13F-HR filed by Spectrum Asset Management, Inc. (NB/CA)
Spectrum Asset Management, Inc. (NB/CA) filed this 13F-HR for the quarter ended 2024-09-30, filed 2024-10-22, with 97 holding rows worth $236,415,455.
- Accession
- 0001632078-24-000010
- Filer
- CIK 1632078
- Filed
- 2024-10-22
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2024
A holdings report, 106 entries on the cover page, a total value of $236,415,455 stated on the cover page (in dollars after the unit check, H1), rows summing to $236,415,455 with VALUE read as dollars as filed, 13F file number 028-16433. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 198,162 | $15,926,284 | dollars as filed | |
| iShares Gold Trust | 464285204 | COM | 249,697 | $12,409,941 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 66,915 | $11,988,490 | dollars as filed | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 118,553 | $10,825,119 | dollars as filed | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 92,660 | $9,653,309 | dollars as filed | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 114,589 | $8,147,287 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F680 | FT VEST US EQT | 171,787 | $6,880,070 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 78,505 | $6,339,309 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 145,679 | $5,990,341 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 12,985 | $5,587,363 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F615 | FT VEST US EQT | 141,874 | $5,297,576 | dollars as filed | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 16,392 | $4,953,752 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F771 | FT VEST US | 116,506 | $4,862,961 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 32,632 | $4,805,684 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 28,185 | $4,802,796 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 22,428 | $4,636,083 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 22,069 | $4,358,229 | dollars as filed | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 59,193 | $4,234,668 | dollars as filed | |
| Charles Schwab Corp | 808513105 | COM | 65,167 | $4,223,495 | dollars as filed | |
| Accenture Plc Class A | G1151C101 | COM | 11,871 | $4,196,162 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 8,950 | $4,119,327 | dollars as filed | |
| CONSTELLATION ENERGY CORP COM | 21037T109 | Stock | 15,172 | $3,945,024 | dollars as filed | |
| Duke Energy Corporation | 26441C204 | COM | 34,193 | $3,942,417 | dollars as filed | |
| Medtronic Plc | G5960L103 | COM | 40,454 | $3,670,392 | dollars as filed | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 14,996 | $3,567,000 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 29,994 | $3,515,848 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 5,952 | $3,480,002 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 64,170 | $3,415,119 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 74,173 | $3,331,120 | dollars as filed | |
| EMERSON ELEC CO COM | 291011104 | Stock | 28,815 | $3,151,497 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 25,879 | $2,950,465 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 7,627 | $2,928,235 | dollars as filed | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 35,255 | $2,847,899 | dollars as filed | |
| IJH | 464287507 | COM | 40,716 | $2,537,411 | dollars as filed | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 38,054 | $2,511,184 | dollars as filed | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 6,280 | $2,443,674 | dollars as filed | |
| ISHARES TR | 46435G425 | COM | 19,346 | $2,441,023 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 25,093 | $2,413,651 | dollars as filed | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 14,692 | $2,198,563 | dollars as filed | |
| BORGWARNER INC COM | 099724106 | Stock | 59,457 | $2,157,711 | dollars as filed | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 30,312 | $2,016,386 | dollars as filed | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 65,675 | $1,878,962 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 2,047 | $1,815,092 | dollars as filed | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 19,249 | $1,690,099 | dollars as filed | |
| SPY | 78462F103 | SHS | 2,554 | $1,470,098 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 11,508 | $1,394,270 | dollars as filed | |
| SCHWAB CHARLES FAMILY FD | 808515530 | AMT TAX FREE MNY | 1,150,000 | $1,150,000 | dollars as filed | |
| Apple Inc | 037833100 | COM | 4,369 | $1,018,081 | dollars as filed | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 9,160 | $911,329 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 5,380 | $892,304 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 3,373 | $877,217 | dollars as filed | |
| GE HEALTHCARE TECHNOLOGIES INC COMMON STOCK | 36266G107 | Stock | 9,048 | $849,155 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 8,370 | $821,097 | dollars as filed | |
| Micron Technology,Inc. | 595112103 | COM | 7,912 | $820,554 | dollars as filed | |
| MAXIMUS INC | 577933104 | COM | 8,214 | $765,217 | dollars as filed | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 3,810 | $762,381 | dollars as filed | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 4,658 | $753,805 | dollars as filed | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 18,242 | $736,977 | dollars as filed | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 13,410 | $708,167 | dollars as filed | |
| CORE LABORATORIES INC | 21867A105 | COM | 37,891 | $702,121 | dollars as filed | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 2,562 | $687,795 | dollars as filed | |
| Schlumberger Limited | 806857108 | COM | 15,991 | $675,217 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 2,207 | $672,045 | dollars as filed | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 11,593 | $601,202 | dollars as filed | |
| MORNINGSTAR INC COM | 617700109 | Stock | 1,805 | $575,961 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 1,968 | $540,995 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 16,340 | $472,885 | dollars as filed | |
| ISHARES TR | 46436E841 | IBONDS 27 TRM TS | 20,684 | $468,187 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F698 | FT VEST US EQT | 10,970 | $454,268 | dollars as filed | |
| MERCADOLIBREINC | 58733R102 | STOK | 221 | $453,484 | dollars as filed | |
| Deere & Company | 244199105 | COM | 1,078 | $451,641 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 2,695 | $450,606 | dollars as filed | |
| SEMPRA COM | 816851109 | Stock | 5,279 | $441,454 | dollars as filed | |
| VTI | 922908769 | COM | 1,546 | $439,116 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F730 | FT VEST US EQT | 9,205 | $367,924 | dollars as filed | |
| Texas Instruments Incorporated | 882508104 | COM | 1,723 | $355,840 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 2,077 | $353,164 | dollars as filed | |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 7,288 | $349,690 | dollars as filed | |
| ISHARES TR | 46436E858 | IBONDS 26 TRM TS | 13,964 | $322,080 | dollars as filed | |
| ISHARES TR | 46436E866 | IBONDS 25 TRM TS | 13,723 | $321,393 | dollars as filed | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 4,020 | $313,681 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 523 | $301,677 | dollars as filed | |
| SPDW | 78463X889 | COM | 7,921 | $297,526 | dollars as filed | |
| MCKESSON CORP COM | 58155Q103 | Stock | 600 | $297,078 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 551 | $285,297 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,735 | $284,679 | dollars as filed | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 1,315 | $275,980 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 1,200 | $265,296 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,083 | $263,234 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 1,820 | $221,015 | dollars as filed | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 649 | $204,040 | dollars as filed | |
| HEARTBEAM INC | 42238H108 | COM | 54,400 | $126,208 | dollars as filed | |
| TENON MEDICAL INC | 88066N303 | COM | 10,025 | $42,506 | dollars as filed | |
| TENON MEDICAL INC | 88066N113 | *W EXP 06/16/202 | 1,070,000 | $32,635 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 12,000 | $17,110 | dollars as filed | call |
| Pfizer Inc. | 717081103 | COM | 9,500 | $10,783 | dollars as filed | call |
| NVIDIA Corp | 67066G104 | COM | 17,000 | $1,970 | dollars as filed | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001632078-24-000010 | this filing | 2024-10-22 | acceptance time not in the bulk data set |