13F-HR filed by Patten Group, Inc.
Patten Group, Inc. filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-13, with 686 holding rows worth $210,749,000.
- Accession
- 0001633207-16-000009
- Filer
- CIK 1633207
- Filed
- 2016-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 695 entries on the cover page, a total value of $210,749,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $210,749,728 with VALUE read as dollars, detected, 13F file number 028-16802. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Global Healthcare ETF | 464287325 | SHS | 75 | $7,222 | dollars, detected | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 135 | $7,130 | dollars, detected | |
| ISHARES S&P/TSX CANADIAN | 46431G205 | ETP | 750 | $7,051 | dollars, detected | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 320 | $7,027 | dollars, detected | |
| Ishares S&p Tsx Cp Fnl Idx Etf Unit | 46431B107 | EF | 300 | $7,016 | dollars, detected | |
| Vanguard Total Stock Market Index | H28736473 | CS | 416 | $7,005 | dollars, detected | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 100 | $6,904 | dollars, detected | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 350 | $6,748 | dollars, detected | |
| RALPH LAUREN CORP | 751212101 | CL A | 70 | $6,738 | dollars, detected | |
| TIAA Stable Value | H28953966 | CS | 6,734 | $6,734 | dollars, detected | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 125 | $6,712 | dollars, detected | |
| INVESCO SR INCOME TR | 46131H107 | COM | 1,600 | $6,464 | dollars, detected | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 63 | $6,453 | dollars, detected | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 27 | $6,348 | dollars, detected | |
| METLIFE INC COM | 59156R108 | Stock | 144 | $6,327 | dollars, detected | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 70 | $6,295 | dollars, detected | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 205 | $6,225 | dollars, detected | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 143 | $6,167 | dollars, detected | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 200 | $6,102 | dollars, detected | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 50 | $6,099 | dollars, detected | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 150 | $6,003 | dollars, detected | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 200 | $5,986 | dollars, detected | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 51 | $5,962 | dollars, detected | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 151 | $5,961 | dollars, detected | |
| iShares Russell 2000 Growth ETF | H26595637 | EF | 396 | $5,955 | dollars, detected | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 150 | $5,745 | dollars, detected | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 50 | $5,703 | dollars, detected | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 211 | $5,690 | dollars, detected | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 47 | $5,346 | dollars, detected | |
| F5 INC COM | 315616102 | Stock | 50 | $5,292 | dollars, detected | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 75 | $5,128 | dollars, detected | |
| CARMAX INC COM | 143130102 | Stock | 100 | $5,110 | dollars, detected | |
| DEXCOM INC COM | 252131107 | Stock | 75 | $5,093 | dollars, detected | |
| LVIP FRNKLN TMPLTN GLOBAL EQTY MANGDVLTY | H29197457 | CS | 567 | $4,997 | dollars, detected | |
| TRIPADVISOR INC | 896945201 | COM | 75 | $4,987 | dollars, detected | |
| DISCOVER FINL SVCS | 254709108 | COM | 97 | $4,939 | dollars, detected | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 450 | $4,914 | dollars, detected | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 100 | $4,868 | dollars, detected | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 60 | $4,868 | dollars, detected | |
| Vanguard Growth | 922908736 | COM | 45 | $4,790 | dollars, detected | |
| Insured Bank Program | H28951836 | CS | 4,771 | $4,771 | dollars, detected | |
| BED BATH & BEYOND INC | 075896100 | COM | 95 | $4,715 | dollars, detected | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 150 | $4,710 | dollars, detected | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 125 | $4,678 | dollars, detected | |
| SPDR Barclays International Treasury Bond ETF | H22118698 | EF | 457 | $4,513 | dollars, detected | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 150 | $4,507 | dollars, detected | |
| ISHARES TR | 464287905 | CALL | 20 | $4,452 | dollars, detected | call |
| SPDR Barclays International Treasury Bond ETF | H22118689 | EF | 430 | $4,247 | dollars, detected | |
| iShares Russell 2000 Growth ETF | H21810755 | EF | 270 | $4,198 | dollars, detected | |
| SPDR Barclays International Treasury Bond ETF | H21810753 | EF | 422 | $4,171 | dollars, detected | |
| CBS CORP NEW | 124857202 | CL B | 75 | $4,131 | dollars, detected | |
| NETSUITE INC | 64118Q107 | COM | 60 | $4,109 | dollars, detected | |
| SPDR Barclays International Treasury Bond ETF | H21809996 | EF | 414 | $4,087 | dollars, detected | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 150 | $4,077 | dollars, detected | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 75 | $4,064 | dollars, detected | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 67 | $4,062 | dollars, detected | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 50 | $3,974 | dollars, detected | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 85 | $3,973 | dollars, detected | |
| Put 100 Spdr S&p 500 Etf Tr Tr Unit Exp 01-20-17@185.000 Option Root= Spy | 99QAFKO2F | PT | 6 | $3,864 | dollars, detected | put |
| Vanguard Total Stock Market Index | H28736468 | CS | 209 | $3,734 | dollars, detected | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 135 | $3,690 | dollars, detected | |
| POWERSHARES QQQ NASDAQ 100 | 73935A954 | COM | 9 | $3,645 | dollars, detected | put |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 215 | $3,590 | dollars, detected | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 75 | $3,585 | dollars, detected | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 907 | $3,582 | dollars, detected | |
| WHOLE FOODS MKT INC | 966837106 | COM | 115 | $3,577 | dollars, detected | |
| State Street MSCI ACWI ex USA Index | H28736474 | CS | 354 | $3,528 | dollars, detected | |
| SPDR Barclays International Treasury Bond ETF | H21810846 | EF | 357 | $3,528 | dollars, detected | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 35 | $3,523 | dollars, detected | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 200 | $3,480 | dollars, detected | |
| FEDERAL NATL MTG ASSN PFD 8.25 SR T | 313586737 | Preferred | 807 | $3,389 | dollars, detected | |
| CST BRANDS INC | 12646R105 | COM | 88 | $3,369 | dollars, detected | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 250 | $3,322 | dollars, detected | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 3,000 | $3,300 | dollars, detected | |
| TIAA Stable Value | H28938759 | CS | 3,284 | $3,284 | dollars, detected | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 130 | $3,084 | dollars, detected | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 65 | $3,044 | dollars, detected | |
| SPDR S&P 500 ETF TR | 78462F953 | PUT | 8 | $3,000 | dollars, detected | put |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 35 | $2,973 | dollars, detected | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 55 | $2,913 | dollars, detected | |
| Volkswagen Ag Preferred ADR | 928662303 | COM | 100 | $2,907 | dollars, detected | |
| iShares Russell 2000 Growth ETF | H22118697 | EF | 184 | $2,866 | dollars, detected | |
| DISCOVERY INC | 25470F104 | COM SER A | 100 | $2,863 | dollars, detected | |
| HANESBRANDS INC | 410345102 | COM | 100 | $2,834 | dollars, detected | |
| ISHARES TR | 464287955 | PUT | 20 | $2,796 | dollars, detected | put |
| Vanguard Total Bond Market Index | H28736475 | CS | 235 | $2,736 | dollars, detected | |
| MOSAIC CO COM | 61945C103 | Stock | 100 | $2,700 | dollars, detected | |
| DISCOVERY INC | 25470F302 | COM SER C | 100 | $2,700 | dollars, detected | |
| Vanguard Extended Market Index | H28736476 | CS | 171 | $2,650 | dollars, detected | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 60 | $2,555 | dollars, detected | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 212 | $2,522 | dollars, detected | |
| TWITTER INC | 90184L102 | COM | 150 | $2,482 | dollars, detected | |
| VANGUARD STAR FDS | 921909768 | COM | 55 | $2,470 | dollars, detected | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 50 | $2,449 | dollars, detected | |
| SNYDERS LANCE INC | 833551104 | COM | 77 | $2,423 | dollars, detected | |
| MANNKIND CORP | 56400P201 | COM | 1,500 | $2,415 | dollars, detected | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 100 | $2,392 | dollars, detected | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 22 | $2,372 | dollars, detected | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 5 | $2,354 | dollars, detected | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 547 | $2,182 | dollars, detected | |
| BARRICK GOLD CORP | 067901108 | COM | 160 | $2,172 | dollars, detected | |
| TIAA Real Estate | H27946728 | CS | 5 | $2,125 | dollars, detected | |
| CERNER CORP | 156782104 | COM | 40 | $2,118 | dollars, detected | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 30 | $2,112 | dollars, detected | |
| INVESCO LTD SHS | G491BT108 | Stock | 68 | $2,092 | dollars, detected | |
| Vanguard Extended Market ETF | 922908652 | SHS | 25 | $2,070 | dollars, detected | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 115 | $2,047 | dollars, detected | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 100 | $1,977 | dollars, detected | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 125 | $1,960 | dollars, detected | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 115 | $1,955 | dollars, detected | |
| Vanguard REIT Index | H28736477 | CS | 109 | $1,934 | dollars, detected | |
| TIME INC NEW | 887228104 | COM | 125 | $1,930 | dollars, detected | |
| AVIS BUDGET GROUP INC | 53774105 | COM | 70 | $1,915 | dollars, detected | The CUSIP as filed is malformed. |
| CDK GLOBAL INC | 12508E101 | COM | 41 | $1,908 | dollars, detected | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 1,828 | $1,883 | dollars, detected | |
| INGLES MKTS INC CL A | 457030104 | Stock | 50 | $1,875 | dollars, detected | |
| State Street MSCI ACWI ex USA Index | H28736469 | CS | 175 | $1,846 | dollars, detected | |
| VMWARE, INC. | 928563402 | CL A COM | 35 | $1,830 | dollars, detected | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 10 | $1,827 | dollars, detected | |
| OPEN TEXT CORP COM | 683715106 | Stock | 35 | $1,813 | dollars, detected | |
| STATE STR SPDR S&P 500 ETF T | 78462F903 | CALL | 12 | $1,806 | dollars, detected | call |
| FIRSTENERGY CORP | 337932107 | COM | 50 | $1,798 | dollars, detected | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 115 | $1,705 | dollars, detected | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 65 | $1,660 | dollars, detected | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 100 | $1,660 | dollars, detected | |
| SEQUENOM INC COM NEW | 817337405 | COM | 1,125 | $1,586 | dollars, detected | |
| iShares Russell 2000 Growth ETF | H26607646 | EF | 97 | $1,461 | dollars, detected | |
| Put 100 Spdr S&p 500 Etf Tr Tr Unit Exp 09-16-16@175.000 Option Root= Spy | 99QAFUBKW | PT | 6 | $1,452 | dollars, detected | put |
| Vanguard Total Bond Market Index | H28736470 | CS | 121 | $1,446 | dollars, detected | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 15 | $1,406 | dollars, detected | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 50 | $1,373 | dollars, detected | |
| Vanguard Extended Market Index | H28736471 | CS | 84 | $1,372 | dollars, detected | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 25 | $1,357 | dollars, detected | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 25 | $1,351 | dollars, detected | |
| VESTAS WIND SYSTEMS AS | 925458101 | COM | 55 | $1,295 | dollars, detected | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 40 | $1,271 | dollars, detected | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 50 | $1,258 | dollars, detected | |
| SPX FLOW INC COM | 78469X107 | Stock | 50 | $1,254 | dollars, detected | |
| TRIMBLE INC COM | 896239100 | Stock | 50 | $1,240 | dollars, detected | |
| iShares MSCI Frontier 100 | 464286145 | cs | 50 | $1,228 | dollars, detected | |
| QUANTA SVCS INC | 74762E102 | COM | 50 | $1,128 | dollars, detected | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 40 | $1,097 | dollars, detected | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 50 | $1,084 | dollars, detected | |
| SMUCKER J M CO | 832696405 | COM NEW | 8 | $1,038 | dollars, detected | |
| Vanguard REIT Index | H28736472 | CS | 53 | $1,022 | dollars, detected | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 70 | $985 | dollars, detected | |
| PEABODY ENERGY CORP | 704549203 | COMMON STOCK | 400 | $928 | dollars, detected | |
| Vanguard Target Retir 2030 Inv | H28170233 | CS | 18 | $912 | dollars, detected | |
| POWERSHARES QQQ NASDAQ 100 | 73935A904 | COM | 5 | $895 | dollars, detected | call |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 31 | $885 | dollars, detected | |
| 1165 Stable Value Option | H29617672 | CS | 73 | $806 | dollars, detected | |
| Put (spy) 2spdr S&p 500 Etf Jun 17 16 $185 (100 Shs) | 2064239RP | PT | 6 | $798 | dollars, detected | put |
| SPX CORP | 784635104 | COMMON STOCK | 50 | $751 | dollars, detected | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 50 | $683 | dollars, detected | |
| CHEMOURS CO COM | 163851108 | Stock | 96 | $672 | dollars, detected | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 50 | $652 | dollars, detected | |
| Put 100 Ishares Tr Msci Eafe Etf Exp 09-16-16@50.000 Option Root= Efa | 99QAHCDDK | PT | 6 | $600 | dollars, detected | put |
| TASEKO MINES LTD COM | 876511106 | Stock | 1,000 | $564 | dollars, detected | |
| iShares Russell 2000 Growth ETF | H22054251 | EF | 32 | $497 | dollars, detected | |
| Forsys Metals Corp | 34660G104 | Common Stock | 7,000 | $459 | dollars, detected | |
| ARCH COAL INC | 039380308 | Common Stock | 1,500 | $457 | dollars, detected | |
| SUNPOWER CORP | 867652406 | COM | 20 | $446 | dollars, detected | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 100 | $285 | dollars, detected | |
| SOLARCITY CORP | 83416T100 | COM | 10 | $245 | dollars, detected | |
| Bombardier Inc | 097751101 | CS | 200 | $221 | dollars, detected | |
| Entergy Arkansas Inc | 29364D506 | PS | 2 | $197 | dollars, detected | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 75 | $195 | dollars, detected | |
| MOTORS LIQ CO GUC TRUST | 62010U101 | cs | 14 | $170 | dollars, detected | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 2,893 | $105 | dollars, detected | |
| PROGRESS ENERGY INC-CVO | 743263AA3 | COM | 225 | $78 | dollars, detected | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 1 | $57 | dollars, detected | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 1 | $53 | dollars, detected | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 8 | $47 | dollars, detected | |
| International Paper Company | 88335R101 | Common Stock | 50,000 | $45 | dollars, detected | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 0 | $34 | dollars, detected | Amount filed as zero, left out of ratios. |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 3 | $17 | dollars, detected | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 2 | $11 | dollars, detected | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 0 | $2 | dollars, detected | Amount filed as zero, left out of ratios. |
| THORNBURG MORTGAGE INC | 885218800 | COMMON STOCK | 100 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| IDEARC INC | 451663108 | COMMON STOCK | 6 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| NORTEL NETWORKS CORP | 656568508 | COMMON STOCK | 10 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| Fairpoint Communications Inc/O | 305560104 | COM | 6 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| AMR Corp Escrow | 001ESC102 | COM | 1,000 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| Medgold Resources | 58436R201 | COM | 16 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| Precision Technologies | 740333109 | CS | 25 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| TIAA Real Estate | H30122535 | CS | 0 | $0 | dollars, detected | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001633207-16-000009 | this filing | 2016-05-13 | acceptance time not in the bulk data set |