13F-HR filed by Private Advisory Group LLC
Private Advisory Group LLC filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-07, with 109 holding rows worth $110,039,000.
- Accession
- 0001632965-17-000001
- Filer
- CIK 1632965
- Filed
- 2017-02-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 109 entries on the cover page, a total value of $110,039,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $110,039,000 with VALUE read as thousands by filing date, 13F file number 028-16601. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares S&P 500 Growth ETF | 464287309 | SHS | 56,832 | $6,922,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 23,648 | $4,671,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 79,390 | $4,583,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 18,080 | $4,068,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 18,128 | $4,052,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 66,256 | $3,465,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 4,471 | $3,353,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 20,516 | $2,821,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 19,203 | $2,768,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 27,961 | $2,630,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 85,692 | $2,533,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 23,311 | $2,519,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 54,654 | $2,293,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 28,054 | $2,266,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 83,332 | $2,103,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 56,454 | $2,101,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 24,245 | $1,839,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 11,589 | $1,738,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 35,238 | $1,705,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 64,657 | $1,591,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 41,531 | $1,552,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 24,781 | $1,540,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 24,493 | $1,454,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 11,025 | $1,451,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 43,147 | $1,363,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 10,917 | $1,285,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 13,440 | $1,255,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 10,874 | $1,251,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 9,999 | $1,124,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 21,125 | $1,053,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 107,494 | $1,041,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 9,860 | $1,027,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 14,662 | $1,011,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 29,968 | $1,007,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 8,089 | $937,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 7,449 | $927,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 8,330 | $918,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 10,547 | $914,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 16,822 | $898,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 35,346 | $894,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 10,708 | $885,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 7,535 | $868,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 15,405 | $859,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 6,441 | $817,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 16,293 | $791,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 10,669 | $771,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 16,186 | $742,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 15,479 | $733,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 25,571 | $708,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 7,445 | $690,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 6,993 | $577,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 7,400 | $563,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 36,067 | $538,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P338 | FUND | 22,005 | $521,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 16,428 | $515,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 11,852 | $498,000 | thousands by filing date | |
| IPATH PURE BETA NICKEL | 06740P213 | CMN | 39,433 | $477,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 29,693 | $468,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 6,996 | $435,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 21,837 | $427,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P197 | IPTH LEAD ETN | 8,673 | $412,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 3,851 | $411,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 16,907 | $389,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 16,030 | $389,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M217 | 2022 HG YLD CB | 15,517 | $388,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M225 | 2021 HG YLD CB | 15,624 | $386,000 | thousands by filing date | |
| Guggenheim BulletShares 2023 C | 18383M241 | ETF | 14,536 | $383,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 15,692 | $379,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 14,572 | $376,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 14,847 | $374,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 6,808 | $343,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 7,857 | $341,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 4,514 | $340,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 6,246 | $337,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 19,999 | $329,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 3,512 | $327,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 12,575 | $321,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 14,295 | $316,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 15,798 | $316,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 17,469 | $315,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 5,910 | $311,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 7,021 | $305,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 9,800 | $298,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 23,256 | $293,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 5,920 | $292,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 7,762 | $292,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 5,050 | $290,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 3,388 | $262,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 4,919 | $254,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 4,446 | $254,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 11,192 | $245,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 4,715 | $245,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 13,884 | $245,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 3,432 | $233,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 19,822 | $232,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 8,574 | $231,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 4,441 | $230,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 3,978 | $225,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 9,611 | $223,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 3,901 | $221,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 5,070 | $217,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 1,831 | $217,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 14,650 | $216,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 9,189 | $215,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 14,293 | $213,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 2,778 | $203,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 9,239 | $203,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 1,236 | $201,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 10,287 | $195,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001632965-17-000001 | this filing | 2017-02-07 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001632965-17-000003 | base | 2017-05-24 | acceptance time not in the bulk data set |