13F-HR filed by Sowell Financial Services LLC
Sowell Financial Services LLC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-01-13, with 2,828 holding rows worth $2,340,859,000.
- Accession
- 0001633697-21-000001
- Filer
- CIK 1633697
- Filed
- 2021-01-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 2,829 entries on the cover page, a total value of $2,340,859,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,340,859,000 with VALUE read as thousands by filing date, 13F file number 028-17985. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR ETF GENOMICS IMMUNOLOGY & HEALTHCARE | 46435U192 | ETF | 37 | $2,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 166 | $2,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 61 | $2,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 100 | $2,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 18 | $2,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 64 | $2,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 100 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347B169 | CMN | 30 | $2,000 | thousands by filing date | |
| SPDR SER TR | 78468R689 | S&P KENSHO SMART | 29 | $2,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767827 | ELEC VEH FUTUR | 39 | $2,000 | thousands by filing date | |
| Vital Energy Inc | 516806205 | Common Stock | 100 | $2,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 240 | $2,000 | thousands by filing date | |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 340 | $2,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 159 | $2,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 170 | $2,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 200 | $2,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 500 | $2,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 2,568 | $2,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 727 | $2,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 1,000 | $2,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 133 | $2,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 500 | $2,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 208 | $2,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 470 | $2,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 133 | $2,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID CAP ETF | 46434G202 | ETF | 141 | $2,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 1,500 | $2,000 | thousands by filing date | |
| UPHEALTH INC | 375036100 | Common Stock | 200 | $2,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP CL A | 61744Y439 | Stock | 230 | $2,000 | thousands by filing date | |
| Avantis US Small Cap Value ETF | 025072877 | SHS | 10 | $1,000 | thousands by filing date | |
| C3 AI INC | 12468P104 | CL A | 10 | $1,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 21 | $1,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 100 | $1,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 15 | $1,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 24 | $1,000 | thousands by filing date | |
| ONTO INNOVATION INC COM | 683344105 | Stock | 14 | $1,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 28 | $1,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 100 | $1,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 101 | $1,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 102 | $1,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 39 | $1,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 229 | $1,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 23 | $1,000 | thousands by filing date | |
| INMODE LTD SHS | M5425M103 | Stock | 11 | $1,000 | thousands by filing date | |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 9 | $1,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 5 | $1,000 | thousands by filing date | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 24 | $1,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 13 | $1,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 13 | $1,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 3 | $1,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 6 | $1,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 8 | $1,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 41 | $1,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 31 | $1,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 15 | $1,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 40 | $1,000 | thousands by filing date | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 77 | $1,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 28 | $1,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 12 | $1,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 8 | $1,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 56 | $1,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 24 | $1,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 154 | $1,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 105 | $1,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 92 | $1,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 319 | $1,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 122 | $1,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 19 | $1,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 122 | $1,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 48 | $1,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 183 | $1,000 | thousands by filing date | |
| WARNER MUSIC GROUP CORP | 934550203 | COM CL A | 18 | $1,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 25 | $1,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 175 | $1,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 164 | $1,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 168 | $1,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 11 | $1,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 33 | $1,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 40 | $1,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 6 | $1,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 20 | $1,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 44 | $1,000 | thousands by filing date | |
| GROUPON INC | 399473206 | COM NEW | 27 | $1,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 55 | $1,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 31 | $1,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 15 | $1,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 75 | $1,000 | thousands by filing date | |
| VERTEX INC | 92538J106 | CL A | 28 | $1,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 130 | $1,000 | thousands by filing date | |
| VONTIER CORPORATION | 928881101 | COM | 40 | $1,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 20 | $1,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 174 | $1,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 150 | $1,000 | thousands by filing date | |
| FRANCHISE GROUP INC | 35180X105 | COM | 20 | $1,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 108 | $1,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 435 | $1,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 18 | $1,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 103 | $1,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 6 | $1,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 79 | $1,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 51 | $1,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 25 | $1,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 2,509 | $1,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 20 | $1,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 9 | $1,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 44 | $1,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 100 | $1,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 89 | $1,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 16 | $1,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 58 | $1,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 28 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 20 | $1,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 112 | $1,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 25 | $1,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W405 | COM | 166 | $1,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 64 | $1,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 63 | $1,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 150 | $1,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 100 | $1,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 23 | $1,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 26 | $1,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 54 | $1,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 50 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 19 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 9 | $1,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 53 | $1,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 483 | $1,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 100 | $1,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 670 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 29 | $1,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 100 | $1,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 41 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 23 | $1,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 16 | $1,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 10 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 37 | $1,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 20 | $1,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 103 | $1,000 | thousands by filing date | |
| GREAT ELM GROUP INC COM NEW | 39037G109 | COM NEW | 253 | $1,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 370 | $1,000 | thousands by filing date | |
| BIODESIX INC | 09075X108 | COM | 31 | $1,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 21 | $1,000 | thousands by filing date | |
| BELLRING BRANDS INC | 079823100 | COMMON STOCK | 41 | $1,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 400 | $1,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 63 | $1,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 46 | $1,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 100 | $1,000 | thousands by filing date | |
| ABRAXAS PETE CORP COM NEW | 003830304 | Stock | 375 | $1,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 100 | $1,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 1,085 | $1,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 90 | $1,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 100 | $1,000 | thousands by filing date | |
| SIERRA METALS INC | 82639W106 | COM | 300 | $1,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 42 | $1,000 | thousands by filing date | |
| AYRO INC | 054748108 | COM | 100 | $1,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 61 | $1,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 44 | $1,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 100 | $1,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION COM | 03768F102 | CL A | 80 | $1,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 2,945 | $1,000 | thousands by filing date | |
| AIM IMMUNOTECH INC | 00901B105 | COM | 300 | $1,000 | thousands by filing date | |
| NULL | 09071M205 | NULL | 200 | $1,000 | thousands by filing date | |
| GAMIDA CELL LTD | M47364100 | SHS | 100 | $1,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 500 | $1,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 112 | $1,000 | thousands by filing date | |
| SPI ENERGY CO LTD | G8651P110 | SHS NEW | 100 | $1,000 | thousands by filing date | |
| BURGERFI INTERNATIONAL INC | 12122L101 | COM | 100 | $1,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 100 | $1,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 1,000 | $1,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q544 | RIVERFRONT UNC | 27 | $1,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AUTONATION INC COM | 05329W102 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANMINA CORP COM | 801056102 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FABRINET SHS | G3323L100 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLOCK H & R INC COM | 093671105 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWS CORP NEW CL A | 65249B109 | Stock | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARNIVAL PLC ADS | 14365C103 | ADR | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERRIGO CO PLC SHS | G97822103 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIANA SHIPPING INC | Y2066G104 | COM | 154 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CABOT CORP | 127055101 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PATRICK INDS INC | 703343103 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENWORTH FINL INC | 37247D106 | COM SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPENLANE INC | 48238T109 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANSIX INC | 00773T101 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASHLAND INC | 044186104 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASSOCIATED BANC-CORP | 045487105 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRECIGEN INC | 74017N105 | COM | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIAVI SOLUTIONS INC | 925550105 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MACERICH CO | 554382101 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MATERION CORP | 576690101 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MATTEL INC | 577081102 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 102 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDIFAST INC | 58470H101 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMEDISYS INC | 023436108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 68 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTRAL SECURITIES CORP | 155123102 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNILEVER N V | 904784709 | N Y SHS NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RMR GROUP INC | 74967R106 | CL A | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MERCHANTS BANCORP IND | 58844R108 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 78 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LENSAR INC | 52634L108 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DNOW INC | 67011P100 | COMMON STOCK | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 103 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 140 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 1,628 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACER INDUSTRIAL REAL ESTATE ETF | 69374H766 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IGC PHARMA INC | 45408X308 | COM NEW | 105 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33738R795 | NASDAQ TRANSN | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR II | 74347Y888 | CMN | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARMATA PHARMACEUTICALS INC | 04216R102 | COM | 109 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANNATECH INC | 563771203 | COM NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHICOS FAS INC | 168615102 | COM | 270 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PDL BIOPHARMA INC | 69329Y104 | COM | 85 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WHITING PETROLEUM CORP | 966387508 | COMMON STOCK | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBALSTAR INC | 378973408 | COM | 1,300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMSCORE INC | 20564W105 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAVEN INDS INC COM | 754212108 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVAXIS INC | 007624307 | COM | 249 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMYRIS INC | 03236M200 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| O'Shares Global Internet | 67110P704 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IDEANOMICS INC | 45166V106 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347B714 | FUND | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BIORA THERAPEUTICS INC | 74319F107 | COM | 93 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMAGIN CORP | 29076N206 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 126 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATHERSYS INC | 04744L106 | COM | 63 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIYATA MOBILE INC | 83013Q509 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ALTERITY THERAPEUTICS LTD | 02155X106 | SPONSORED ADR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ALLIED HEALTHCARE PRODS INC | 019222207 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETF SER SOLUTIONS | 26922A156 | LHA MKT ST ALP | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 74 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENOVARE ENVIRONMENTAL I | 09074B107 | COM | 395 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FITBIT INC | 33812L102 | CL A | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 82 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TITAN PHARMACEUTICALS INC DE | 888314606 | COMMON | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347G309 | ULTRAPRO DOW 30 | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYCROFT MINING HOLDING CORP | 44862P125 | W EXP 10/12/202 | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANK OF MONTREAL | 063679872 | MICROSECTRS IDX | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASTROTECH CORP | 046484200 | COM NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NXT-ID INC | 67091J206 | COM NEW | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIO-PATH HLDGS INC | 09057N300 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 178 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VACCINEX INC | 918640103 | CMN | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Global X Cannabis ETF | 37954Y426 | EX TRD EQ FD | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSENTERIX INC | 89366M300 | COM | 181 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XENETIC BIOSCIENCES INC | 984015503 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SUPPORT COM INC | 86858W200 | COM NEW | 119 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SINTX TECHNOLOGIES INC | 829392307 | COM NEW | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DPW HLDGS INC COM | 26140E600 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001633697-21-000001 | this filing | 2021-01-13 | acceptance time not in the bulk data set |