13F-HR filed by Sowell Financial Services LLC
Sowell Financial Services LLC filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-15, with 573 holding rows worth $895,749,000 by the sum of the rows.
- Accession
- 0001633697-19-000004
- Filer
- CIK 1633697
- Filed
- 2019-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 579 entries on the cover page, a total value of $16,314,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $895,749,000 with VALUE read as thousands by filing date, 13F file number 028-17985. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $16,314,000, 98% less than the sum of the rows, $895,749,000. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CARDINAL HEALTH INC | 14149Y108 | COM | 4,739 | $228,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 3,439 | $228,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 39,620 | $227,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 2,156 | $226,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 1,762 | $226,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 4,474 | $225,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 1,446 | $223,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 3,210 | $220,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 1,041 | $218,000 | thousands by filing date | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 6,239 | $212,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 1,354 | $212,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 2,094 | $208,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 3,037 | $208,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 1,434 | $208,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,084 | $207,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 2,659 | $206,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 4,107 | $206,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 12,042 | $206,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 15,218 | $204,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 2,889 | $203,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 8,190 | $203,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 5,299 | $202,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 10,581 | $202,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 473 | $202,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 4,640 | $201,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 11,646 | $197,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 19,353 | $194,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 154,745 | $193,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 11,744 | $192,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 10,336 | $190,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 29,860 | $189,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 11,829 | $187,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 19,020 | $187,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 10,181 | $182,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 1,000 | $182,000 | thousands by filing date | put |
| RAYTHEON CO | 755111507 | COM NEW | 1,000 | $182,000 | thousands by filing date | call |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 14,010 | $177,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 50,000 | $174,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 20,840 | $174,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 35,766 | $171,000 | thousands by filing date | |
| BIOFRONTERA AG ADR | 09075G105 | COM | 13,388 | $161,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 18,646 | $159,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 15,177 | $159,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 13,297 | $153,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 1,100 | $149,000 | thousands by filing date | call |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 10,951 | $144,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 10,004 | $141,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 23,700 | $133,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 30,000 | $122,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 90,000 | $99,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 12,684 | $95,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 16,192 | $90,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 10,591 | $84,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 12,485 | $79,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 23,767 | $79,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 20,000 | $69,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 68,000 | $68,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 10,166 | $67,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 57,000 | $65,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 200 | $60,000 | thousands by filing date | call |
| BOX INC CL A | 10316T104 | Stock | 3,063 | $59,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 65,000 | $56,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 40,969 | $54,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 20,000 | $51,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 11,787 | $29,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 22,900 | $28,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 10,875 | $21,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 21,000 | $15,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 14,000 | $14,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 17,615 | $11,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 100 | $10,000 | thousands by filing date | call |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 65,484 | $9,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 100 | $3,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001633697-19-000004 | this filing | 2019-05-15 | acceptance time not in the bulk data set |