,000 | thousands, detected and multiplied | |
| PROSHARES | 74347Y839 | EXCHANGE TRADED | 13,500 | $63,000 | thousands, detected and multiplied | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 11,379 | $61,000 | thousands, detected and multiplied | |
| FS CREDIT OPPORTUNITIES CORP | 30290Y101 | COMMON STOCK | 13,278 | $59,000 | thousands, detected and multiplied | |
| NEW GOLD INC CDA | 644535106 | COM | 50,000 | $55,000 | thousands, detected and multiplied | |
| STEALTHGAS INC | Y81669106 | COM | 20,300 | $53,000 | thousands, detected and multiplied | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 10,260 | $52,000 | thousands, detected and multiplied | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 50,000 | $49,000 | thousands, detected and multiplied | principal |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 11,086 | $45,000 | thousands, detected and multiplied | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 11,069 | $44,000 | thousands, detected and multiplied | |
| ELECTRA BATTERY MATERIALS CO | 28474P201 | COM | 18,450 | $38,000 | thousands, detected and multiplied | |
| GERON CORP | 374163103 | COM | 17,000 | $37,000 | thousands, detected and multiplied | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 11,100 | $31,000 | thousands, detected and multiplied | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 30,000 | $30,000 | thousands, detected and multiplied | principal |
| DENISON MINES CORP | 248356107 | COM | 20,000 | $22,000 | thousands, detected and multiplied | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 30,000 | $19,000 | thousands, detected and multiplied | |
| TASEKO MINES LTD COM | 876511106 | Stock | 10,000 | $17,000 | thousands, detected and multiplied | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 18,000 | $17,000 | thousands, detected and multiplied | |
| GLOBALSTAR INC | 378973408 | COM | 11,700 | $14,000 | thousands, detected and multiplied | |
| AGRIFORCE GROWING SYSTEMS LT | C00948106 | COM | 20,000 | $14,000 | thousands, detected and multiplied | |
| TMC THE METALS CO INC | 87261Y106 | COMMON STOCK | 10,000 | $8,000 | thousands, detected and multiplied |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001633697-23-000002 | this filing | 2023-05-12 | acceptance time not in the bulk data set |