13F-HR filed by Patten Group, Inc.
Patten Group, Inc. filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 652 holding rows worth $247,193,000.
- Accession
- 0001633207-17-000005
- Filer
- CIK 1633207
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 654 entries on the cover page, a total value of $247,193,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $247,193,000 with VALUE read as thousands by filing date, 13F file number 028-16802. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ONEOK INC NEW | 682680103 | COM | 1 | $8,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 262 | $8,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 581 | $8,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 145 | $8,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 624 | $8,000 | thousands by filing date | |
| State Street MSCI ACWI ex USA Index | H34851889 | EF | 2 | $8,000 | thousands by filing date | |
| State Street MSCI ACWI ex USA Index | H34851657 | EF | 85 | $8,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 21 | $7,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 75 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 1,094 | $7,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 143 | $7,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 402 | $7,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 244 | $7,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 7 | $7,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B357 | S&P INTL DEV HIG | 1 | $7,000 | thousands by filing date | |
| iShares S&P/TSX Capped Info Tech ETF | 46428N106 | EF | 6 | $7,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 40,000 | $6,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 544 | $6,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 0 | $6,000 | thousands by filing date | Amount filed as zero, left out of ratios. |
| DISCOVER FINL SVCS | 254709108 | COM | 52 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 9 | $6,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 202 | $6,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 64 | $6,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 4 | $6,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 202 | $6,000 | thousands by filing date | |
| iShares Russell 2000 Growth ETF | H21810755 | EF | 1 | $6,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 20,000 | $5,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Texas Instruments Incorporated | 882508104 | COM | 400 | $5,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 37 | $5,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 35 | $5,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 4 | $5,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 12 | $5,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 0 | $5,000 | thousands by filing date | Amount filed as zero, left out of ratios. |
| CDK GLOBAL INC | 12508E101 | COM | 16 | $5,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 54 | $5,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 670 | $5,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 3 | $4,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 112 | $4,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 3 | $4,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 0 | $4,000 | thousands by filing date | Amount filed as zero, left out of ratios. |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 1 | $4,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 5 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 87 | $4,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 125 | $4,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 4 | $4,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 0 | $4,000 | thousands by filing date | Amount filed as zero, left out of ratios. |
| CBS CORP NEW | 124857202 | CL B | 0 | $4,000 | thousands by filing date | Amount filed as zero, left out of ratios. |
| ARCONIC INC | 03965L100 | COM | 5 | $4,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 55 | $4,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 1 | $4,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 75,006 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 7 | $4,000 | thousands by filing date | |
| LOCKHEED MARTIN CORP | 539830909 | COM | 1 | $4,000 | thousands by filing date | call |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 7 | $4,000 | thousands by filing date | |
| iShares Russell 2000 Growth ETF | H22118697 | EF | 10 | $4,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 200 | $3,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 71 | $3,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 228 | $3,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 69 | $3,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 27 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 5 | $3,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 0 | $3,000 | thousands by filing date | Amount filed as zero, left out of ratios. |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 3 | $3,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 15,508 | $3,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 100 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 125 | $3,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 83 | $3,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 9 | $3,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 85 | $3,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 0 | $3,000 | thousands by filing date | Amount filed as zero, left out of ratios. |
| SPDR S&P 500 ETF TR | 78462F953 | PUT | 30 | $3,000 | thousands by filing date | put |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 0 | $3,000 | thousands by filing date | Amount filed as zero, left out of ratios. |
| VERSUM MATLS INC | 92532W103 | COM | 606 | $3,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 3 | $3,000 | thousands by filing date | |
| Volkswagen Ag Preferred ADR | 928662303 | COM | 11,722 | $3,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 9 | $3,000 | thousands by filing date | |
| iShares Russell 2000 Growth ETF | H26607646 | EF | 2,474 | $3,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 3 | $2,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 101 | $2,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 2 | $2,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 15 | $2,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 0 | $2,000 | thousands by filing date | Amount filed as zero, left out of ratios. |
| OPEN TEXT CORP COM | 683715106 | Stock | 12 | $2,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 24 | $2,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 11 | $2,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 40 | $2,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 40 | $2,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 2 | $2,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| SPDR SER TR | 78468R754 | RUSSELL LOW VOL | 11 | $2,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 146 | $2,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 9 | $2,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 400 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 0 | $2,000 | thousands by filing date | Amount filed as zero, left out of ratios. |
| BED BATH & BEYOND INC | 075896100 | COM | 293 | $2,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 6 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 3 | $2,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 20 | $2,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 1 | $2,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 13 | $2,000 | thousands by filing date | |
| VESTAS WIND SYSTEMS AS | 925458101 | COM | 20 | $2,000 | thousands by filing date | |
| STATE STR SPDR S&P 500 ETF T | 78462F903 | CALL | 30 | $2,000 | thousands by filing date | call |
| LOCKHEED MARTIN CORP | 539830959 | PUT | 76,190 | $2,000 | thousands by filing date | put |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 11 | $2,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 1 | $2,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 0 | $2,000 | thousands by filing date | Amount filed as zero, left out of ratios. |
| True Nature Holding Inc | 89786C106 | CS | 4 | $2,000 | thousands by filing date | |
| iShares Russell 2000 Growth ETF | H34851884 | EF | 50,000 | $2,000 | thousands by filing date | |
| State Street MSCI ACWI ex USA Index | H34851883 | EF | 50,000 | $2,000 | thousands by filing date | |
| Quanta Services Inc | 71762E102 | CS | 33 | $2,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 675 | $1,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 0 | $1,000 | thousands by filing date | Amount filed as zero, left out of ratios. |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 33 | $1,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 2 | $1,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 0 | $1,000 | thousands by filing date | Amount filed as zero, left out of ratios. |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 2 | $1,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 11 | $1,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 50 | $1,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 1 | $1,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 113 | $1,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 31 | $1,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 17 | $1,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 636 | $1,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 0 | $1,000 | thousands by filing date | Amount filed as zero, left out of ratios. |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 2 | $1,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 1 | $1,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 1 | $1,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 22 | $1,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 0 | $1,000 | thousands by filing date | Amount filed as zero, left out of ratios. |
| POWERSHARES QQQ NASDAQ 100 | 73935A904 | COM | 112 | $1,000 | thousands by filing date | call |
| POWERSHARES QQQ NASDAQ 100 | 73935A954 | COM | 125 | $1,000 | thousands by filing date | put |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 75 | $1,000 | thousands by filing date | |
| iShares Russell 2000 Growth ETF | H22054251 | EF | 50,000 | $1,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 4,819 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRINKER INTL INC COM | 109641100 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORDSTROM INC | 655664100 | COM | 535 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287905 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ISHARES TR | 464287955 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AT&T INC | 00206R902 | CALL | 150 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| WOLVERINE WORLD WIDE INC | 978097903 | COM | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NORTEL NETWORKS CORP | 656568508 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELPHI AUTOMOTIVE PLC | G27823906 | COM | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MOTORS LIQ CO GUC TRUST | 62010U101 | cs | 16,042 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROGRESS ENERGY INC-CVO | 743263AA3 | COM | 948 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMR Corp Escrow | 001ESC102 | COM | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Medgold Resources | 58436R201 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Precision Technologies | 740333109 | CS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| American Technologies Group, Inc. | 030143309 | CS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Bombardier Inc | 097751101 | CS | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Fision Corp | 33813L101 | CS | 106 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001633207-17-000005 | this filing | 2017-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001633207-17-000006 | base | 2017-12-13 | acceptance time not in the bulk data set |