13F-HR filed by VIRTUS ADVISERS, LLC
VIRTUS ADVISERS, LLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 343 holding rows worth $967,543,000 by the sum of the rows.
- Accession
- 0001633693-18-000011
- Filer
- CIK 1587281
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A combination report, 347 entries on the cover page, a total value of $933,012,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $967,543,000 with VALUE read as thousands by filing date, 13F file number 028-17301. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $933,012,000, 4% less than the sum of the rows, $967,543,000. This page uses the sum of the rows.
Other managers
- reports for this filerREAVES W H & CO INC028-01347
- reports for this filerINFRASTRUCTURE CAPITAL ADVISORS, LLC028-17986
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 1,479,454 | $78,086,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 3,471,202 | $77,269,000 | thousands by filing date | |
| STATE STR SPDR S&P 500 ETF T | 78462F903 | CALL | 300 | $74,950,000 | thousands by filing date | call |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 2,096,695 | $72,713,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 765,934 | $61,251,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 2,318,026 | $43,208,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 1,376,298 | $39,541,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 1,395,286 | $37,938,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 319,943 | $36,064,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 529,752 | $35,875,000 | thousands by filing date | |
| ANDEAVOR LOGISTICS LP NPV | 03350F106 | COM UNIT LP INT | 709,259 | $34,442,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 1,325,128 | $33,141,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 1,496,380 | $28,132,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 475,568 | $24,321,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 2,145,315 | $23,577,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 535,447 | $23,388,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 640,621 | $22,684,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 697,681 | $16,591,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 174,539 | $11,832,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 966,129 | $11,207,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 328,723 | $9,138,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 341,258 | $8,047,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 456,531 | $7,957,000 | thousands by filing date | |
| ANDEAVOR | 03349M105 | COM | 43,876 | $6,735,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 219,073 | $6,559,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 157,952 | $5,805,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 164,717 | $4,523,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 62,545 | $4,262,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 35,393 | $4,150,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 115,945 | $4,140,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 191,335 | $3,986,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 47,060 | $3,289,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 136,476 | $2,918,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 80,389 | $2,871,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 84,037 | $2,409,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 60,184 | $2,383,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 12,479 | $2,092,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 123,485 | $2,031,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 109,892 | $1,967,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 100,550 | $1,693,000 | thousands by filing date | |
| PHILLIPS 66 | 718546904 | CALL | 1,500 | $1,500,000 | thousands by filing date | call |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 7,925 | $1,280,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 9,618 | $1,215,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 4,075 | $1,119,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 10,108 | $1,103,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 59,991 | $1,064,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 32,226 | $1,053,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 8,994 | $1,023,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 2,480 | $1,002,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 42,777 | $982,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 11,939 | $976,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 5,051 | $974,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 39,755 | $970,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 7,823 | $962,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 11,953 | $922,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 2,561 | $905,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 34,033 | $895,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 11,485 | $886,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 9,832 | $880,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 6,856 | $877,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 16,532 | $853,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 13,877 | $846,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 8,700 | $844,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 9,698 | $838,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 15,489 | $818,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 28,067 | $806,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 42,130 | $778,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 39,546 | $758,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 234,017 | $751,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 13,104 | $750,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 41,199 | $749,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 742 | $742,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 6,238 | $735,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 18,590 | $725,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 9,441 | $721,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 39,851 | $706,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 39,960 | $696,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 27,295 | $680,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 19,429 | $680,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 28,233 | $676,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 54,054 | $675,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 14,227 | $652,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 60,728 | $648,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 18,289 | $645,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 10,667 | $643,000 | thousands by filing date | |
| RESTORBIO INC | 76133L103 | COM | 42,419 | $642,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 9,591 | $640,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 63,966 | $640,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 8,452 | $638,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 13,149 | $638,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 21,335 | $638,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 83,470 | $637,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 8,215 | $634,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 9,666 | $630,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 12,807 | $628,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 16,569 | $628,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 38,094 | $621,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 8,811 | $619,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 9,921 | $610,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 49,231 | $610,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 7,052 | $603,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 82,558 | $599,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 38,458 | $598,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 77,428 | $585,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 158,277 | $582,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 12,326 | $579,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 104,004 | $578,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 31,923 | $567,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 26,779 | $566,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 25,718 | $559,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P769 | FRANKLIN INDIA | 25,763 | $558,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 10,162 | $554,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 10,561 | $552,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 292,125 | $549,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 21,774 | $536,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 25,375 | $532,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 155,009 | $527,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 6,358 | $513,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 30,135 | $511,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 37,603 | $510,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 17,101 | $502,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 18,861 | $502,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 82,998 | $502,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 11,297 | $501,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 88,958 | $498,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 50,077 | $493,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 6,320 | $493,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 13,451 | $489,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 24,849 | $488,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 8,014 | $487,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 22,258 | $483,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 12,131 | $480,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 14,240 | $469,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 36,802 | $465,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 2,649 | $456,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 25,465 | $453,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 61,463 | $452,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 21,029 | $451,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 9,575 | $451,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 2,638 | $451,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 11,509 | $449,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 26,238 | $447,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 25,438 | $445,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 9,406 | $444,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 26,741 | $444,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 11,418 | $442,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 11,625 | $437,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 15,893 | $434,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 254,541 | $433,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 45,112 | $427,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 10,529 | $425,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 35,601 | $424,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 28,805 | $415,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 21,869 | $414,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 42,584 | $413,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 26,416 | $411,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 31,339 | $410,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 19,666 | $410,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 14,044 | $410,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 36,120 | $406,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 2,871 | $406,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 28,669 | $400,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 12,709 | $400,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 36,120 | $400,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 26,284 | $400,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 4,896 | $388,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 4,427 | $387,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 10,053 | $382,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 29,767 | $381,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 13,000 | $380,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 26,824 | $373,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 20,895 | $372,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 42,037 | $371,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 4,680 | $370,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 168,009 | $360,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 110,837 | $355,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 2,410 | $352,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 28,845 | $349,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 18,850 | $349,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 16,751 | $339,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 1,578 | $338,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 51,998 | $326,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E711 | CMN | 12,176 | $324,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 29,855 | $316,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 4,431 | $312,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 34,596 | $308,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 15,261 | $307,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 124,456 | $301,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 6,400 | $279,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 62,691 | $276,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 43,920 | $270,000 | thousands by filing date | |
| MELINTA THERAPEUTICS INC | 58549G100 | COM | 55,858 | $221,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 121,346 | $214,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 5,650 | $211,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 34,423 | $193,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 17,917 | $193,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 6,835 | $191,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 1,009 | $169,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R762 | PFD CL A 6.875 | 6,338 | $164,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 10,011 | $161,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 1,956 | $140,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 2,000 | $135,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 11,549 | $127,000 | thousands by filing date | |
| NEW YORK MTG TR INC | 649604808 | PFD-C CONV | 4,555 | $112,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 5,170 | $96,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 961 | $95,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 826 | $87,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 4,499 | $87,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 8,238 | $86,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 16,558 | $76,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 1,479 | $69,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 708 | $67,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 246 | $66,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 1,156 | $65,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 428 | $64,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 389 | $64,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 352 | $51,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 307 | $50,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 2,822 | $50,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 277 | $44,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 167 | $44,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 934 | $42,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 109 | $41,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 393 | $40,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 501 | $39,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 553 | $39,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 172 | $38,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 321 | $38,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 395 | $38,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 326 | $37,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 217 | $33,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 163 | $33,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 1,274 | $33,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 411 | $32,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 4,577 | $32,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 708 | $32,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 719 | $32,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 109 | $31,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 1,330 | $31,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 304 | $29,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 335 | $29,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 225 | $29,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 3,451 | $29,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 95 | $28,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 326 | $28,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 84 | $28,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 114 | $27,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 132 | $26,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 256 | $26,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 344 | $26,000 | thousands by filing date | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 988 | $26,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 293 | $25,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 160 | $24,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 484 | $24,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 210 | $24,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 520 | $24,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 585 | $24,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 220 | $24,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 217 | $23,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 460 | $23,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 430 | $23,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 127 | $22,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 148 | $22,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 152 | $22,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 280 | $22,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 300 | $22,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 104 | $21,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 102 | $21,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 202 | $21,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 210 | $21,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 404 | $21,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 644 | $20,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 608 | $20,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 185 | $20,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 348 | $20,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 199 | $20,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 676 | $20,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 232 | $19,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 636 | $19,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 40 | $19,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 127 | $19,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 272 | $19,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 227 | $18,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 1,793 | $18,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 128 | $18,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 584 | $18,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 105 | $18,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 348 | $17,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 116 | $17,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 69 | $17,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 511 | $17,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 273 | $17,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 260 | $17,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 181 | $16,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 112 | $16,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 292 | $16,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 452 | $16,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 72 | $16,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 111 | $16,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 27 | $16,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 631 | $16,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 70 | $16,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 3,872 | $16,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 108 | $16,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 205 | $15,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 205 | $15,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 149 | $15,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 102 | $15,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 92 | $15,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 34 | $14,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 468 | $14,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 244 | $14,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 77 | $14,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 125 | $14,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 263 | $14,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 74 | $14,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 296 | $14,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 177 | $13,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 228 | $13,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 254 | $13,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 295 | $13,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 140 | $13,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 109 | $13,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 151 | $13,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 449 | $13,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 225 | $12,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 140 | $11,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 363 | $11,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 220 | $10,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 669 | $10,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 362 | $7,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 149 | $6,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 61 | $5,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 61 | $5,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 148 | $4,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 83 | $4,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 111 | $3,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 192 | $3,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 26 | $2,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 32 | $2,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N908 | COM | 10,705 | $1,000 | thousands by filing date | call |
| ISHARES TR | 464287902 | CALL | 70 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MARATHON PETE CORP | 56585A902 | CALL | 1,600 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001633693-18-000011 | this filing | 2018-11-14 | acceptance time not in the bulk data set |