13F-HR filed by Sowell Financial Services LLC
Sowell Financial Services LLC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-07, with 2,640 holding rows worth $1,312,295,000 by the sum of the rows.
- Accession
- 0001633697-20-000001
- Filer
- CIK 1633697
- Filed
- 2020-02-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 2,655 entries on the cover page, a total value of $21,122,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,312,295,000 with VALUE read as thousands by filing date, 13F file number 028-17985. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $21,122,000, 98% less than the sum of the rows, $1,312,295,000. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GATX CORP COM | 361448103 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARVANA CO CL A | 146869102 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MATADOR RES CO COM | 576485205 | Stock | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 102 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PTC INC COM | 69370C100 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWS CORP NEW CL A | 65249B109 | Stock | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALVOLINE INC COM | 92047W101 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JETBLUE AWYS CORP | 477143101 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MR COOPER GROUP INC | 62482R107 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROPETRO HLDG CORP | 74347M108 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALKERMES PLC | G01767105 | SHS | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CABOT CORP | 127055101 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAMESTOP CORP | 36467W109 | CL A | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANSIX INC | 00773T101 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 101 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MACERICH CO | 554382101 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MATTEL INC | 577081102 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUELCELL ENERGY INC | 35952H601 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INVITAE CORP | 46185L103 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTA OUTDOOR INC | 928377100 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Mallinckrodt Plc | G5785G107 | SHS | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONTINENTAL RES INC | 212015101 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE CORP | 278265103 | COM NON VTG | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 124 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIG LOTS INC | 089302103 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RMR GROUP INC | 74967R106 | CL A | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES U S ETF TR | 46431W648 | U.S. TECH INDEPD | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIVO CORP | 88870P106 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GASLOG LTD | G37585109 | SHS | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIQUIDITY SVCS INC | 53635B107 | COM | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARK RESTAURANTS CORP | 040712101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOPRO INC | 38268T103 | CL A | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 140 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 337 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRAVELZOO | 89421Q205 | CMN | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALITHYA GROUP INC | 01643b106 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARMATA PHARMACEUTICALS INC | 04216R102 | COM | 109 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANNATECH INC | 563771203 | COM NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TECHNICAL COMMUNICATIONS | 878409101 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTREXON CORP | 46122T102 | COM | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 161 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLAYAGS INC | 72814N104 | COM | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DRIL-QUIP INC | 262037104 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 276 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVAXIS INC | 007624307 | COM | 269 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 5,580 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STERLING BANCORP DEL | 85917A100 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| X FINL SPONSORED ADS | 98372W103 | ADR | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLURALSIGHT INC | 72941B106 | COM CL A | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMAGIN CORP | 29076N206 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| K12 INC | 48273U102 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QAD INC-A | 74727D306 | CL A | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMSTOCK INC | 205750300 | COM NEW | 778 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HORIZON GLOBAL CORP | 44052W104 | COM | 110 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SONOMA PHARMACEUTICALS INC | 83558L204 | COM NEW | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 74 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FITBIT INC | 33812L102 | CL A | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAPSTONE GREEN ENERGY CORP. | 14067D508 | Common Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HELIUS MED TECHNOLOGIES INC | 42328V504 | COM CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAILORED BRANDS INC | 87403A107 | COM | 108 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASTROTECH CORP | 046484200 | COM NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIO-PATH HLDGS INC | 09057N300 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NANTKWEST INC | 63016Q102 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIPOCINE INC NEW | 53630X104 | CMN | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSENTERIX INC | 89366M300 | COM | 181 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPPORT COM INC | 86858W200 | COM NEW | 119 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TITAN PHARMACEUTICALS INC DE | 888314507 | COM | 562 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SINTX TECHNOLOGIES INC | 829392307 | COM NEW | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OBALON THERAPEUTICS INC COM NE | 67424l209 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TETRAPHASE PHARMACEUTICALS I | 88165N204 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Melinta Therapeutics Inc | 58549G209 | Common / Ordinary Stock | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001633697-20-000001 | this filing | 2020-02-07 | acceptance time not in the bulk data set |