13F-HR filed by Sowell Financial Services LLC
Sowell Financial Services LLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-13, with 369 holding rows worth $688,834,000.
- Accession
- 0001633697-18-000002
- Filer
- CIK 1633697
- Filed
- 2018-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 501 entries on the cover page, a total value of $688,834,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $688,834,000 with VALUE read as thousands by filing date, 13F file number 028-17985. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464287101 | S&P 100 ETF | 1,201,934 | $123,620,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q100 | DIV RTN GLB EQ | 745,671 | $37,593,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 171,918 | $19,662,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 86,625 | $19,555,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 84,301 | $15,662,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 382,459 | $11,267,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 232,152 | $10,464,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 27,924 | $10,385,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 209,371 | $9,227,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 58,543 | $8,167,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 93,681 | $7,965,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 236,227 | $7,932,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 147,884 | $7,896,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 163,989 | $7,575,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 144,985 | $7,389,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 60,273 | $7,370,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 3,578 | $7,167,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 124,619 | $6,865,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 21,219 | $6,697,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 48,353 | $6,681,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 206,276 | $6,527,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 15,444 | $6,505,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Cisco Systems,Inc. | 17275R102 | COM | 130,784 | $6,363,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 104,522 | $6,304,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 84,504 | $5,995,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 124,394 | $5,883,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 103,387 | $5,877,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 50,801 | $5,732,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 67,913 | $5,656,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 73,859 | $4,629,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 39,127 | $4,568,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 83,780 | $4,403,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 53,683 | $4,377,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 90,287 | $4,162,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 56,903 | $4,148,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 14,218 | $4,134,000 | thousands by filing date | |
| PROSHARES TR | 74347B169 | CMN | 51,054 | $4,102,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 73,181 | $4,033,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 89,148 | $3,826,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 151,816 | $3,814,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 40,292 | $3,811,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 22,580 | $3,714,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 17,248 | $3,573,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 36,493 | $3,573,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 67,898 | $3,552,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 22,374 | $3,426,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 79,310 | $3,206,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 113,797 | $2,995,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 19,796 | $2,978,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 11,001 | $2,909,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 2,392 | $2,868,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 48,315 | $2,814,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 10,367 | $2,758,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 64,569 | $2,551,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 10,784 | $2,533,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 32,821 | $2,524,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 154,792 | $2,484,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 29,418 | $2,448,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 55,420 | $2,394,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 110,355 | $2,340,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 26,585 | $2,315,000 | thousands by filing date | |
| NVDA 1 12/1/18 | 67066GAC8 | Bond 30/360P2 U | 7,884 | $2,216,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 19,124 | $2,142,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 13,974 | $2,113,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 40,108 | $2,066,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 34,937 | $1,986,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 12,956 | $1,976,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 27,004 | $1,934,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 33,324 | $1,930,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 26,540 | $1,912,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 11,707 | $1,906,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 20,261 | $1,903,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 85,029 | $1,888,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 12,460 | $1,870,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 22,900 | $1,838,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 22,708 | $1,758,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 22,103 | $1,743,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H534 | INSPIRE 100 ETF | 64,811 | $1,698,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 49,264 | $1,698,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 51,213 | $1,595,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 13,517 | $1,581,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 66,878 | $1,558,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 23,937 | $1,539,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 6,609 | $1,503,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 59,303 | $1,494,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 130,921 | $1,478,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 33,475 | $1,460,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 64,815 | $1,419,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 8,474 | $1,418,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 17,324 | $1,364,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 146,456 | $1,355,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 40,520 | $1,354,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 8,243 | $1,349,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 11,994 | $1,341,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 6,399 | $1,326,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 6,292 | $1,326,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 24,556 | $1,310,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 13,272 | $1,248,000 | thousands by filing date | |
| HORIZONS ETF TR I | 44053G108 | HORIZONS NASDAQ | 49,235 | $1,237,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 10,941 | $1,233,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 5,115 | $1,232,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 33,094 | $1,230,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 20,149 | $1,222,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 10,841 | $1,222,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 22,286 | $1,215,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 25,491 | $1,207,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 12,959 | $1,171,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 15,554 | $1,139,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 3,080 | $1,132,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 36,288 | $1,113,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 16,201 | $1,105,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 14,545 | $1,067,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 9,556 | $1,058,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 7,224 | $1,046,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 9,144 | $1,040,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 9,113 | $1,037,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 12,353 | $999,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 57,487 | $986,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 11,314 | $972,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 9,365 | $959,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 10,800 | $949,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 40,608 | $941,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 2,461 | $921,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 11,474 | $920,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 28,126 | $908,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 3,313 | $894,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 6,274 | $889,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 9,009 | $886,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122AN8 | DBCV | 14,239 | $884,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 1,485 | $852,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 48,450 | $844,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 7,337 | $828,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 4,629 | $818,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 34,274 | $816,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 2,292 | $796,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 23,656 | $793,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 7,342 | $788,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 7,605 | $780,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 6,802 | $773,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 5,526 | $773,000 | thousands by filing date | |
| CITIGROUP INC | 172967226 | WARRANT | 10,723 | $769,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 10,300 | $768,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 2,205 | $763,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 12,597 | $758,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 33,110 | $737,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 36,365 | $723,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 3,497 | $723,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 7,569 | $719,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 8,048 | $702,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 48,154 | $701,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 8,724 | $698,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 7,848 | $698,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 13,188 | $696,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 6,320 | $689,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 26,456 | $682,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 38,107 | $676,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AU7 | COM | 14,865 | $672,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 11,214 | $666,000 | thousands by filing date | |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 1,810 | $664,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 27,834 | $661,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 57,755 | $660,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 18,648 | $658,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 8,209 | $656,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 8,445 | $652,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 11,618 | $649,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 16,792 | $646,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 12,711 | $634,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 10,818 | $626,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 6,380 | $621,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 3,694 | $618,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 48,853 | $618,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 2,731 | $615,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 28,821 | $606,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 13,822 | $603,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 8,490 | $597,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 12,760 | $596,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 4,066 | $591,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 3,764 | $590,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 7,272 | $585,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 4,492 | $585,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 15,351 | $583,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 1,705 | $577,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 3,616 | $575,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 8,068 | $564,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 19,490 | $555,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 7,896 | $553,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 266,707 | $547,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 15,704 | $546,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 5,649 | $541,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 9,014 | $537,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 6,222 | $527,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 6,440 | $522,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 6,426 | $510,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 3,740 | $509,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 5,618 | $505,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 9,327 | $504,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 4,977 | $504,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 14,285 | $496,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 17,242 | $495,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 9,682 | $494,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 2,101 | $480,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 67,335 | $475,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 2,188 | $474,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 9,177 | $473,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 2,173 | $469,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 6,527 | $453,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 2,994 | $450,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 5,342 | $448,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 2,701 | $445,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 8,965 | $443,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 4,432 | $437,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 9,260 | $436,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 4,712 | $431,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 17,931 | $430,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 2,943 | $428,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 2,563 | $427,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 3,025 | $427,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 9,153 | $426,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 5,522 | $426,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 9,981 | $425,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 4,660 | $424,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 5,284 | $421,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 19,532 | $421,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 3,224 | $419,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 4,767 | $417,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,855 | $416,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 2,068 | $412,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 2,455 | $411,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 2,044 | $410,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 12,126 | $408,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 2,385 | $406,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 2,637 | $400,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 2,242 | $398,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 9,813 | $395,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 4,793 | $394,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 11,075 | $394,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 2,004 | $392,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 4,442 | $391,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 1,892 | $384,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 9,769 | $382,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 4,326 | $381,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 2,947 | $376,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 8,639 | $374,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 2,032 | $373,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 5,571 | $373,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 11,229 | $367,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 1,746 | $364,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 8,071 | $361,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 15,105 | $359,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 915 | $358,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 10,615 | $345,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 4,979 | $343,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 3,973 | $342,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 6,070 | $342,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 4,601 | $339,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 13,684 | $339,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 2,288 | $334,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 9,367 | $332,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 5,302 | $331,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 8,699 | $331,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 3,663 | $328,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 7,423 | $319,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 2,910 | $318,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 4,384 | $311,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 879 | $311,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 2,362 | $306,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 23,964 | $306,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 6,209 | $304,000 | thousands by filing date | |
| SQUARE INC | 852234AB9 | NOTE 0.375% 3/0 | 3,045 | $301,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 2,283 | $298,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 20,000 | $295,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 15,533 | $285,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 27,872 | $285,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 1,963 | $282,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 2,129 | $280,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 10,072 | $278,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 18,720 | $277,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 10,534 | $271,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 2,638 | $271,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 13,237 | $269,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 5,313 | $267,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 11,092 | $265,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 2,461 | $264,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS IN | 02553E906 | CALL | 10,574 | $263,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 1,357 | $262,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 8,934 | $261,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 3,643 | $260,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 3,031 | $259,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 6,973 | $255,000 | thousands by filing date | |
| CIENA CORP | 171779AJ0 | NOTE 3.750%10/1 | 8,133 | $254,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 3,568 | $253,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 2,296 | $251,000 | thousands by filing date | |
| KRANESHARES TR | 500767207 | CICC CHINA 100 | 5,135 | $251,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 3,889 | $250,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 2,380 | $249,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 11,914 | $249,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 4,460 | $245,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 3,169 | $241,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 7,902 | $241,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,588 | $239,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 8,001 | $238,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 2,497 | $237,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 1,723 | $235,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 9,812 | $234,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 6,660 | $233,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 18,323 | $232,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 62,300 | $231,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 4,079 | $230,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 5,917 | $229,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 2,954 | $226,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 7,411 | $225,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 2,096 | $223,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 4,354 | $223,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 1,304 | $222,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 894 | $221,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 3,774 | $221,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 15,762 | $216,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 3,507 | $215,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 2,881 | $213,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 5,249 | $211,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 3,105 | $210,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 661 | $210,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 938 | $209,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 4,613 | $209,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 94,270 | $208,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 4,868 | $207,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 2,332 | $206,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 21,794 | $204,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 1,179 | $204,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 16,458 | $204,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,216 | $203,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 4,282 | $202,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 13,962 | $200,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 117,199 | $199,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 16,360 | $198,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 14,834 | $190,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 14,490 | $189,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 10,957 | $188,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 185,000 | $187,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 50,000 | $184,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 11,400 | $180,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 15,591 | $178,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 18,584 | $176,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 11,652 | $170,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 25,322 | $163,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 30,000 | $160,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 68,431 | $159,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 13,297 | $157,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 19,400 | $134,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 13,817 | $132,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 21,096 | $131,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 10,205 | $122,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 19,500 | $95,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 12,507 | $94,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 90,000 | $93,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 12,641 | $92,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 15,672 | $83,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 12,461 | $76,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 57,000 | $68,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | C35329AA6 | DEBT 1.875 3/0 | 10,166 | $58,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 240,400 | $55,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 65,000 | $55,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 20,000 | $54,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 20,000 | $49,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 11,609 | $31,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 22,925 | $29,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 10,925 | $20,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N201 | COM NEW | 30,150 | $18,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 19,835 | $12,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001633697-18-000002 | this filing | 2018-11-13 | acceptance time not in the bulk data set |