13F-HR filed by Sowell Financial Services LLC
Sowell Financial Services LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-12, with 2,674 holding rows worth $2,002,222,000.
- Accession
- 0001633697-20-000005
- Filer
- CIK 1633697
- Filed
- 2020-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 2,678 entries on the cover page, a total value of $2,002,222,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,002,222,000 with VALUE read as thousands by filing date, 13F file number 028-17985. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONTO INNOVATION INC COM | 683344105 | Stock | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AUTONATION INC COM | 05329W102 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 102 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INMODE LTD SHS | M5425M103 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONMED CORP COM | 207410101 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EVERCORE INC CLASS A | 29977A105 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAPESTRY INC COM | 876030107 | Stock | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWS CORP NEW CL A | 65249B109 | Stock | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASTRONICS CORP COM | 046433108 | Stock | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIODES INC COM | 254543101 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALVOLINE INC COM | 92047W101 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMFORT SYS USA INC COM | 199908104 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARNIVAL PLC ADS | 14365C103 | ADR | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INGEVITY CORP COM | 45688C107 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERRIGO CO PLC SHS | G97822103 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIANA SHIPPING INC | Y2066G104 | COM | 154 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INOGEN INC | 45780L104 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 175 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CABOT CORP | 127055101 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PATRICK INDS INC | 703343103 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPENLANE INC | 48238T109 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANSIX INC | 00773T101 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGCO CORP | 001084102 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASHLAND INC | 044186104 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASSOCIATED BANC-CORP | 045487105 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHEFS WHSE INC | 163086101 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRECIGEN INC | 74017N105 | COM | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THE REALREAL INC | 88339P101 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNDER ARMOUR INC | 904311107 | CL A | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERTEX INC | 92538J106 | CL A | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIAVI SOLUTIONS INC | 925550105 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MACERICH CO | 554382101 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 64 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MATERION CORP | 576690101 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MATTEL INC | 577081102 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMEDISYS INC | 023436108 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 67 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTRAL SECURITIES CORP | 155123102 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Mallinckrodt Plc | G5785G107 | SHS | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE CORP | 278265103 | COM NON VTG | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DISCOVERY INC | 25470F302 | COM SER C | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOBLE ENERGY INC | 655044105 | COM | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACWEST BANCORP DEL | 695263103 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES U S ETF TR | 46431W648 | U.S. TECH INDEPD | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TILRAY INC | 88688T100 | COM CL 2 | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIQUIDITY SVCS INC | 53635B107 | COM | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DNOW INC | 67011P100 | COMMON STOCK | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 102 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOPRO INC | 38268T103 | CL A | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 140 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 1,628 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACER INDUSTRIAL REAL ESTATE ETF | 69374H766 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED GUARDIAN INC | 910571108 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR II | 74347Y888 | CMN | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347G705 | ULTRA ENERGY | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 370 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARMATA PHARMACEUTICALS INC | 04216R102 | COM | 109 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANNATECH INC | 563771203 | COM NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN WOODMARK CORP | 030506109 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHICOS FAS INC | 168615102 | COM | 270 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PDL BIOPHARMA INC | 69329Y104 | COM | 85 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WHITING PETROLEUM CORP | 966387508 | COMMON STOCK | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBALSTAR INC | 378973408 | COM | 1,300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DRIL-QUIP INC | 262037104 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVO PMTS INC | 26927E104 | CL A COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVAXIS INC | 007624307 | COM | 249 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| X FINL SPONSORED ADS | 98372W103 | ADR | 109 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMYRIS INC | 03236M200 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIEDMONT LITHIUM LTD | 720162106 | SPONSORED ADS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PLURALSIGHT INC | 72941B106 | COM CL A | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| O'Shares Global Internet | 67110P704 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BENEFITFOCUS INC | 08180D106 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMAGIN CORP | 29076N206 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATHERSYS INC | 04744L106 | COM | 63 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAMIDA CELL LTD | M47364100 | SHS | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIYATA MOBILE INC | 83013Q509 | COM NEW | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLIED HEALTHCARE PRODS INC | 019222207 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 74 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FITBIT INC | 33812L102 | CL A | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 82 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347G309 | ULTRAPRO DOW 30 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HYCROFT MINING HOLDING CORP | 44862P125 | W EXP 10/12/202 | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANK OF MONTREAL | 063679872 | MICROSECTRS IDX | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASTROTECH CORP | 046484200 | COM NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIO-PATH HLDGS INC | 09057N300 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VACCINEX INC | 918640103 | CMN | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERMITAGE OFFSHORE SERVICE L | G4511M108 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSENTERIX INC | 89366M300 | COM | 181 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIAMONDPEAK HLDGS COR | 25280H100 | COM CL A | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPPORT COM INC | 86858W200 | COM NEW | 119 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BOXLIGHT CORP | 103197109 | COM CL A | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TITAN PHARMACEUTICALS INC DE | 888314507 | COM | 562 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SINTX TECHNOLOGIES INC | 829392307 | COM NEW | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001633697-20-000005 | this filing | 2020-11-12 | acceptance time not in the bulk data set |