13F-HR filed by Spectrum Asset Management, Inc. (NB/CA)
Spectrum Asset Management, Inc. (NB/CA) filed this 13F-HR for the quarter ended 2026-06-30, filed 2026-08-03, with 116 holding rows worth $360,446,189.
- Accession
- 0001632078-26-000009
- Filer
- CIK 1632078
- Filed
- 2026-08-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2026
A holdings report, 130 entries on the cover page, a total value of $360,446,189 stated on the cover page (in dollars after the unit check, H1), rows summing to $360,446,189 with VALUE read as dollars as filed, 13F file number 028-16433. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Wells Fargo & Company | 949746101 | COM | 407,194 | $33,650,480 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 125,941 | $26,796,404 | dollars as filed | |
| Vanguard Ultra-Short Bond ETF | 92203C303 | SHS | 487,873 | $24,286,318 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 524,862 | $18,270,435 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F730 | FT VEST US EQT | 273,257 | $12,875,870 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F680 | FT VEST US EQT | 254,816 | $12,088,472 | dollars as filed | |
| iShares Gold Trust | 464285204 | COM | 159,602 | $12,051,548 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F615 | FT VEST US EQT | 246,980 | $11,048,034 | dollars as filed | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 86,909 | $9,479,165 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F573 | FT VEST INTER EQ | 252,509 | $7,236,025 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F771 | FT VEST US | 139,879 | $7,062,827 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 245,930 | $6,812,265 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 18,831 | $6,653,543 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 54,772 | $6,433,481 | dollars as filed | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 181,120 | $6,129,105 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U406 | FT VEST U.S. | 118,323 | $5,605,553 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 40,281 | $5,507,152 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 32,322 | $5,357,617 | dollars as filed | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 52,587 | $5,072,542 | dollars as filed | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 5,525 | $4,585,404 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 40,432 | $4,579,314 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 18,159 | $4,569,627 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F714 | FT VEST US EQT | 92,169 | $4,542,089 | dollars as filed | |
| iShares 0-3 Month Treasury Bond ETF | 46436E718 | SHS | 43,369 | $4,365,958 | dollars as filed | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 41,062 | $4,200,643 | dollars as filed | |
| ILLUMINA INC | 452327109 | COM | 23,586 | $4,147,127 | dollars as filed | |
| Duke Energy Corporation | 26441C204 | COM | 29,511 | $3,735,509 | dollars as filed | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 35,337 | $3,721,340 | dollars as filed | |
| Charles Schwab Corp | 808513105 | COM | 40,174 | $3,706,814 | dollars as filed | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 12,730 | $3,699,299 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 9,740 | $3,633,348 | dollars as filed | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 22,804 | $3,573,844 | dollars as filed | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 55,922 | $3,516,925 | dollars as filed | |
| EMERSON ELEC CO COM | 291011104 | Stock | 23,718 | $3,395,232 | dollars as filed | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 36,010 | $3,257,465 | dollars as filed | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 130,560 | $3,219,610 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 6,423 | $3,214,005 | dollars as filed | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 60,038 | $3,188,639 | dollars as filed | |
| SERIES PORTFOLIOS TR | 81752T486 | ELDRIDGE AAA CLO | 124,361 | $3,185,508 | dollars as filed | |
| ISHARES TR | 46435G425 | COM | 17,089 | $2,796,891 | dollars as filed | |
| SOLS | 83443Q103 | COM | 30,289 | $2,683,606 | dollars as filed | |
| Linde plc | G54950103 | COM | 4,717 | $2,447,840 | dollars as filed | |
| SPY | 78462F103 | SHS | 3,224 | $2,413,999 | dollars as filed | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 80,233 | $2,323,556 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 15,806 | $2,316,422 | dollars as filed | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 3 | $2,246,550 | dollars as filed | |
| HONEYWELL INTL INC COM | 438516205 | Stock | 8,865 | $1,984,868 | dollars as filed | |
| HONEYWELL AEROSPACE INC COM | 43849R105 | Stock | 8,850 | $1,956,558 | dollars as filed | |
| FT VEST US EQUITY DEEP BUFFER ETF - JANUARY | 33740F631 | ETF | 40,032 | $1,822,425 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 5,096 | $1,821,185 | dollars as filed | |
| Apple Inc | 037833100 | COM | 6,103 | $1,765,905 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F839 | FT VEST US EQT | 28,381 | $1,457,365 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U802 | FT VEST U.S. | 32,760 | $1,339,229 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,413 | $1,321,791 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 3,836 | $1,316,192 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 6,533 | $1,239,550 | dollars as filed | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,600 | $1,210,272 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 13,308 | $1,146,352 | dollars as filed | |
| GE Vernova Inc. | 36828A101 | COM | 825 | $969,672 | dollars as filed | |
| General Electric Company | 369604301 | COM | 2,577 | $963,103 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 6,355 | $942,511 | dollars as filed | |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 3,046 | $907,376 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 4,417 | $883,855 | dollars as filed | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 11,211 | $798,820 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 1,740 | $731,966 | dollars as filed | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 9,630 | $724,851 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 8,370 | $723,336 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F672 | FT VEST UQ EQT | 15,460 | $721,673 | dollars as filed | |
| Deere & Company | 244199105 | COM | 1,133 | $720,621 | dollars as filed | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 356 | $708,241 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 2,009 | $680,489 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 2,757 | $657,104 | dollars as filed | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 8,453 | $633,046 | dollars as filed | |
| COGNEX CORP | 192422103 | COM | 8,087 | $585,661 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 2,160 | $583,946 | dollars as filed | |
| ISHARES TR | 464287457 | COM | 7,000 | $574,770 | dollars as filed | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 13,111 | $572,933 | dollars as filed | |
| ISHARES TR | 46436E841 | IBONDS 27 TRM TS | 25,605 | $572,777 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 449 | $538,545 | dollars as filed | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,410 | $499,479 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 1,306 | $493,342 | dollars as filed | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 20,457 | $489,741 | dollars as filed | |
| FRANCO NEV CORP COM | 351858105 | Stock | 2,344 | $488,584 | dollars as filed | |
| Medtronic Plc | G5960L103 | COM | 5,990 | $472,911 | dollars as filed | |
| VTI | 922908769 | COM | 1,247 | $461,440 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 18,885 | $454,758 | dollars as filed | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 2,322 | $451,978 | dollars as filed | |
| SEMPRA COM | 816851109 | Stock | 4,810 | $445,965 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 412 | $438,707 | dollars as filed | |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 8,110 | $430,498 | dollars as filed | |
| FORGENT POWER SOLUTIONS INC | 34631F102 | COM SHS CL A | 6,925 | $386,831 | dollars as filed | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 4,175 | $382,597 | dollars as filed | |
| ARISTA NETWORKS INC | 040413205 | COM | 2,029 | $344,687 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 1,200 | $337,452 | dollars as filed | |
| ISHARES TR | 46436E858 | IBONDS 26 TRM TS | 14,211 | $325,290 | dollars as filed | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 634 | $314,927 | dollars as filed | |
| ISHARES TR | 46436E833 | IBONDS 28 TRM TS | 14,094 | $312,042 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 2,214 | $299,835 | dollars as filed | |
| NEWMONT CORP | 651639106 | COM | 3,161 | $295,213 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F698 | FT VEST US EQT | 5,845 | $293,098 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 391 | $292,816 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 780 | $287,337 | dollars as filed | |
| MORNINGSTAR INC COM | 617700109 | Stock | 1,829 | $285,366 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 5,003 | $285,061 | dollars as filed | |
| Wells Fargo & Company | 949746101 | COM | 100,000 | $284,920 | dollars as filed | put |
| SPDW | 78463X889 | COM | 5,522 | $278,254 | dollars as filed | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 1,650 | $255,965 | dollars as filed | |
| Altria Group Inc | 02209S103 | COM | 3,405 | $248,600 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 538 | $223,610 | dollars as filed | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 541 | $221,540 | dollars as filed | |
| HEARTBEAM INC | 42238H108 | COM | 100,400 | $75,300 | dollars as filed | |
| LOANDEPOT INC | 53946R106 | COM CL A | 12,000 | $15,000 | dollars as filed | |
| TENON MEDICAL INC | 88066N113 | *W EXP 06/16/202 | 679,420 | $7,338 | dollars as filed | |
| TENON MEDICAL INC | 88066N303 | COM | 10,650 | $3,476 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 5,000 | $1,650 | dollars as filed | put |
| Apple Inc | 037833100 | COM | 200 | $193 | dollars as filed | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001632078-26-000009 | this filing | 2026-08-03 | acceptance time not in the bulk data set |