13F-HR filed by McGowan Group Asset Management, Inc.
McGowan Group Asset Management, Inc. filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-15, with 110 holding rows worth $587,903,000.
- Accession
- 0001633227-21-000010
- Filer
- CIK 1633227
- Filed
- 2021-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 111 entries on the cover page, a total value of $587,903,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $587,903,000 with VALUE read as thousands by filing date, 13F file number 028-16514. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GENERAL MNY MKT FUND | 370990228 | MONEY MARKET | 69,259,623 | $69,260,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 3,406,019 | $46,322,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 2,785,346 | $44,733,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 2,491,745 | $44,253,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 3,090,563 | $37,921,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 8,054,788 | $33,427,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 982,152 | $26,616,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 1,034,012 | $21,021,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 768,638 | $16,795,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 1,396,366 | $16,337,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 443,767 | $15,652,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 421,001 | $14,529,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 62,779 | $14,513,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 815,499 | $13,643,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 1,095,581 | $13,366,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 114,907 | $12,395,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 192,953 | $11,417,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 396,885 | $10,775,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 236,273 | $9,609,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 833,585 | $7,986,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 363,600 | $7,868,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 408,887 | $6,792,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 227,276 | $5,696,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 27,770 | $5,338,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 22,810 | $5,270,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 22,605 | $5,035,000 | thousands by filing date | |
| MOUNT ORAB OH PORT AUTH AUTOMALL PROJECT - 6.75 TAXABLE 12/01/36 | 622266AA2 | MUNICIPAL BOND | 4,625,000 | $4,714,000 | thousands by filing date | principal |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 171,127 | $4,697,000 | thousands by filing date | |
| PRAIRIELANDS PUB FAC CORP TEX PROJ REV REV BDS PRAIRIELAND DETENTION CT | 73972CAN4 | MUNICIPAL BOND | 5,310,000 | $3,819,000 | thousands by filing date | principal |
| PIMA CNTY ARIZ INDL DEV AUTH ED REV REV BDS GRIFFIN FOUNDATION 2008 A | 72177MJQ1 | MUNICIPAL BOND | 3,370,000 | $3,373,000 | thousands by filing date | principal |
| Amazon.com, Inc | 023135106 | COM | 965 | $3,170,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 424,618 | $3,091,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 20,018 | $2,833,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 117,971 | $2,208,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 16,707 | $2,127,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 29,220 | $1,719,000 | thousands by filing date | |
| PUBLIC FIN AUTH WIS ED REV TRIAD EDUCATION SERVICES INC | 74442EAX8 | MUNICIPAL BOND | 1,600,000 | $1,716,000 | thousands by filing date | principal |
| Microsoft Corp | 594918104 | COM | 5,611 | $1,582,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 73,301 | $1,533,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 10,249 | $1,433,000 | thousands by filing date | |
| FL CHARTER SCHOOL REVENUE RIVER CITY EDU SVCS INC PROJ- SER A | 140539AC1 | MUNICIPAL BOND | 1,305,000 | $1,374,000 | thousands by filing date | principal |
| FANNIN CNTY TEX PUB FAC CORP REV REF BDS DETENTION FAC PROJ 2014 | 307149AM6 | MUNICIPAL BOND | 1,800,000 | $1,321,000 | thousands by filing date | principal |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 13,372 | $1,306,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 59,187 | $1,049,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 3,409 | $1,038,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 39,070 | $885,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 5,471 | $884,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 2,436 | $847,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 8,282 | $808,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 2,259 | $757,000 | thousands by filing date | |
| TULANE UNIV LA RFDG-TULANE UNIV-C 0.523 02/15/36 B/E DTD 05/31/07 CLB | 899062BQ5 | MUNICIPAL BOND | 810,000 | $757,000 | thousands by filing date | principal |
| VOC ENERGY TR | 91829B103 | TR UNIT | 145,596 | $668,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 36,818 | $664,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 7,738 | $634,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 11,333 | $612,000 | thousands by filing date | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 12,925 | $611,000 | thousands by filing date | |
| TANGIPAHOA PARISH LA HOSP SVC DIST NO 1 HOSP REV TAXABLE-NORTH OAKS | 875518EL2 | MUNICIPAL BOND | 605,000 | $607,000 | thousands by filing date | principal |
| Philip Morris International Inc. | 718172109 | COM | 6,363 | $603,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,169 | $592,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 1,815 | $581,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 98,705 | $566,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 14,977 | $544,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 25,280 | $538,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 37,258 | $528,000 | thousands by filing date | |
| PIMA CNTY ARIZ INDL DEV AUTH ED REV REV BDS GRIFFIN FOUNDATION 2008 B | 72177MJR9 | MUNICIPAL BOND | 520,000 | $520,000 | thousands by filing date | principal |
| iShares MSCI Frontier 100 | 464286145 | cs | 14,121 | $479,000 | thousands by filing date | |
| FL CHARTER SCHOOL REVENUE RIVER CITY EDU SVCS INC PROJ-SER A | 140539AB3 | MUNICIPAL BOND | 43,000 | $454,000 | thousands by filing date | principal |
| NIKE,Inc. Class B | 654106103 | COM | 2,972 | $432,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 7,905 | $426,000 | thousands by filing date | |
| FANNIN CNTY TEX PUB FAC CORP REV REF BDS DETENTION FAC PROJ 2014 | 307149AN4 | MUNICIPAL BOND | 590,000 | $426,000 | thousands by filing date | principal |
| AMPHENOL CORP NEW | 032095101 | COM | 5,627 | $412,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,212 | $411,000 | thousands by filing date | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 211,005 | $405,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 697 | $401,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 8,162 | $372,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 17,039 | $369,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 1,865 | $358,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 2,512 | $350,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,989 | $349,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 4,629 | $348,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 2,659 | $342,000 | thousands by filing date | |
| SILICON VY TOB SECURITIZATION AUTH CALIF TOB SETTLEMENT REV TOBACCO | 82706TAD3 | MUNICIPAL BOND | 3,500,000 | $339,000 | thousands by filing date | principal |
| FIRST SOLAR INC COM | 336433107 | Stock | 3,518 | $336,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 1,672 | $335,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 6,028 | $321,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 2,454 | $316,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 20,922 | $312,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 22,361 | $310,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 909 | $304,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 16,980 | $301,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 2,088 | $290,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 49,625 | $282,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 4,355 | $270,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 27,559 | $268,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 1,611 | $264,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 2,892 | $252,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 2,928 | $252,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 18,849 | $250,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 3,459 | $245,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 4,085 | $238,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 606 | $237,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 656 | $235,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 864 | $229,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 4,215 | $229,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 31,775 | $228,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 5,560 | $222,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 4,107 | $216,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 5,888 | $204,000 | thousands by filing date | |
| TOBACCO SETTLEMENT FING CORP VA ASSET BACKED BDS 2007C | 88880NAW9 | MUNICIPAL BOND | 830,000 | $204,000 | thousands by filing date | principal |
| ConocoPhillips | 20825C104 | COM | 2,983 | $202,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001633227-21-000010 | this filing | 2021-11-15 | acceptance time not in the bulk data set |